Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASURE SOFTWARE INCASUR · Entity 734 | Chief Financial Officer | July 06, 2017 | July 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASURE SOFTWARE INC
Report date July 06, 2017 · Filed July 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Asure Software, Inc. Common Stock ($0.01 par value)SEC Table I · non-derivative | Direct | 77,243 |
Ending reported balance
After 2017-07-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-07-06 · Exercise / conversion · Acquired 37,500 · Balance 66,405 Row 2 · 2017-07-06 · Exercise / conversion · Acquired 7,504 · Balance 73,909 Row 3 · 2017-07-06 · Exercise / conversion · Acquired 3,334 · Balance 77,243 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.23 · Expires 2019-11-19 | Direct | 22,500 |
Reported balance
After 2017-07-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-06 · Exercise / conversion · Disposed 37,500 · Balance 22,500 F1: Such options shall vest over a 4 year period following issuance such that 25% of the shares shall vest on 11/19/2015 and an additional 6.25% shall vest each three (3) months thereafter. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.76 · Expires 2020-03-31 | Direct | 2,496 |
Reported balance
After 2017-07-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-07-06 · Exercise / conversion · Disposed 7,504 · Balance 2,496 F2: Such options shall vest over a 3 year period following issuance such that 1/3 of the shares shall vest on 3/31/2016 and an additional 8.33% shall vest each three (3) months thereafter. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.31 · Expires 2021-04-12 | Direct | 6,666 |
Reported balance
After 2017-07-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-07-06 · Exercise / conversion · Disposed 3,334 · Balance 6,666 F3: Such options shall vest over a 3 year period following issuance such that 1/3 of the shares shall vest on 4/12/2017 and an additional 8.33% shall vest each three (3) months thereafter. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.86 · Expires 2022-04-06 | Direct | 95,000 |
Reported balance
Holding disclosure · report date 2017-07-06 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 95,000 F4: Such options shall vest over a 4 year period following issuance such that 25% of the shares shall vest on each of the first, second, third and fourth anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Such options shall vest over a 4 year period following issuance such that 25% of the shares shall vest on 11/19/2015 and an additional 6.25% shall vest each three (3) months thereafter.
F2: Such options shall vest over a 3 year period following issuance such that 1/3 of the shares shall vest on 3/31/2016 and an additional 8.33% shall vest each three (3) months thereafter.
F3: Such options shall vest over a 3 year period following issuance such that 1/3 of the shares shall vest on 4/12/2017 and an additional 8.33% shall vest each three (3) months thereafter.
F4: Such options shall vest over a 4 year period following issuance such that 25% of the shares shall vest on each of the first, second, third and fourth anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2017 Filed Jul 10, 2017 21:11 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,334 | $5.31 Strike: $5.31 | $17,703.54 |
DisclosureSEC source: 0001185185-17-001533 · form4-wolfe071017.xml · derivative · entry 6 Wolfe Charles Bradford · CIK 0001477749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock ($0.01 par value) · 3,334 shares Expires 2021-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Such options shall vest over a 3 year period following issuance such that 1/3 of the shares shall vest on 4/12/2017 and an additional 8.33% shall vest each three (3) months thereafter. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:11 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 7,504 | $5.76 Strike: $5.76 | $43,223.04 |
DisclosureSEC source: 0001185185-17-001533 · form4-wolfe071017.xml · derivative · entry 5 Wolfe Charles Bradford · CIK 0001477749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,496 Underlying: Common Stock ($0.01 par value) · 7,504 shares Expires 2020-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Such options shall vest over a 3 year period following issuance such that 1/3 of the shares shall vest on 3/31/2016 and an additional 8.33% shall vest each three (3) months thereafter. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:11 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 37,500 | $5.23 Strike: $5.23 | $196,125.00 |
DisclosureSEC source: 0001185185-17-001533 · form4-wolfe071017.xml · derivative · entry 4 Wolfe Charles Bradford · CIK 0001477749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock ($0.01 par value) · 37,500 shares Expires 2019-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Such options shall vest over a 4 year period following issuance such that 25% of the shares shall vest on 11/19/2015 and an additional 6.25% shall vest each three (3) months thereafter. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:11 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionAsure Software, Inc. Common Stock ($0.01 par value) | 3,334 | $5.31 | $17,703.54 |
DisclosureSEC source: 0001185185-17-001533 · form4-wolfe071017.xml · nonDerivative · entry 3 Wolfe Charles Bradford · CIK 0001477749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:11 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionAsure Software, Inc. Common Stock ($0.01 par value) | 7,504 | $5.76 | $43,223.04 |
DisclosureSEC source: 0001185185-17-001533 · form4-wolfe071017.xml · nonDerivative · entry 2 Wolfe Charles Bradford · CIK 0001477749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:11 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionAsure Software, Inc. Common Stock ($0.01 par value) | 37,500 | $5.23 | $196,125.00 |
DisclosureSEC source: 0001185185-17-001533 · form4-wolfe071017.xml · nonDerivative · entry 1 Wolfe Charles Bradford · CIK 0001477749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 22:34 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantEmployee Stock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001185185-17-000892 · form4-wolfe041017.xml · derivative · entry 5 Wolfe Charles Bradford · CIK 0001477749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock ($0.01 par value) · 15,000 shares Expires 2022-04-06 F4 · derivative.exercise_date: Such options shall vest over a 4 year period following issuance such that 25% of the shares shall vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.