Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OLD MARKET CAPITAL CorpNICK · Entity 9599 | Chief Financial Officer | June 22, 2017 | July 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OLD MARKET CAPITAL Corp
Report date June 22, 2017 · Filed July 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,894 |
Reported balance
After 2017-06-22 transaction · row 1
1 source rowRow 1 · 2017-06-22 · Grant · Acquired 6,135 · Balance 25,894 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.44 · Expires 2020-11-03 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2017-06-22 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 10,000 F1: This exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend. F2: This option vested in five equal annual installments beginning on November 3, 2010. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.37 · Expires 2024-06-13 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2017-06-22 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 15,000 F3: This option vests in five equal annual installments beginning on June 13, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: This exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
F2: This option vested in five equal annual installments beginning on November 3, 2010.
F3: This option vests in five equal annual installments beginning on June 13, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2017 Filed Jul 11, 2017 15:44 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon Stock | 6,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001000045-17-000004 · primary_doc.xml · nonDerivative · entry 1 MacGillivary Katie · CIK 0001609567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,894 Read SEC document |
| May 16, 2017 Filed May 30, 2017 20:35 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon Stock | 2,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001000045-17-000003 · primary_doc.xml · nonDerivative · entry 1 MacGillivary Katie · CIK 0001609567 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,759 F1 · kind: The award represents earned, but unvested shares underlying performance units with the shares vesting on March 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.