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BATES JOHN C

Disclosed activity across 1 company

Tapewire entity
174488
SEC CIK
0001027286

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STEEL DYNAMICS INCSTLD · Entity 3119Retired Director eff. May 2017July 07, 2017July 11, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STEEL DYNAMICS INC

Report date July 07, 2017 · Filed July 11, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,733 Reported balance After 2017-07-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-07-07 · Grant · Acquired 130 · Balance 46,733

F1: Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2017 Filed Jul 11, 2017 19:21 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001022671-17-000067 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Retired Director eff. May 2017

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,733

F1 · shares: Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
May 18, 2017 Filed May 19, 2017 15:38 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001022671-17-000052 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,603

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with a portion of this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
May 18, 2017 Filed Jun 5, 2017 19:15 UTC Amendment STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001022671-17-000064 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,603

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with a portion of this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
May 18, 2017 Filed Jun 5, 2017 17:03 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001022671-17-000053 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,603

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with a portion of this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 16:49 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001022671-17-000043 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,939

F1 · shares: Represents the number of additional shares of common stock, underlying deferred stock units (DSUs), issued to the reporting person as a dividend equivalent on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11 and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 15:49 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001022671-17-000018 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,765

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with a portion of this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 15:35 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001022671-17-000001 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,163

F1 · shares: Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 15:48 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001022671-16-000048 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,010

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with a portion of this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 20:22 UTC STEEL DYNAMICS INC STLD · Entity 3119 GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001022671-16-000036 · edgar.xml · nonDerivative · entry 1

BATES JOHN C · CIK 0001027286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,335

F1 · shares: Represents the number of additional shares of common stock underlying deferred stock units (DSUs) issued to the reporting person as a dividend equivalent on existing DSUs, in connection with this person's retainer as a director under the Steel Dynamics, Inc. 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.