organization · Reporting owner
MANGROVE CAPITAL
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASTA FUNDING INC
Report date February 23, 2017 · Filed February 24, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-02-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 471,086 |
Reported balance
After 2017-02-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-23 · Other · Disposed 3,534,615 · Balance 471,086 F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them. F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them.
Calamos Asset Management, Inc. /DE/
Report date February 06, 2017 · Filed February 08, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,767,490 |
Last balance in matching sequence
After 2017-02-06 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-02-06 · Purchase · Acquired 6,372 · Balance 2,672,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-02-06 · Purchase · Acquired 75,000 · Balance 2,747,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 3 · 2017-02-06 · Purchase · Acquired 19,883 · Balance 2,767,490 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
SunCoke Energy, Inc.
Report date July 10, 2017 · Filed July 11, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 6,348,923 |
Last balance in matching sequence
After 2017-07-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-07-10 · Sale · Disposed 36,605 · Balance 6,398,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-07-10 · Sale · Disposed 50,000 · Balance 6,348,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
WESTMORELAND COAL Co
Report date December 06, 2016 · Filed December 07, 2016
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., AUGUST NATHANIEL H., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2016-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,854,722 |
Reported balance
After 2016-12-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-06 · Sale · Disposed 39,886 · Balance 1,854,722 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2017 Filed Jan 31, 2017 09:28 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 43,273 | $8.36 | $361,680.06 |
DisclosureSEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,334,358 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 09:28 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 100,000 | $8.35 | $835,000.00 |
DisclosureSEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,291,085 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 09:28 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 6,300 | $8.35 | $52,589.25 |
DisclosureSEC source: 0001214659-17-000542 · marketforms-37679.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191,085 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 09:25 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 25,000 | $8.35 | $208,750.00 |
DisclosureSEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,184,785 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 09:25 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 30,003 | $8.35 | $250,633.06 |
DisclosureSEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159,785 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 09:25 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 13,118 | $8.35 | $109,569.41 |
DisclosureSEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,129,782 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 09:25 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 5,562 | $8.35 | $46,441.59 |
DisclosureSEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,116,664 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 09:25 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 3,000 | $8.35 | $25,047.60 |
DisclosureSEC source: 0001214659-17-000467 · marketforms-37644.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,111,102 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 10:07 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 25,059 | $8.35 | $209,262.70 |
DisclosureSEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108,102 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 10:07 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 4,000 | $8.35 | $33,404.40 |
DisclosureSEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,043 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 10:07 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 3,943 | $8.37 | $32,985.17 |
DisclosureSEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,800 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 10:07 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 700 | $8.37 | $5,855.99 |
DisclosureSEC source: 0001214659-17-000431 · marketforms-37638.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075,100 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 09:42 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 3,700 | $8.30 | $30,700.01 |
DisclosureSEC source: 0001214659-17-000409 · marketforms-37635.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074,400 Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 09:42 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 2,000 | $8.30 | $16,590.00 |
DisclosureSEC source: 0001214659-17-000409 · marketforms-37635.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070,700 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 15:03 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 18,920 | $8.38 | $158,585.55 |
DisclosureSEC source: 0001214659-17-000377 · marketforms-37633.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068,700 Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 15:03 UTC | Calamos Asset Management, Inc. /DE/ CLMS · Entity 178354 | PurchaseClass A Common Stock | 13,700 | $8.38 | $114,789.56 |
DisclosureSEC source: 0001214659-17-000377 · marketforms-37633.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,780 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 12:18 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | SaleCommon Stock, $0.01 par value | 39,886 | $19.10 | $761,671.03 |
DisclosureSEC source: 0001214659-16-015233 · marketforms-37318.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,854,722 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.