Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALBEMARLE CORPALB · Entity 2581 | Director | July 03, 2017 | July 05, 2017 |
| CONOCOPHILLIPSCOP · Entity 658 | Executive Vice President | February 10, 2006 | March 03, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALBEMARLE CORP
Report date July 03, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,811 |
Reported balance
After 2017-07-03 transaction · row 1
1 source rowRow 1 · 2017-07-03 · Grant · Acquired 1,150 · Balance 16,811 F1: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 3, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 3, 2018.
CONOCOPHILLIPS
Report date February 10, 2006 · Filed March 03, 2006 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 104,858 |
Reported balance
After 2006-02-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2006-02-10 · Tax withholding · Disposed 1,542 · Balance 104,858 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: This amendment reports withholding of stock units to satisfy tax liability associated with the acquisition from the issuer of 106,400 stock units reported on the Form 4 as originally filed. F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. Because the reporting person has attained age 55 with five years of service, the stock units are not subject to escrow or forfeiture under this provision. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4: The stock units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: This amendment reports withholding of stock units to satisfy tax liability associated with the acquisition from the issuer of 106,400 stock units reported on the Form 4 as originally filed.
F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. Because the reporting person has attained age 55 with five years of service, the stock units are not subject to escrow or forfeiture under this provision. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date.
F4: The stock units do not have an expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANDEAVOR LLC
Report date September 28, 2018 · Filed October 02, 2018
Section 16 reporting ended · disclosed 2018-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 1
1 source rowRow 1 · 2018-10-01 · Disposition to issuer · Disposed 31,344 · Balance 0 F1: Includes 1,145 restricted stock units. F2: Pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among the Issuer, Marathon Petroleum Corporation ("MPC"), Mahi Inc. and Mahi LLC (as amended, the "Merger Agreement"), at the effective time, each outstanding share of the Issuer's common stock was cancelled and became exchangeable for, at the holder's election, either $152.27 in cash or 1.87 shares of MPC common stock, subject to an allocation and proration whereby the outstanding shares of Issuer's common stock would be exchanged for approximately $3.5 billion in cash with the balance of shares exchanged for MPC shares, and each restricted stock unit was accelerated and cancelled in exchange for $152.27 in cash. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 790.599 |
Reported balance
After 2018-09-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-28 · Grant · Acquired 2.977 · Balance 790.599 F3: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-01 · Disposition to issuer · Disposed 790.599 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-01 · Disposition to issuer · Disposed 4,146 · Balance 0 F5: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,145 restricted stock units.
F2: Pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among the Issuer, Marathon Petroleum Corporation ("MPC"), Mahi Inc. and Mahi LLC (as amended, the "Merger Agreement"), at the effective time, each outstanding share of the Issuer's common stock was cancelled and became exchangeable for, at the holder's election, either $152.27 in cash or 1.87 shares of MPC common stock, subject to an allocation and proration whereby the outstanding shares of Issuer's common stock would be exchanged for approximately $3.5 billion in cash with the balance of shares exchanged for MPC shares, and each restricted stock unit was accelerated and cancelled in exchange for $152.27 in cash.
F3: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan.
F4: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash.
F5: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 257 | $0.00 Strike: $22.26 | $0.00 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · derivative · entry 12 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 257 shares Expires 2005-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 8,740 | $0.00 Strike: $65.40 | $0.00 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · derivative · entry 11 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,740 Underlying: Common Stock · 8,740 shares Expires 2005-03-02 Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 26,374 | $0.00 Strike: $21.67 | $0.00 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · derivative · entry 10 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,374 shares Expires 2005-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 1,528 | $0.00 Strike: $65.40 | $0.00 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · derivative · entry 9 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528 Underlying: Common Stock · 1,528 shares Expires 2006-02-06 Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 3,229 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · derivative · entry 8 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,940 Underlying: Common Stock · 3,229 shares Expires 2006-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 18,331 | $65.40 | $1,198,847.40 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · nonDerivative · entry 6 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,354 Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,562 | $63.99 | $99,952.38 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · nonDerivative · entry 5 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,985 | $50.35 | $99,944.75 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · nonDerivative · entry 4 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 257 | $22.26 | $5,720.82 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · nonDerivative · entry 3 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 26,374 | $21.67 | $571,524.58 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · nonDerivative · entry 2 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 3,229 | $30.95 | $99,937.55 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2003 Filed Oct 7, 2003 20:36 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 9,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-03-000071 · edgar.xml · derivative · entry 2 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,329 Underlying: Common Stock · 9,329 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: This report is being filed to report the change in payout currency from stock to cash for the stock units held by the reporting person as a result of the transfer of the stock unit balances from one deferred compensation plan of ConocoPhillips to a different deferred compensation plan of ConocoPhillips. F4 · derivative.exercise_date: The stock units become payable in cash at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F4 · derivative.expiration_date: The stock units become payable in cash at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. Read SEC document |
| October 04, 2003 Filed Oct 7, 2003 20:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerStock Units · Derivative | 9,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-03-000071 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,329 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: This report is being filed to report the change in payout currency from stock to cash for the stock units held by the reporting person as a result of the transfer of the stock unit balances from one deferred compensation plan of ConocoPhillips to a different deferred compensation plan of ConocoPhillips. F3 · derivative.exercise_date: The stock units become payable in ConocoPhillips stock at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F3 · derivative.expiration_date: The stock units become payable in ConocoPhillips stock at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 21:18 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 10 | $56.84 | $568.40 |
DisclosureSEC source: 0001234266-03-000048 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 22:52 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 238 | $53.59 Strike: $0.00 | $12,754.42 |
DisclosureSEC source: 0001234266-03-000020 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445 Underlying: Common Stock · 238 shares Expires 1988-08-08 F1 · derivative.exercise_price: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 19:28 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 9 | $55.04 Strike: $0.00 | $495.36 |
DisclosureSEC source: 0001234250-03-000040 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208 Underlying: Common Stock · 9 shares Expires 1988-08-08 F1 · derivative.exercise_price: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.