Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALBEMARLE CORPALB · Entity 2581 | Director | July 03, 2017 | July 05, 2017 |
| CONOCOPHILLIPSCOP · Entity 658 | Executive Vice President | February 10, 2006 | March 03, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALBEMARLE CORP
Report date July 03, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,811 |
Reported balance
After 2017-07-03 transaction · row 1
1 source rowRow 1 · 2017-07-03 · Grant · Acquired 1,150 · Balance 16,811 F1: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 3, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 3, 2018.
CONOCOPHILLIPS
Report date February 10, 2006 · Filed March 03, 2006 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 104,858 |
Reported balance
After 2006-02-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2006-02-10 · Tax withholding · Disposed 1,542 · Balance 104,858 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: This amendment reports withholding of stock units to satisfy tax liability associated with the acquisition from the issuer of 106,400 stock units reported on the Form 4 as originally filed. F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. Because the reporting person has attained age 55 with five years of service, the stock units are not subject to escrow or forfeiture under this provision. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4: The stock units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: This amendment reports withholding of stock units to satisfy tax liability associated with the acquisition from the issuer of 106,400 stock units reported on the Form 4 as originally filed.
F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. Because the reporting person has attained age 55 with five years of service, the stock units are not subject to escrow or forfeiture under this provision. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date.
F4: The stock units do not have an expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANDEAVOR LLC
Report date September 28, 2018 · Filed October 02, 2018
Section 16 reporting ended · disclosed 2018-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 1
1 source rowRow 1 · 2018-10-01 · Disposition to issuer · Disposed 31,344 · Balance 0 F1: Includes 1,145 restricted stock units. F2: Pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among the Issuer, Marathon Petroleum Corporation ("MPC"), Mahi Inc. and Mahi LLC (as amended, the "Merger Agreement"), at the effective time, each outstanding share of the Issuer's common stock was cancelled and became exchangeable for, at the holder's election, either $152.27 in cash or 1.87 shares of MPC common stock, subject to an allocation and proration whereby the outstanding shares of Issuer's common stock would be exchanged for approximately $3.5 billion in cash with the balance of shares exchanged for MPC shares, and each restricted stock unit was accelerated and cancelled in exchange for $152.27 in cash. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 790.599 |
Reported balance
After 2018-09-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-28 · Grant · Acquired 2.977 · Balance 790.599 F3: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-01 · Disposition to issuer · Disposed 790.599 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-01 · Disposition to issuer · Disposed 4,146 · Balance 0 F5: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,145 restricted stock units.
F2: Pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among the Issuer, Marathon Petroleum Corporation ("MPC"), Mahi Inc. and Mahi LLC (as amended, the "Merger Agreement"), at the effective time, each outstanding share of the Issuer's common stock was cancelled and became exchangeable for, at the holder's election, either $152.27 in cash or 1.87 shares of MPC common stock, subject to an allocation and proration whereby the outstanding shares of Issuer's common stock would be exchanged for approximately $3.5 billion in cash with the balance of shares exchanged for MPC shares, and each restricted stock unit was accelerated and cancelled in exchange for $152.27 in cash.
F3: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan.
F4: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash.
F5: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 2, 2018 21:22 UTC | ANDEAVOR LLC ANDV · Entity 143162 | Disposition to issuerRestricted Stock Units · Derivative | 4,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-025922 · doc4.xml · derivative · entry 4 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,146 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash. F5 · price: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, each restricted stock unit for which the reporting person had previously elected to defer distribution was accelerated and cancelled in exchange for $152.27 in cash. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:22 UTC | ANDEAVOR LLC ANDV · Entity 143162 | Disposition to issuerPhantom Stock · Derivative | 790.599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-025922 · doc4.xml · derivative · entry 3 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 790.599 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash. F4 · price: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, each phantom stock unit was cancelled in exchange for $152.27 in cash. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:22 UTC | ANDEAVOR LLC ANDV · Entity 143162 | Disposition to issuerCommon Stock | 31,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-025922 · doc4.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 1,145 restricted stock units. F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among the Issuer, Marathon Petroleum Corporation ("MPC"), Mahi Inc. and Mahi LLC (as amended, the "Merger Agreement"), at the effective time, each outstanding share of the Issuer's common stock was cancelled and became exchangeable for, at the holder's election, either $152.27 in cash or 1.87 shares of MPC common stock, subject to an allocation and proration whereby the outstanding shares of Issuer's common stock would be exchanged for approximately $3.5 billion in cash with the balance of shares exchanged for MPC shares, and each restricted stock unit was accelerated and cancelled in exchange for $152.27 in cash. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 21:22 UTC | ANDEAVOR LLC ANDV · Entity 143162 | GrantPhantom Stock · Derivative | 2.977 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025922 · doc4.xml · derivative · entry 2 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790.599 Underlying: Common Stock · 2.977 shares Expires not disclosed F3 · derivative.exercise_price: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. F3 · derivative.exercise_date: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. F3 · derivative.expiration_date: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:06 UTC | ANDEAVOR LLC ANDV · Entity 143162 | GrantPhantom Stock · Derivative | 3.402 | $0.00 | $0.00 |
DisclosureSEC source: 0000050104-18-000159 · wf-form4_153064838331357.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787.62 Underlying: Common Stock · 3.402 shares Expires not disclosed F1 · derivative.exercise_price: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. F1 · shares: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. F1 · derivative.exercise_date: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. F1 · derivative.expiration_date: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. Read SEC document |
| May 04, 2018 Filed May 9, 2018 07:02 UTC | ANDEAVOR LLC ANDV · Entity 143162 | GrantCommon Stock | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000050104-18-000118 · wf-form4_152586375576080.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,344 F1 · security: Annual non-employee director restricted stock unit award granted under the Issuer's 2018 Long-Term Incentive Plan. The restricted stock units are scheduled to vest on the first anniversary of the grant date. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 18:06 UTC | ANDEAVOR LLC ANDV · Entity 143162 | GrantPhantom Stock · Derivative | 4.73 | $0.00 | $0.00 |
DisclosureSEC source: 0000050104-18-000072 · wf-form4_152279316937906.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784.22 Underlying: Common Stock · 4.73 shares Expires not disclosed F1 · derivative.exercise_price: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. F1 · shares: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. F1 · derivative.exercise_date: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. F1 · derivative.expiration_date: Represents dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or retirement from the board. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:18 UTC | ANDEAVOR LLC ANDV · Entity 143162 | GrantPhantom Stock · Derivative | 4.101 | $0.00 | $0.00 |
DisclosureSEC source: 0000050104-18-000009 · wf-form4_151501792551764.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779.49 Underlying: Common Stock · 4.101 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or the vesting and payout of the underlying award to which the dividend equivalents relate. F1 · derivative.exercise_date: Dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or the vesting and payout of the underlying award to which the dividend equivalents relate. F1 · derivative.expiration_date: Dividend equivalent rights accrued to previously granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or the vesting and payout of the underlying award to which the dividend equivalents relate. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 18:41 UTC | ANDEAVOR LLC ANDV · Entity 143162 | GrantPhantom Stock · Derivative | 4.441 | $0.00 | $0.00 |
DisclosureSEC source: 0000050104-17-000215 · wf-form4_150698405817444.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775.389 Underlying: Common Stock · 4.441 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued to previously-granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or the vesting and payout of the underlying award to which the dividend equivalents relate. F1 · derivative.exercise_date: Dividend equivalent rights accrued to previously-granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or the vesting and payout of the underlying award to which the dividend equivalents relate. F1 · derivative.expiration_date: Dividend equivalent rights accrued to previously-granted phantom stock awards, which were awarded under the director's deferred compensation plan. The phantom stock will vest and be settled in shares of common stock (on a one-for-one basis) on the earliest of death, disability, or the vesting and payout of the underlying award to which the dividend equivalents relate. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 22:28 UTC | ALBEMARLE CORP ALB · Entity 2581 | GrantCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001648210-17-000025 · primary_doc.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,811 F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 3, 2018. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 18:05 UTC | ANDEAVOR LLC TSO · Entity 143162 | GrantPhantom Stock · Derivative | 4.595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050104-17-000167 · wf-form4_149886031182416.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770.948 Underlying: Common Stock · 4.595 shares Expires not disclosed F1 · derivative.exercise_price: Security deemed to convert to common stock on a one -for-one basis. F2 · kind: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F2 · price: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F3 · derivative.exercise_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. F3 · derivative.expiration_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. Read SEC document |
| May 04, 2017 Filed May 5, 2017 18:48 UTC | ANDEAVOR LLC TSO · Entity 143162 | GrantCommon Stock | 2,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000050104-17-000099 · wf-form4_149402448388900.xml · nonDerivative · entry 2 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,199 F2 · security: Annual non-employee director restricted stock unit award granted under the Amended and Restated Tesoro Corporation 2011 Long-Term Incentive Plan. The restricted stock units, along with their accrued dividend equivalent rights, will vest on the first anniversary of the grant date. Read SEC document |
| May 03, 2017 Filed May 5, 2017 18:48 UTC | ANDEAVOR LLC TSO · Entity 143162 | Exercise / conversionRestricted Stock Units · Derivative | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000050104-17-000099 · wf-form4_149402448388900.xml · derivative · entry 3 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,146 Underlying: Common Stock · 2,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting and settlement of restricted stock units previously granted under the Amended and Restated Tesoro Corporation 2011 Long-Term Incentive Plan. F3 · derivative.exercise_date: The restricted stock units were granted on May 3, 2016 and vested on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on May 3, 2016 and vested on the first anniversary of the grant date. Read SEC document |
| May 03, 2017 Filed May 5, 2017 18:48 UTC | ANDEAVOR LLC TSO · Entity 143162 | Exercise / conversionCommon Stock | 2,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050104-17-000099 · wf-form4_149402448388900.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting and settlement of restricted stock units previously granted under the Amended and Restated Tesoro Corporation 2011 Long-Term Incentive Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:06 UTC | ANDEAVOR LLC TSO · Entity 143162 | GrantPhantom Stock · Derivative | 4.899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050104-17-000077 · wf-form4_149134715180576.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766.353 Underlying: Common Stock · 4.899 shares Expires not disclosed F1 · derivative.exercise_price: Security deemed to convert to common stock on a one -for-one basis. F2 · kind: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F2 · price: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F3 · derivative.exercise_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. F3 · derivative.expiration_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:57 UTC | ANDEAVOR LLC TSO · Entity 143162 | Exercise / conversionStock Option · Derivative | 3,000 | $24.68 Strike: $24.68 | $74,040.00 |
DisclosureSEC source: 0001507615-17-000036 · wf-form4_148840182559173.xml · derivative · entry 4 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:57 UTC | ANDEAVOR LLC TSO · Entity 143162 | Exercise / conversionStock Options · Derivative | 6,000 | $61.92 Strike: $61.92 | $371,520.00 |
DisclosureSEC source: 0001507615-17-000036 · wf-form4_148840182559173.xml · derivative · entry 3 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:57 UTC | ANDEAVOR LLC TSO · Entity 143162 | Exercise / conversionCommon Stock | 3,000 | $24.68 | $74,040.00 |
DisclosureSEC source: 0001507615-17-000036 · wf-form4_148840182559173.xml · nonDerivative · entry 2 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:57 UTC | ANDEAVOR LLC TSO · Entity 143162 | Exercise / conversionCommon Stock | 6,000 | $61.92 | $371,520.00 |
DisclosureSEC source: 0001507615-17-000036 · wf-form4_148840182559173.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 13:51 UTC | ANDEAVOR LLC TSO · Entity 143162 | GrantPhantom Stock · Derivative | 4.603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000050104-17-000004 · wf-form4_148355586088983.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761.454 Underlying: Common Stock · 4.603 shares Expires not disclosed F1 · derivative.exercise_price: Security deemed to convert to common stock on a one -for-one basis. F2 · kind: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F2 · price: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F3 · derivative.exercise_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. F3 · derivative.expiration_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. F4 · balance_after: Balance includes multiple phantom stock grants and previously accrued dividend equivalents. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 14:43 UTC | ANDEAVOR LLC TSO · Entity 143162 | GrantPhantom Stock · Derivative | 5.089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001671974-16-000037 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756.851 Underlying: Common Stock · 5.089 shares Expires not disclosed F1 · derivative.exercise_price: Security deemed to convert to common stock on a one-for-one basis. F2 · kind: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F2 · price: Dividend equivalent rights accrued to previously granted phantom stock awards, which were part of the compensation program for non-employee directors. F3 · derivative.exercise_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. F3 · derivative.expiration_date: Vesting and payout occurs on the earliest of death, disability, or the vesting and payout of the underlying award with respect to which the dividend equivalents relate. F4 · balance_after: Balance includes multiple phantom stock grants and previously accrued dividend equivalents. Read SEC document |
| February 10, 2006 Filed Feb 14, 2006 23:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 106,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001320923-06-000035 · edgar.xml · derivative · entry 2 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,400 Underlying: Common Stock · 106,400 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 10, 2006 Filed Feb 14, 2006 23:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 96,300 | $0.00 Strike: $59.08 | $0.00 |
DisclosureSEC source: 0001320923-06-000035 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,300 Underlying: Common Stock · 96,300 shares Expires 2016-02-10 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 10, 2007. Read SEC document |
| February 10, 2006 Filed Mar 3, 2006 14:35 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingStock Units · Derivative | 1,542 | $59.08 | $91,101.36 |
DisclosureSEC source: 0001320923-06-000045 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,858 Underlying: Common Stock · 1,542 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · shares: This amendment reports withholding of stock units to satisfy tax liability associated with the acquisition from the issuer of 106,400 stock units reported on the Form 4 as originally filed. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. Because the reporting person has attained age 55 with five years of service, the stock units are not subject to escrow or forfeiture under this provision. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 838.6 | $64.32 | $53,938.75 |
DisclosureSEC source: 0001315886-06-000043 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,783 Underlying: Common Stock · 838.6 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 21, 2005 Filed Jul 25, 2005 20:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 451.3 | $60.14 | $27,141.18 |
DisclosureSEC source: 0001315886-05-000198 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,889 Underlying: Common Stock · 451.3 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: On June 1, 2005, the issuer declared a stock dividend, payable to all holders of record of common stock on May 16, 2005, of one share of common stock for each share of common stock outstanding. As a result, the total number of shares of phantom stock held by the reporting person as of the date of the transaction reported herein reflects the stock dividend. Read SEC document |
| May 09, 2005 Filed May 10, 2005 21:05 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 53,263 | $0.00 Strike: $41.00 | $0.00 |
DisclosureSEC source: 0001315886-05-000137 · edgar.xml · derivative · entry 4 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,263 shares Expires 2007-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2005 Filed May 10, 2005 21:05 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 257 | $105.86 | $27,206.02 |
DisclosureSEC source: 0001315886-05-000137 · edgar.xml · nonDerivative · entry 3 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,648 Read SEC document |
| May 09, 2005 Filed May 10, 2005 21:05 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 53,006 | $105.91 | $5,613,865.46 |
DisclosureSEC source: 0001315886-05-000137 · edgar.xml · nonDerivative · entry 2 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,905 Read SEC document |
| May 09, 2005 Filed May 10, 2005 21:05 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 53,263 | $41.00 | $2,183,783.00 |
DisclosureSEC source: 0001315886-05-000137 · edgar.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2005 Filed Feb 8, 2005 23:04 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 72,300 | $0.00 Strike: $95.66 | $0.00 |
DisclosureSEC source: 0001315886-05-000035 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,300 Underlying: Common Stock · 72,300 shares Expires 2015-02-04 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 4, 2006. Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 20:21 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 465.022 | $87.59 | $40,731.28 |
DisclosureSEC source: 0001234266-05-000014 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,691.316 Underlying: Common Stock · 465.022 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 1,529 | $0.00 Strike: $65.40 | $0.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · derivative · entry 13 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,529 shares Expires 2006-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 8,741 | $0.00 Strike: $65.40 | $0.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · derivative · entry 12 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,741 shares Expires 2005-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 2,150 | $0.00 Strike: $46.47 | $0.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · derivative · entry 11 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,309 Underlying: Common Stock · 2,150 shares Expires 2008-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 4, 1999. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 1,218 | $0.00 Strike: $41.00 | $0.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · derivative · entry 10 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,263 Underlying: Common Stock · 1,218 shares Expires 2007-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 54,224 | $0.00 Strike: $41.00 | $0.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · derivative · entry 9 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,224 shares Expires 2007-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 24,940 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · derivative · entry 8 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,940 shares Expires 2006-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 88,216 | $88.07 | $7,769,183.12 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · nonDerivative · entry 6 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,648 Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 2,272 | $87.88 | $199,663.36 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · nonDerivative · entry 5 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,864 Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 10,270 | $65.40 | $671,658.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · nonDerivative · entry 4 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 2,150 | $46.47 | $99,910.50 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · nonDerivative · entry 3 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 55,442 | $41.00 | $2,273,122.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · nonDerivative · entry 2 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2004 Filed Oct 12, 2004 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 24,940 | $30.95 | $771,893.00 |
DisclosureSEC source: 0001234266-04-000232 · edgar.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2004 Filed Jul 22, 2004 19:51 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 223.249 | $79.25 | $17,693.38 |
DisclosureSEC source: 0001292850-04-000015 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,201.389 Underlying: Common Stock · 223.249 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| February 08, 2004 Filed Feb 11, 2004 00:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 96,800 | $0.00 Strike: $65.62 | $0.00 |
DisclosureSEC source: 0001234266-04-000070 · edgar.xml · derivative · entry 3 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,800 Underlying: Common Stock · 96,800 shares Expires 2014-02-08 F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2005. Read SEC document |
| February 08, 2004 Filed Feb 11, 2004 00:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantCommon Stock | 7,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-04-000070 · edgar.xml · nonDerivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,334 F1 · shares: The shares acquired consist of restricted stock. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 480.674 | $66.42 | $31,926.37 |
DisclosureSEC source: 0001234266-04-000042 · edgar.xml · derivative · entry 1 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954.977 Underlying: Common Stock · 480.674 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 1,562 | $0.00 Strike: $63.99 | $0.00 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · derivative · entry 14 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,562 shares Expires 2004-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 19:24 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 1,985 | $0.00 Strike: $50.35 | $0.00 |
DisclosureSEC source: 0001234266-04-000007 · edgar.xml · derivative · entry 13 NOKES JIM W · CIK 0001234264 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,985 shares Expires 2005-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.