Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keysight Technologies, Inc.KEYS · Entity 3021 | SVP | July 17, 2017 | July 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keysight Technologies, Inc.
Report date July 17, 2017 · Filed July 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,249.491 |
Ending reported balance
After 2017-07-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-07-17 · Exercise / conversion · Acquired 2,677 · Balance 65,926.491 Row 2 · 2017-07-17 · Sale · Disposed 2,677 · Balance 63,249.491 F1: This transaction was effected pursuant to a Rule 10b5-1 plan. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.65 · Expires 2024-03-17 | Direct | 2,679 |
Reported balance
After 2017-07-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-17 · Exercise / conversion · Disposed 2,677 · Balance 2,679 F2: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 plan.
F2: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
F3: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2017 Filed Jul 19, 2017 20:30 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,677 | $0.00 Strike: $31.65 | $0.00 |
DisclosureSEC source: 0001127602-17-023897 · form4.xml · derivative · entry 3 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,679 Underlying: Common Stock · 2,677 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:30 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 2,677 | $41.66 | $111,523.82 |
DisclosureSEC source: 0001127602-17-023897 · form4.xml · nonDerivative · entry 2 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,249.491 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:30 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 2,677 | $31.65 | $84,727.05 |
DisclosureSEC source: 0001127602-17-023897 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,926.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 22:46 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,353 | $0.00 Strike: $31.65 | $0.00 |
DisclosureSEC source: 0001127602-17-021118 · form4.xml · derivative · entry 3 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,356 Underlying: Common Stock · 5,353 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 22:46 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 5,353 | $41.51 | $222,203.03 |
DisclosureSEC source: 0001127602-17-021118 · form4.xml · nonDerivative · entry 2 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,249.491 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 22:46 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 5,353 | $31.65 | $169,422.45 |
DisclosureSEC source: 0001127602-17-021118 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,602.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:06 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,246 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020697 · form4.xml · derivative · entry 6 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,246 Underlying: Common Stock · 17,246 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:06 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,048 | $0.00 Strike: $29.83 | $0.00 |
DisclosureSEC source: 0001127602-17-020697 · form4.xml · derivative · entry 5 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,352 Underlying: Common Stock · 10,048 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:06 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 17,246 | $39.90 | $688,115.40 |
DisclosureSEC source: 0001127602-17-020697 · form4.xml · nonDerivative · entry 4 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,249.491 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:06 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 17,246 | $31.00 | $534,626.00 |
DisclosureSEC source: 0001127602-17-020697 · form4.xml · nonDerivative · entry 3 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,495.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:06 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 10,048 | $39.50 | $396,896.00 |
DisclosureSEC source: 0001127602-17-020697 · form4.xml · nonDerivative · entry 2 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,249.491 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 21:06 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 10,048 | $29.83 | $299,731.84 |
DisclosureSEC source: 0001127602-17-020697 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,297.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:04 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 302 | $39.02 | $11,784.04 |
DisclosureSEC source: 0001127602-17-012523 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,249.491 F1 · kind: The reporting person surrendered 302 shares to Keysight to satisfy the tax liability on the release of restricted shares in accordance with Rule 16b-3. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:59 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 293 | $37.12 | $10,876.16 |
DisclosureSEC source: 0001127602-16-070896 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,551.491 F1 · kind: The reporting person surrendered 293 shares to Keysight to satisfy the tax liability (based on the December 9, 2016 fair market value of Keysight stock) on restricted stock units that became retirement-treatment eligible in accordance with Rule 16b-3. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:26 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 1,859 | $35.49 | $65,975.91 |
DisclosureSEC source: 0001127602-16-069138 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,844.491 F1 · kind: The reporting person surrendered 1859 shares to Keysight to satisfy the tax liability on the release of restricted shares in accordance with Rule 16b-3. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:57 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,692 | $0.00 Strike: $19.97 | $0.00 |
DisclosureSEC source: 0001127602-16-068170 · form4.xml · derivative · entry 4 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,692 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F4 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:57 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 2,692 | $35.90 | $96,642.80 |
DisclosureSEC source: 0001127602-16-068170 · form4.xml · nonDerivative · entry 3 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,703.491 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:57 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 2,692 | $35.90 | $96,642.80 |
DisclosureSEC source: 0001127602-16-068170 · form4.xml · nonDerivative · entry 2 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,395.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:57 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 367 | $35.89 | $13,171.63 |
DisclosureSEC source: 0001127602-16-068170 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,703.491 F1 · kind: The reporting person surrendered 367 shares to Keysight to satisfy the tax liability on the release of restricted shares in accordance with Rule 16b-3. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:07 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 858 | $35.22 | $30,218.76 |
DisclosureSEC source: 0001127602-16-067861 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,070.491 F1 · kind: The reporting person surrendered 858 shares to Keysight to satisfy the tax liability on the release of restricted shares in accordance with Rule 16b-3. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:40 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | GrantCommon Stock | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067646 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,928.491 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted on November 15, 2016 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:44 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 4,608 | $31.82 | $146,626.56 |
DisclosureSEC source: 0001127602-16-066411 · form4.xml · nonDerivative · entry 1 Gasparian Michael · CIK 0001621347 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,498.491 F1 · kind: The reporting person surrendered 4608 shares to Keysight to satisfy the tax liability on the release of restricted shares in accordance with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.