GREENBERG JACK M

SEC source: 0001104659-24-005990 · tm243985-3_4seq1.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,801

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), each of which represents a right to receive one share of Class A common stock of the Issuer upon vesting. 100% of the RSUs shall vest on the first anniversary of the grant date, subject to continued service as a director.

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"), each of which represents a right to receive one share of Class A common stock of the Issuer upon vesting. 100% of the RSUs shall vest on the first anniversary of the grant date, subject to continued service as a director.

SEC source: 0001104659-24-000966 · tm241591-10_4seq1.xml · derivative · entry 5

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack M. Greenberg Declaration of Trust Dated 2/3/94

Disclosed balance after: 92,430

Underlying: Class A Common Stock · 92,430 shares

Expires 2027-09-26

F1 · kind: Consists of securities acquired in connection with the transactions consummated on December 29, 2023 (the "Closing Date"), pursuant to that certain Second Amended and Restated Business Combination Agreement dated November 22, 2023 (as amended from time to time, the "Business Combination Agreement") by and among Banyan Acquisition Corporation ("Banyan"), Panther Merger Sub, Inc., a wholly owned subsidiary of Banyan ("Merger Sub") and Pinstripes Inc. ("Pinstripes"), pursuant to which (i) Merger Sub merged with and into Pinstripes, with Pinstripes surviving as a wholly owned subsidiary of Banyan (the "Merger") and, after given effect to such Merger, continuing as a wholly owned subsidiary and (ii) Banyan changed its name to "Pinstripes Holdings, Inc." (the "Issuer") (the Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").

F2 · kind: For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board of Banyan approved the acquisition of any direct or indirect pecuniary interest in any and all securities reported hereby by the reporting persons as a result of or in connection with the transactions reported in this Form 4.

F9 · price: The option granted to Mr. Greenberg was received in the Business Combination, in exchange for a stock option to acquire 50,000 shares of Pinstripes common stock for $6.00 per share, based upon the Exchange Ratio.

SEC source: 0001104659-24-000966 · tm241591-10_4seq1.xml · derivative · entry 4

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack M. Greenberg Declaration of Trust Dated 2/3/94

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 37,500 shares

Expires not disclosed

F6 · derivative.exercise_price: The shares of Series B-3 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-3 common stock will vest if the Issuer reports EBITDA equaling or exceeding $28 million in respect of the fiscal period starting on January 8, 2024 and ending on January 5, 2025.

F1 · kind: Consists of securities acquired in connection with the transactions consummated on December 29, 2023 (the "Closing Date"), pursuant to that certain Second Amended and Restated Business Combination Agreement dated November 22, 2023 (as amended from time to time, the "Business Combination Agreement") by and among Banyan Acquisition Corporation ("Banyan"), Panther Merger Sub, Inc., a wholly owned subsidiary of Banyan ("Merger Sub") and Pinstripes Inc. ("Pinstripes"), pursuant to which (i) Merger Sub merged with and into Pinstripes, with Pinstripes surviving as a wholly owned subsidiary of Banyan (the "Merger") and, after given effect to such Merger, continuing as a wholly owned subsidiary and (ii) Banyan changed its name to "Pinstripes Holdings, Inc." (the "Issuer") (the Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").

F2 · kind: For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board of Banyan approved the acquisition of any direct or indirect pecuniary interest in any and all securities reported hereby by the reporting persons as a result of or in connection with the transactions reported in this Form 4.

F6 · price: The shares of Series B-3 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-3 common stock will vest if the Issuer reports EBITDA equaling or exceeding $28 million in respect of the fiscal period starting on January 8, 2024 and ending on January 5, 2025.

F6 · derivative.exercise_date: The shares of Series B-3 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-3 common stock will vest if the Issuer reports EBITDA equaling or exceeding $28 million in respect of the fiscal period starting on January 8, 2024 and ending on January 5, 2025.

F8 · derivative.expiration_date: Unvested shares of Series B-3 common stock will be forfeited for no consideration and cancelled on the day on which the Issuer publicly issues its earnings release for the Issuer's fiscal quarter ending January 5, 2025.

SEC source: 0001104659-24-000966 · tm241591-10_4seq1.xml · derivative · entry 3

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack M. Greenberg Declaration of Trust Dated 2/3/94

Disclosed balance after: 23,438

Underlying: Class A Common Stock · 23,438 shares

Expires 2028-12-29

F5 · derivative.exercise_price: The shares of Series B-2 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-2 common stock will vest the first date on which the daily volume-weighted averages sale price of one (1) share of Class A Common Stock of the Issuer is greater than or equal to $14.00 for any twenty (20) trading days (which may or may not be consecutive) within one thirty (30) consecutive trading day period during the period commencing five (5) months after the Closing Date and ending on the fifth (5th) anniversary of the Closing Date.

F1 · kind: Consists of securities acquired in connection with the transactions consummated on December 29, 2023 (the "Closing Date"), pursuant to that certain Second Amended and Restated Business Combination Agreement dated November 22, 2023 (as amended from time to time, the "Business Combination Agreement") by and among Banyan Acquisition Corporation ("Banyan"), Panther Merger Sub, Inc., a wholly owned subsidiary of Banyan ("Merger Sub") and Pinstripes Inc. ("Pinstripes"), pursuant to which (i) Merger Sub merged with and into Pinstripes, with Pinstripes surviving as a wholly owned subsidiary of Banyan (the "Merger") and, after given effect to such Merger, continuing as a wholly owned subsidiary and (ii) Banyan changed its name to "Pinstripes Holdings, Inc." (the "Issuer") (the Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").

F2 · kind: For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board of Banyan approved the acquisition of any direct or indirect pecuniary interest in any and all securities reported hereby by the reporting persons as a result of or in connection with the transactions reported in this Form 4.

F5 · price: The shares of Series B-2 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-2 common stock will vest the first date on which the daily volume-weighted averages sale price of one (1) share of Class A Common Stock of the Issuer is greater than or equal to $14.00 for any twenty (20) trading days (which may or may not be consecutive) within one thirty (30) consecutive trading day period during the period commencing five (5) months after the Closing Date and ending on the fifth (5th) anniversary of the Closing Date.

F5 · derivative.exercise_date: The shares of Series B-2 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-2 common stock will vest the first date on which the daily volume-weighted averages sale price of one (1) share of Class A Common Stock of the Issuer is greater than or equal to $14.00 for any twenty (20) trading days (which may or may not be consecutive) within one thirty (30) consecutive trading day period during the period commencing five (5) months after the Closing Date and ending on the fifth (5th) anniversary of the Closing Date.

F7 · derivative.expiration_date: Represents the date on which such class of common stock shall be forfeited for no consideration and cancelled if the applicable vesting condition has not been met.

SEC source: 0001104659-24-000966 · tm241591-10_4seq1.xml · derivative · entry 2

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack M. Greenberg Declaration of Trust Dated 2/3/94

Disclosed balance after: 23,438

Underlying: Class A Common Stock · 23,438 shares

Expires 2028-12-29

F4 · derivative.exercise_price: The shares of Series B-1 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-1 common stock will vest the first date on which the daily volume-weighted averages sale price of one (1) share of Class A Common Stock of the Issuer is greater than or equal to $12.00 for any twenty (20) trading days (which may or may not be consecutive) within one thirty (30) consecutive trading day period during the period commencing five (5) months after the Closing Date and ending on the fifth (5th) anniversary of the Closing Date.

F1 · kind: Consists of securities acquired in connection with the transactions consummated on December 29, 2023 (the "Closing Date"), pursuant to that certain Second Amended and Restated Business Combination Agreement dated November 22, 2023 (as amended from time to time, the "Business Combination Agreement") by and among Banyan Acquisition Corporation ("Banyan"), Panther Merger Sub, Inc., a wholly owned subsidiary of Banyan ("Merger Sub") and Pinstripes Inc. ("Pinstripes"), pursuant to which (i) Merger Sub merged with and into Pinstripes, with Pinstripes surviving as a wholly owned subsidiary of Banyan (the "Merger") and, after given effect to such Merger, continuing as a wholly owned subsidiary and (ii) Banyan changed its name to "Pinstripes Holdings, Inc." (the "Issuer") (the Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").

F2 · kind: For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board of Banyan approved the acquisition of any direct or indirect pecuniary interest in any and all securities reported hereby by the reporting persons as a result of or in connection with the transactions reported in this Form 4.

F4 · price: The shares of Series B-1 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-1 common stock will vest the first date on which the daily volume-weighted averages sale price of one (1) share of Class A Common Stock of the Issuer is greater than or equal to $12.00 for any twenty (20) trading days (which may or may not be consecutive) within one thirty (30) consecutive trading day period during the period commencing five (5) months after the Closing Date and ending on the fifth (5th) anniversary of the Closing Date.

F4 · derivative.exercise_date: The shares of Series B-1 common stock were issued pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination and represent unvested interests in the Issuer. Each share of Series B-1 common stock will vest the first date on which the daily volume-weighted averages sale price of one (1) share of Class A Common Stock of the Issuer is greater than or equal to $12.00 for any twenty (20) trading days (which may or may not be consecutive) within one thirty (30) consecutive trading day period during the period commencing five (5) months after the Closing Date and ending on the fifth (5th) anniversary of the Closing Date.

F7 · derivative.expiration_date: Represents the date on which such class of common stock shall be forfeited for no consideration and cancelled if the applicable vesting condition has not been met.

SEC source: 0001104659-24-000966 · tm241591-10_4seq1.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack M. Greenberg Declaration of Trust Dated 2/3/94

Disclosed balance after: 313,592

F1 · kind: Consists of securities acquired in connection with the transactions consummated on December 29, 2023 (the "Closing Date"), pursuant to that certain Second Amended and Restated Business Combination Agreement dated November 22, 2023 (as amended from time to time, the "Business Combination Agreement") by and among Banyan Acquisition Corporation ("Banyan"), Panther Merger Sub, Inc., a wholly owned subsidiary of Banyan ("Merger Sub") and Pinstripes Inc. ("Pinstripes"), pursuant to which (i) Merger Sub merged with and into Pinstripes, with Pinstripes surviving as a wholly owned subsidiary of Banyan (the "Merger") and, after given effect to such Merger, continuing as a wholly owned subsidiary and (ii) Banyan changed its name to "Pinstripes Holdings, Inc." (the "Issuer") (the Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").

F2 · kind: For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board of Banyan approved the acquisition of any direct or indirect pecuniary interest in any and all securities reported hereby by the reporting persons as a result of or in connection with the transactions reported in this Form 4.

F3 · shares: Pursuant to the Business Combination Agreement and in connection with the closing of the Business Combination, each share of Pinstripes capital stock outstanding as of immediately prior to the effective time of the Merger was converted into a right to receive 1.85 shares of Banyan Class A Common Stock for each share of Pinstripes capital stock (the "Exchange Ratio"). On the effective date of the Business Combination, the closing price of Banyan's common stock was $10.90 per share.

F1 · price: Consists of securities acquired in connection with the transactions consummated on December 29, 2023 (the "Closing Date"), pursuant to that certain Second Amended and Restated Business Combination Agreement dated November 22, 2023 (as amended from time to time, the "Business Combination Agreement") by and among Banyan Acquisition Corporation ("Banyan"), Panther Merger Sub, Inc., a wholly owned subsidiary of Banyan ("Merger Sub") and Pinstripes Inc. ("Pinstripes"), pursuant to which (i) Merger Sub merged with and into Pinstripes, with Pinstripes surviving as a wholly owned subsidiary of Banyan (the "Merger") and, after given effect to such Merger, continuing as a wholly owned subsidiary and (ii) Banyan changed its name to "Pinstripes Holdings, Inc." (the "Issuer") (the Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").

F2 · price: For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board of Banyan approved the acquisition of any direct or indirect pecuniary interest in any and all securities reported hereby by the reporting persons as a result of or in connection with the transactions reported in this Form 4.

SEC source: 0000899243-20-027294 · doc4.xml · derivative · entry 3

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,160 shares

Expires 2021-07-01

F4 · price: Pursuant to the terms of the Merger Agreement, in each case at the Effective Time, these stock options were automatically fully vested and cancelled and, in exchange therefor, the reporting person became entitled to the right to receive an amount in cash equal to the product of (i) the total number of shares subject to such stock option multiplied by (ii) the excess, if any, of (A) the Merger Consideration over (B) the exercise price per share of such stock option, reduced by the amount of any withholding taxes.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, in each case at the Effective Time, these stock options were automatically fully vested and cancelled and, in exchange therefor, the reporting person became entitled to the right to receive an amount in cash equal to the product of (i) the total number of shares subject to such stock option multiplied by (ii) the excess, if any, of (A) the Merger Consideration over (B) the exercise price per share of such stock option, reduced by the amount of any withholding taxes.

F5 · derivative.exercise_date: Represents option for 11,160 shares granted on July 1, 2011.

SEC source: 0000899243-20-027294 · doc4.xml · nonDerivative · entry 2

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the terms of the Merger Agreement, in each case at the Effective Time, these restricted stock units were automatically fully vested and cancelled and, in exchange therefor, the reporting person became entitled to the right to receive an amount in cash equal to the product of (i) the number of shares subject to such restricted stock unit award multiplied by (ii) the Merger Consideration, reduced by the amount of any withholding taxes.

F3 · price: Restricted stock units granted on June 9, 2020 that were to vest on June 9

SEC source: 0000899243-20-027294 · doc4.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to an Agreement and Plan of Merger, dated July 15, 2020 (the "Merger Agreement"), by and among HH Global Group Limited, a company registered in England and Wales ("Parent"), HH Finance Group Limited, a company registered in England and Wales, Project Idaho Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub") and InnerWorkings, Inc., a Delaware corporation (the "Registrant"), effective as of the effective time (the "Effective Time") of the merger of Merger Sub with and into the Registrant (the "Merger"), these shares of the Registrant's common stock were canceled and converted into the right to receive $3.00 in cash per share (the "Merger Consideration").

SEC source: 0001628280-20-009273 · wf-form4_159190873332633.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,552

F1 · shares: Represents a grant of restricted stock units pursuant to the InnerWorkings, Inc. 2020 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of InnerWorkings, Inc. common stock. The restricted stock units vest on June 9, 2021.

SEC source: 0001628280-20-003944 · wf-form4_158499612076913.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,871

F1 · price: The price is the weighted average price for the transactions reported on this line. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

SEC source: 0001628280-19-007626 · wf-form4_155977041108407.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,871

F1 · shares: Represents a grant of restricted stock units pursuant to the InnerWorkings, Inc. 2006 Stock Incentive Plan, as amended and restated effective September 6, 2018. Each restricted stock unit represents a contingent right to receive one share of InnerWorkings, Inc. common stock. The restricted stock units vest on June 3, 2020.

SEC source: 0001628280-18-015389 · wf-form4_154586203547862.xml · derivative · entry 2

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,441 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction represents an exercise of options. The shares received upon exercise have not been disposed of.

SEC source: 0001628280-18-015389 · wf-form4_154586203547862.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001350381-18-000038 · wf-form4_153670144596441.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,808

F1 · security: Represents a grant of restricted stock units pursuant to the InnerWorkings, Inc. 2006 Stock Incentive Plan, as amended and restated effective September 6, 2018. Each restricted stock unit represents a contingent right to receive one share of InnerWorkings, Inc. common stock. The restricted stock units vest on September 7, 2019.

SEC source: 0001478242-18-000030 · edgar.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,388

F1 · shares: Shares acquired from award of IQVIA Holdings Inc. common stock for Non-Employee Directors that are fully vested upon grant.

SEC source: 0001478242-18-000012 · edgar.xml · derivative · entry 4

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-05-08

SEC source: 0001478242-18-000012 · edgar.xml · nonDerivative · entry 3

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,500

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $101.27 to $101.96 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-18-000012 · edgar.xml · nonDerivative · entry 2

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $101.27 to $101.99 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001478242-18-000012 · edgar.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,316

SEC source: 0001478242-17-000073 · edgar.xml · derivative · entry 14

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 3,400 shares

Expires 2021-09-12

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · derivative · entry 13

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,550 shares

Expires 2020-02-12

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · derivative · entry 12

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,550 shares

Expires 2020-02-12

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · derivative · entry 11

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,475 shares

Expires 2020-02-12

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · derivative · entry 10

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,425 shares

Expires 2020-02-12

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · derivative · entry 9

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-08-08

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 8

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,000

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $107.50 to $108.33 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 7

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 43,400

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 6

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 40,000

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 5

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,450

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 4

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,900

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 3

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,425

F4 · ownership.nature: Shares held in Family Trust.

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 2

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $107.48 to $108.34 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001478242-17-000073 · edgar.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

SEC source: 0001628280-17-006197 · wf-form4_149644118075967.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,227

F1 · shares: Represents a grant of restricted stock pursuant to the InnerWorkings, Inc. 2006 Stock Incentive Plan, as amended. The restricted stock vests on June 1, 2018.

SEC source: 0001478242-17-000031 · edgar.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316

F1 · shares: Shares acquired from award of Quintiles IMS Holdings, Inc. common stock for Non-Employee Directors that are fully vested upon grant.

SEC source: 0001478242-17-000017 · edgar.xml · derivative · entry 4

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 6,092 shares

Expires 2018-06-01

F1 · ownership.nature: The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

SEC source: 0001478242-17-000017 · edgar.xml · nonDerivative · entry 2

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,000

F1 · ownership.nature: The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

SEC source: 0001478242-17-000017 · edgar.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,092

F1 · ownership.nature: The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

SEC source: 0001225208-17-004599 · doc4.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,339

SEC source: 0001478242-16-000006 · edgar.xml · derivative · entry 4

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,092

Underlying: Common Stock · 2,000 shares

Expires 2018-06-01

F1 · ownership.nature: The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

SEC source: 0001478242-16-000006 · edgar.xml · nonDerivative · entry 2

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,000

F1 · ownership.nature: The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

SEC source: 0001478242-16-000006 · edgar.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,000

F1 · ownership.nature: The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

SEC source: 0001104659-06-030329 · a4.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

F1 · kind: These are restricted stock units awarded under the Abbott Laboratories 1996 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date on which the director terminates or retires from the Board, dies, or the occurrence of a change in control (as defined in the Program).

SEC source: 0001104659-05-018227 · a4.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

F1 · shares: These are restricted stock units awarded under the Abbott Laboratories 1996 Incentive Stock Program (the "Program"). They will be paid on a one-to-one basis in Abbott common shares on the earlier of the date on which the director terminates or retires from the Board, dies, or the occurrence of a change in control (as defined in the Program).

SEC source: 0001104659-04-011390 · a4.xml · nonDerivative · entry 1

GREENBERG JACK M · CIK 0001074611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,844

F1 · kind: These shares represent a restricted stock award under the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.