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person · Reporting owner

Aasen Thomas H

Disclosed activity across 1 company

Tapewire entity
174138
SEC CIK
0001291969

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Avalo Therapeutics, Inc.CERC · Entity 4936DirectorJune 30, 2017July 31, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avalo Therapeutics, Inc.

Report date June 30, 2017 · Filed July 31, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.57 · Expires 2027-06-29Direct8,357 Reported balance After 2017-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-06-30 · Grant · Acquired 8,357 · Balance 8,357

F1: The stock options will vest in full on June 30, 2018, subject to the grantees continued service on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options will vest in full on June 30, 2018, subject to the grantees continued service on such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2017 Filed Jul 31, 2017 13:31 UTC Avalo Therapeutics, Inc. CERC · Entity 4936 GrantEmployee Stock Option (Right to Buy) · Derivative 8,357 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001562180-17-002529 · primarydocument.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,357

Underlying: Common Stock · 8,357 shares

Expires 2027-06-29

F1 · derivative.exercise_date: The stock options will vest in full on June 30, 2018, subject to the grantees continued service on such vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:15 UTC Avalo Therapeutics, Inc. CERC · Entity 4936 GrantEmployee Stock Option (Right to Buy) · Derivative 10,764 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001404 · primarydocument.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,528

Underlying: Common Stock · 10,764 shares

Expires 2027-03-30

Read SEC document
March 31, 2017 Filed Apr 4, 2017 13:53 UTC Avalo Therapeutics, Inc. CERC · Entity 4936 GrantEmployee Stock Option (Right to Buy) · Derivative 10,764 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001401 · primarydocument.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

Underlying: Common Stock · 10,764 shares

Expires 2027-03-30

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:54 UTC Avalo Therapeutics, Inc. CERC · Entity 4936 GrantEmployee Stock Option (Right to Buy) · Derivative 8,060 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-17-000138 · primarydocument.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Underlying: Common Stock · 8,060 shares

Expires 2026-12-30

F1 · derivative.exercise_date: The stock options immediately vested and became exercisable in full upon grant on December 31, 2016.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:09 UTC Avalo Therapeutics, Inc. CERC · Entity 4936 GrantEmployee Stock Option (Right to Buy) · Derivative 1,883 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001179110-16-030157 · edgar.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,883

Underlying: Common Stock · 1,883 shares

Expires 2026-09-29

F1 · derivative.exercise_date: The stock options immediately vested and became exercisable in full upon grant on September 30, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.