Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | May 04, 2006 | May 09, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 04, 2006 · Filed May 09, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2006-05-04 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2006-05-04 · Exercise / conversion · Acquired 408,102 · Balance 408,102 Row 2 · 2006-05-04 · Exercise / conversion · Acquired 16,666 · Balance 424,768 Row 3 · 2006-05-04 · Exercise / conversion · Acquired 8,666 · Balance 433,434 Row 4 · 2006-05-04 · Exercise / conversion · Acquired 3,900 · Balance 437,334 Row 5 · 2006-05-04 · Exercise / conversion · Acquired 62,666 · Balance 500,000 Row 6 · 2006-05-04 · Sale · Disposed 500,000 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2012-05-16 | Direct | 40,000 |
Reported balance
After 2002-05-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2002-05-17 · Grant · Acquired 40,000 · Balance 40,000 F2: This grant was incorrectly reported on July 2, 2002 as being held by trust rather than held directly. This amendment is to correct the ownership that was reported on July 2, 2002. F3: The options vest as to 10% of the total shares granted on November 17, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on December 17, 2002. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.17 · Expires 2012-05-16 | Direct | 17,334 |
Reported balance
After 2006-05-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2006-05-04 · Exercise / conversion · Disposed 62,666 · Balance 17,334 F3: The options vest as to 10% of the total shares granted on November 17, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on December 17, 2002. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.64 · Expires 2012-02-11 | Direct | 3,334 |
Reported balance
After 2006-05-04 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2006-05-04 · Exercise / conversion · Disposed 16,666 · Balance 3,334 F4: The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.38 · Expires 2014-03-01 | Direct | 11,334 |
Reported balance
After 2006-05-04 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2006-05-04 · Exercise / conversion · Disposed 8,666 · Balance 11,334 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.39 · Expires 2015-03-07 | Direct | 171,100 |
Reported balance
After 2006-05-04 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2006-05-04 · Exercise / conversion · Disposed 3,900 · Balance 171,100 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.75 · Expires 2009-11-11 | Direct | 71,898 |
Reported balance
After 2006-05-04 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2006-05-04 · Exercise / conversion · Disposed 408,102 · Balance 71,898 F6: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999. |
| Common StockSEC Table I · non-derivative | IndirectFBO children | 16,800 |
Reported balance
Holding disclosure · report date 2006-05-04 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 16,800 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 846 |
Reported balance
Holding disclosure · report date 2006-05-04 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 846 F1: Securities held by Richard Sulpizio and Maria G. Sulpizio Ttees for the Sulpizio Family Trust UTD 6/15/94. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Richard Sulpizio and Maria G. Sulpizio Ttees for the Sulpizio Family Trust UTD 6/15/94.
F2: This grant was incorrectly reported on July 2, 2002 as being held by trust rather than held directly. This amendment is to correct the ownership that was reported on July 2, 2002.
F3: The options vest as to 10% of the total shares granted on November 17, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on December 17, 2002.
F4: The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F6: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CA, INC.
Report date November 05, 2018 · Filed November 05, 2018
Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-05 · Disposition to issuer · Disposed 61,364.617 · Balance 0 F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors. F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon. F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. |
| Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-05 · Disposition to issuer · Disposed 507.958 · Balance 0 F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018. F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon. F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.
F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.
F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.
F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.
RESMED INC
Report date November 19, 2025 · Filed November 21, 2025
Section 16 reporting ended · disclosed 2025-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| ResMed Common StockSEC Table I · non-derivative | Direct | 17,796 |
Reported balance
Holding disclosure · report date 2025-11-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,796 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2003 Filed Jul 29, 2003 17:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 240,000 | $38.43 | $9,222,048.00 |
DisclosureSEC source: 0001234452-03-000051 · primary_doc.xml · nonDerivative · entry 2 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 240,000 | $7.02 | $1,684,800.00 |
DisclosureSEC source: 0001234452-03-000051 · primary_doc.xml · nonDerivative · entry 1 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 01:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 294 | $35.83 Strike: $1.00 | $10,534.02 |
DisclosureSEC source: 0001234452-03-000036 · edgardoc.xml · derivative · entry 1 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 15,688.345 Underlying: Common Stock · 294 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2003 Filed Jun 4, 2003 22:54 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 275 | $38.26 Strike: $1.00 | $10,521.50 |
DisclosureSEC source: 0001234452-03-000009 · edgardoc.xml · derivative · entry 2 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 275 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2003 Filed Jun 4, 2003 22:54 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 21.562 | $36.31 Strike: $1.00 | $782.88 |
DisclosureSEC source: 0001234452-03-000009 · edgardoc.xml · derivative · entry 1 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 21.562 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 30, 2002 Filed Jul 3, 2003 00:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 387 | $27.51 Strike: $1.00 | $10,646.37 |
DisclosureSEC source: 0001234452-03-000040 · edgardoc.xml · derivative · entry 2 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 15,453 Underlying: Common Stock · 387 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 30, 2002 Filed Jul 3, 2003 00:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 194 | $27.39 Strike: $1.00 | $5,313.66 |
DisclosureSEC source: 0001234452-03-000040 · edgardoc.xml · derivative · entry 1 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 15,066 Underlying: Common Stock · 194 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| May 17, 2002 Filed May 9, 2006 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $32.34 | $0.00 |
DisclosureSEC source: 0001234452-06-000140 · edgardoc.xml · derivative · entry 9 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2012-05-16 F2 · kind: This grant was incorrectly reported on July 2, 2002 as being held by trust rather than held directly. This amendment is to correct the ownership that was reported on July 2, 2002. F3 · derivative.exercise_date: The options vest as to 10% of the total shares granted on November 17, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on December 17, 2002. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.