SULPIZIO RICHARD

SEC source: 0001127602-24-027904 · form4.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,796

F1 · kind: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2025, or the annual shareholder's meeting in the year following the grant date.

SEC source: 0001127602-23-028092 · form4.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,713

F1 · shares: Shares awarded are restricted stock units. The RSUs vest on the earlier of November 11, 2024, or the annual shareholders meeting in the year following the grant date.

SEC source: 0001127602-22-026076 · form4.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,945

F1 · kind: Shares awarded are restricted stock units. The RSUs vest on the earlier of November 11, 2023, or the annual shareholders meeting in the year following the grant date.

SEC source: 0001127602-22-021340 · form5.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,823

F1 · date: Administrative error prevented timely filing.

F2 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2022, or the annual shareholder's meeting in the year following the grant date.

SEC source: 0001127602-20-029763 · form4.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,867

F1 · kind: Shares awarded are restricted stock units. The RSUs vest on the earlier of November 11, 2021, or the annual shareholders meeting in the year following the grant date.

SEC source: 0001127602-19-033669 · form4.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,680

F1 · kind: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2020, or the annual shareholder's meeting in the year following the grant date.

SEC source: 0001567619-18-006566 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,953

F1 · shares: Shares awarded are restricted stock units. The RSUs cliff vest on the earlier of November 11, 2019, or the annual shareholder's meeting in the year following the grant date.

SEC source: 0000899243-18-028279 · doc4.xml · derivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 507.958 shares

Expires 2018-11-05

F4 · security: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2 · date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4 · shares: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3 · derivative.underlying_shares: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

SEC source: 0000899243-18-028279 · doc4.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 61,364.617 shares

Expires 2018-11-05

F1 · security: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F1 · shares: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3 · derivative.underlying_shares: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

SEC source: 0000356028-18-000156 · wf-form4_153851699492108.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,364.617

Underlying: Common Stock, $0.10 par value · 1,316.533 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0000356028-18-000119 · wf-form4_153058035451747.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,048.084

Underlying: Common Stock, $0.10 par value · 1,630.434 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0001140361-18-026731 · doc1.xml · derivative · entry 3

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Commmon Stock · 28,403 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest on the earlier of (i) the first November 11 following the Grant Date, or (ii) the date of the first (1st) annual meeting of stockholders of the Company following the Grant Date.

SEC source: 0001140361-18-026731 · doc1.xml · nonDerivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,420

F1 · price: This transaction was executed in multiple trades at prices ranging from $102.48 to $103.17. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.

SEC source: 0001140361-18-026731 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000356028-18-000059 · wf-form4_152270186150182.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,417.65

Underlying: Common Stock, $0.10 par value · 1,714.601 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0000356028-18-000016 · wf-form4_151502939694305.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,703.049

Underlying: Common Stock, $0.10 par value · 1,746.544 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0001140361-17-043345 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,420

F1 · shares: Shares awarded are restricted stock units. The RSUs cliff vest on the earlier of November 11, 2018, or the annual shareholder's meeting in the year following the grant date.

SEC source: 0000356028-17-000159 · wf-form4_150707773965480.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,956.505

Underlying: Common Stock, $0.10 par value · 1,741.311 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0001140361-17-031347 · doc1.xml · derivative · entry 3

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 24,390 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable.

SEC source: 0001140361-17-031347 · doc1.xml · nonDerivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.53 to $74.20. The price reported above reflects the weighted average sale price.

SEC source: 0001140361-17-031347 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000356028-17-000115 · wf-form4_149930175351467.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,215.194

Underlying: Common Stock, $0.10 par value · 1,686.248 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0001140361-17-026325 · doc1.xml · nonDerivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Magali Charitable Remainder Unitrust

Disclosed balance after: 0

F1 · kind: Sale executed by Bank of America, N.A., Trustee of the Magali Charitable Remainder Unitrust. Mr. Sulpizio has no control over the timing of any disposition of the shares gifted.

F1 · shares: Sale executed by Bank of America, N.A., Trustee of the Magali Charitable Remainder Unitrust. Mr. Sulpizio has no control over the timing of any disposition of the shares gifted.

F2 · ownership.nature: Bank of America, N.A. is Trustee of the Magali Charitable Remainder Unitrust and Mr. Sulpizio has no control over the disposition of the equities held.

SEC source: 0001140361-17-026035 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429

F1 · kind: Represents a gift to the Magali Charitable Remainder Unitrust, Bank of America, N.A., Trustee. Mr. Sulpizio has no control over the timing of any disposition of the shares transferred.

SEC source: 0001140361-17-026144 · doc1.xml · nonDerivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Magali Charitable Remainder Unitrust

Disclosed balance after: 65,887

F1 · kind: Represents a gift to the Magali Charitable Remainder Unitrust, Bank of America, N.A., Trustee. Mr. Sulpizio has no control over the timing of any disposition of the shares transferred.

F1 · shares: Represents a gift to the Magali Charitable Remainder Unitrust, Bank of America, N.A., Trustee. Mr. Sulpizio has no control over the timing of any disposition of the shares transferred.

F2 · ownership.nature: Securities held by Bank of America, N.A., Trustee of the Magali Charitable Remainder Unitrust. Mr. Sulpizio has no control over the timing of any disposition of the shares transferred.

SEC source: 0001140361-17-026144 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429

F1 · kind: Represents a gift to the Magali Charitable Remainder Unitrust, Bank of America, N.A., Trustee. Mr. Sulpizio has no control over the timing of any disposition of the shares transferred.

F1 · shares: Represents a gift to the Magali Charitable Remainder Unitrust, Bank of America, N.A., Trustee. Mr. Sulpizio has no control over the timing of any disposition of the shares transferred.

SEC source: 0000356028-17-000037 · wf-form4_149133791589900.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,528.946

Underlying: Common Stock, $0.10 par value · 1,832.439 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0000356028-17-000007 · wf-form4_148356583688998.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,696.507

Underlying: Common Stock, $0.10 par value · 1,829.555 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0001140361-16-087138 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,316

F2 · date: Corrects transaction date previously submitted.

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2017, or the annual shareholder's meeting in the year following the grant date.

SEC source: 0001140361-16-087134 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,316

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2017, or the annual shareholder's meeting in the year following the grant date.

SEC source: 0000356028-16-000363 · wf-form4_147561208840842.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,866.952

Underlying: Common Stock, $0.10 par value · 1,757.103 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

SEC source: 0001234452-06-000140 · edgardoc.xml · derivative · entry 14

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,898

Underlying: Common Stock · 408,102 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

SEC source: 0001234452-06-000140 · edgardoc.xml · derivative · entry 13

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,100

Underlying: Common Stock · 3,900 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-06-000140 · edgardoc.xml · derivative · entry 12

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,334

Underlying: Common Stock · 8,666 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-06-000140 · edgardoc.xml · derivative · entry 11

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 16,666 shares

Expires 2012-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002.

SEC source: 0001234452-06-000140 · edgardoc.xml · derivative · entry 10

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,334

Underlying: Common Stock · 62,666 shares

Expires 2012-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest as to 10% of the total shares granted on November 17, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on December 17, 2002.

SEC source: 0001234452-06-000140 · edgardoc.xml · nonDerivative · entry 6

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001234452-06-000140 · edgardoc.xml · nonDerivative · entry 5

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-06-000140 · edgardoc.xml · nonDerivative · entry 4

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-06-000140 · edgardoc.xml · nonDerivative · entry 3

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-06-000140 · edgardoc.xml · nonDerivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-06-000140 · edgardoc.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001234452-06-000081 · edgardoc.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2016-03-06

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-05-000203 · edgardoc.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 846

F1 · ownership.nature: Securities held by Richard Sulpizio and Maria G. Sulpizio Ttees for the Sulpizio Family Trust UTD 6/15/94.

SEC source: 0001234452-05-000054 · edgardoc.xml · derivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 157,000 shares

Expires 2015-03-07

F2 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-05-000054 · edgardoc.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2015-03-07

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-04-000150 · edgardoc.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 30,423

F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004.

F2 · ownership.nature: Securities held by Richard Sulpizio and Maria G. Sulpizio Ttees for the Sulpizio Family Trust UTD 6/15/94.

SEC source: 0001234452-04-000037 · edgardoc.xml · derivative · entry 3

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2014-03-01

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

SEC source: 0001234452-04-000037 · edgardoc.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 423

F1 · ownership.nature: Securities held by Richard Sulpizio and Maria G. Sulpizio Ttees for the Sulpizio Family Trust UTD 6/15/94.

SEC source: 0001234452-03-000051 · primary_doc.xml · derivative · entry 5

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 240,000 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999.