Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | May 08, 2006 | May 10, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 08, 2006 · Filed May 10, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2006-05-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2006-05-08 · Exercise / conversion · Acquired 2,000 · Balance 2,000 Row 2 · 2006-05-08 · Sale · Disposed 2,000 · Balance 0 Row 3 · 2006-05-09 · Exercise / conversion · Acquired 3,000 · Balance 3,000 Row 4 · 2006-05-09 · Sale · Disposed 3,000 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.38 · Expires 2008-12-06 | Direct | 229,000 |
Reported balance
After 2006-05-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2006-05-08 · Exercise / conversion · Disposed 2,000 · Balance 229,000 F1: The option vests in five equal annual installments beginning on December 7, 1999. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.38 · Expires 2008-12-06 | Direct | 226,000 |
Reported balance
After 2006-05-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2006-05-09 · Exercise / conversion · Disposed 3,000 · Balance 226,000 F1: The option vests in five equal annual installments beginning on December 7, 1999. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in five equal annual installments beginning on December 7, 1999.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2006 Filed May 10, 2006 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-06-000143 · edgardoc.xml · derivative · entry 6 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,000 Underlying: Common Stock · 3,000 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| May 09, 2006 Filed May 10, 2006 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,000 | $52.90 | $158,700.00 |
DisclosureSEC source: 0001234452-06-000143 · edgardoc.xml · nonDerivative · entry 4 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 09, 2006 Filed May 10, 2006 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,000 | $3.38 | $10,140.00 |
DisclosureSEC source: 0001234452-06-000143 · edgardoc.xml · nonDerivative · entry 3 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2006 Filed May 10, 2006 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-06-000143 · edgardoc.xml · derivative · entry 5 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,000 Underlying: Common Stock · 2,000 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| May 08, 2006 Filed May 10, 2006 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $52.70 | $105,400.00 |
DisclosureSEC source: 0001234452-06-000143 · edgardoc.xml · nonDerivative · entry 2 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 08, 2006 Filed May 10, 2006 20:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $3.38 | $6,760.00 |
DisclosureSEC source: 0001234452-06-000143 · edgardoc.xml · nonDerivative · entry 1 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 23:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $47.24 | $0.00 |
DisclosureSEC source: 0001234452-06-000075 · edgardoc.xml · derivative · entry 1 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2016-03-06 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · derivative · entry 12 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,000 Underlying: Common Stock · 600 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,400 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · derivative · entry 11 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,600 Underlying: Common Stock · 2,400 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · derivative · entry 10 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,000 Underlying: Common Stock · 2,000 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · derivative · entry 9 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,000 Underlying: Common Stock · 5,000 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 600 | $48.00 | $28,800.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 8 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 600 | $3.38 | $2,028.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 7 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,400 | $48.01 | $115,224.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 6 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,400 | $3.38 | $8,112.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 5 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,000 | $48.02 | $96,040.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 4 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,000 | $3.38 | $6,760.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 3 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $48.00 | $240,000.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 2 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 19:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $3.38 | $16,900.00 |
DisclosureSEC source: 0001234452-06-000054 · edgardoc.xml · nonDerivative · entry 1 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2005 Filed Nov 23, 2005 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-05-000271 · edgardoc.xml · derivative · entry 3 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,000 Underlying: Common Stock · 5,000 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| November 23, 2005 Filed Nov 23, 2005 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $46.25 | $231,250.00 |
DisclosureSEC source: 0001234452-05-000271 · edgardoc.xml · nonDerivative · entry 2 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 23, 2005 Filed Nov 23, 2005 22:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $3.38 | $16,900.00 |
DisclosureSEC source: 0001234452-05-000271 · edgardoc.xml · nonDerivative · entry 1 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2005 Filed Nov 22, 2005 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.38 | $0.00 |
DisclosureSEC source: 0001234452-05-000270 · edgardoc.xml · derivative · entry 3 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,000 Underlying: Common Stock · 10,000 shares Expires 2008-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on December 7, 1999. Read SEC document |
| November 21, 2005 Filed Nov 22, 2005 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,000 | $45.89 | $458,891.00 |
DisclosureSEC source: 0001234452-05-000270 · edgardoc.xml · nonDerivative · entry 2 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 21, 2005 Filed Nov 22, 2005 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $3.38 | $33,800.00 |
DisclosureSEC source: 0001234452-05-000270 · edgardoc.xml · nonDerivative · entry 1 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2005 Filed Mar 10, 2005 21:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $37.39 | $0.00 |
DisclosureSEC source: 0001234452-05-000057 · edgardoc.xml · derivative · entry 1 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2015-03-07 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 02, 2004 Filed Mar 3, 2004 23:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $62.75 | $0.00 |
DisclosureSEC source: 0001234452-04-000027 · edgardoc.xml · derivative · entry 1 DOUGAN DIANA LADY · CIK 0001191323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2014-03-01 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.