Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MATTEL INC /DE/MAT · Entity 1046 | EVP, Chief Strategic Tech Off | August 01, 2017 | August 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MATTEL INC /DE/
Report date August 01, 2017 · Filed August 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,290 |
Ending reported balance
After 2017-08-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-08-01 · Exercise / conversion · Acquired 4,728 · Balance 40,864 F1: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 RSUs on August 1, 2014. The Restricted Stock Units ("RSUs" or "Units") vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. Row 2 · 2017-08-01 · Tax withholding · Disposed 1,777 · Balance 39,087 F2: Pursuant to the terms of the August 1, 2014 RSU grant, 1,777 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Row 3 · 2017-08-01 · Exercise / conversion · Acquired 3,530 · Balance 42,617 F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. Row 4 · 2017-08-01 · Tax withholding · Disposed 1,327 · Balance 41,290 F4: Pursuant to the terms of the August 1, 2016 RSU grant, 1,327 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-01 · Exercise / conversion · Disposed 4,728 · Balance 0 F1: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 RSUs on August 1, 2014. The Restricted Stock Units ("RSUs" or "Units") vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,167 |
Reported balance
After 2017-08-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-01 · Exercise / conversion · Disposed 3,530 · Balance 7,167 F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,945 |
Reported balance
After 2017-08-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-08-01 · Grant · Acquired 13,945 · Balance 13,945 F7: The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F8: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. |
| Employee Stock Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.72 · Expires 2027-08-01 | Direct | 74,932 |
Reported balance
After 2017-08-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-08-01 · Grant · Acquired 74,932 · Balance 74,932 F6: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectIn 401(k) | 8,444 |
Reported balance
Holding disclosure · report date 2017-08-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,444 F5: As of August 1, 2017, the Reporting Person had a balance of $166,510.80 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. |
Filing footnotes · ownership attribution and instrument terms
F1: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 RSUs on August 1, 2014. The Restricted Stock Units ("RSUs" or "Units") vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 1, 2014 RSU grant, 1,777 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock.
F4: Pursuant to the terms of the August 1, 2016 RSU grant, 1,327 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F5: As of August 1, 2017, the Reporting Person had a balance of $166,510.80 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
F6: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
F7: The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
F8: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 13,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · derivative · entry 9 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,945 Underlying: Common Stock · 13,945 shares Expires not disclosed F7 · derivative.exercise_price: The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F8 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. F8 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 74,932 | $0.00 Strike: $19.72 | $0.00 |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · derivative · entry 8 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,932 Underlying: Common Stock · 74,932 shares Expires 2027-08-01 F6 · derivative.exercise_date: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 3,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · derivative · entry 7 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 Underlying: Common Stock · 3,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · derivative · entry 6 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 RSUs on August 1, 2014. The Restricted Stock Units ("RSUs" or "Units") vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 RSUs on August 1, 2014. The Restricted Stock Units ("RSUs" or "Units") vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 RSUs on August 1, 2014. The Restricted Stock Units ("RSUs" or "Units") vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 1,327 | $19.72 | $26,168.44 |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · nonDerivative · entry 4 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,290 F4 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 1,327 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 3,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · nonDerivative · entry 3 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 1,777 | $19.72 | $35,042.44 |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · nonDerivative · entry 2 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,087 F2 · shares: Pursuant to the terms of the August 1, 2014 RSU grant, 1,777 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 4,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000108 · wf-form4_150179311207817.xml · nonDerivative · entry 1 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 RSUs on August 1, 2014. The Restricted Stock Units ("RSUs" or "Units") vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:26 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 4,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000092 · wf-form4_150161915850778.xml · derivative · entry 4 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,128 Underlying: Common Stock · 4,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 15,080 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 4,976 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 15,080 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 4,976 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 15,080 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 4,976 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:26 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 1,870 | $20.02 | $37,437.40 |
DisclosureSEC source: 0001523711-17-000092 · wf-form4_150161915850778.xml · nonDerivative · entry 2 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,136 F2 · shares: Pursuant to the terms of the July 31, 2015 RSU grant, 1,870 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:26 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 4,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000092 · wf-form4_150161915850778.xml · nonDerivative · entry 1 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 15,080 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 4,976 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 20, 2017 Filed May 23, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 1,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000074 · wf-form4_149557218792372.xml · derivative · entry 4 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 2,595 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of the Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 1,298 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 2,595 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of the Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 1,298 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 2,595 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of the Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 1,298 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 20, 2017 Filed May 23, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 488 | $22.15 | $10,809.20 |
DisclosureSEC source: 0001523711-17-000074 · wf-form4_149557218792372.xml · nonDerivative · entry 2 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,030 F2 · shares: Pursuant to the terms of the May 20, 2014 RSU grant, 488 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| May 20, 2017 Filed May 23, 2017 20:43 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 1,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000074 · wf-form4_149557218792372.xml · nonDerivative · entry 1 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 2,595 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of the Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 1,298 shares of Mattel, Inc. Common Stock. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:18 UTC | MATTEL INC /DE/ MAT · Entity 1046 | OtherCommon Stock | 3,102 | $25.79 | $80,000.58 |
DisclosureSEC source: 0001523711-17-000023 · wf-form4_148788470851647.xml · nonDerivative · entry 1 Walker Geoffrey H · CIK 0001571977 · EVP, Chief Strategic Tech Off 10b5-1 filing: Not disclosed Ownership: Indirect · In 401(k) Disclosed balance after: 8,135 F1 · shares: On February 21, 2017, the Reporting Person transferrd $80,000.00 into the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan (the "PIP"), from other funds in the PIP, and his balance in the Mattel Stock Fund after this transfer was $209,806.69. The number of shares has been calculated by the plan administrator for the PIP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.