Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| California Resources CorpCRC · Entity 3937 | EVP - Operations | August 04, 2017 | August 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
California Resources Corp
Report date August 04, 2017 · Filed August 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,710 |
Reported balance
After 2017-08-04 transaction · row 1
1 source rowRow 1 · 2017-08-04 · Tax withholding · Disposed 1,119 · Balance 71,710 |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 2,293.424 |
Reported balance
After 2017-08-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-08-04 · Exercise / conversion · Acquired 318 · Balance 2,293.424 |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 1,975.424 |
Reported balance
After 2017-08-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-08-04 · Disposition to issuer · Disposed 318 · Balance 1,975.424 |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Expires 2017-08-04 | IndirectBy wife | 318 |
Reported balance
After 2017-08-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-04 · Exercise / conversion · Disposed 318 · Balance 318 F1: Each Phantom Stock Unit (PSU) is the economic equivalent of one share of CRC Common Stock and will be settled in cash on the vesting date. The PSU's were granted to the Reporting Person's wife on August 5, 2015, and vest in three (3) equal installments on August 4, 2016, 2017 and 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit (PSU) is the economic equivalent of one share of CRC Common Stock and will be settled in cash on the vesting date. The PSU's were granted to the Reporting Person's wife on August 5, 2015, and vest in three (3) equal installments on August 4, 2016, 2017 and 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2017 Filed Aug 8, 2017 20:17 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionPhantom Stock Unit · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000147 · wf-form4_150222342856293.xml · derivative · entry 4 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 318 Underlying: Common Stock · 318 shares Expires 2017-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Phantom Stock Unit (PSU) is the economic equivalent of one share of CRC Common Stock and will be settled in cash on the vesting date. The PSU's were granted to the Reporting Person's wife on August 5, 2015, and vest in three (3) equal installments on August 4, 2016, 2017 and 2018. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:17 UTC | California Resources Corp CRC · Entity 3937 | Disposition to issuerCommon Stock | 318 | $7.05 | $2,241.90 |
DisclosureSEC source: 0001609253-17-000147 · wf-form4_150222342856293.xml · nonDerivative · entry 3 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,975.424 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:17 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000147 · wf-form4_150222342856293.xml · nonDerivative · entry 2 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 2,293.424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:17 UTC | California Resources Corp CRC · Entity 3937 | Tax withholdingCommon Stock | 1,119 | $7.05 | $7,888.95 |
DisclosureSEC source: 0001609253-17-000147 · wf-form4_150222342856293.xml · nonDerivative · entry 1 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,710 Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 21:50 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionLong-Term Incentive Award (Right to Buy) · Derivative | 159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000122 · wf-form4_149980983482027.xml · derivative · entry 5 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 0 Underlying: Common Stock · 159 shares Expires 2017-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of one-third of 477 (post-split) long-term incentive units granted to the Reporting Person's wife on July 9, 2014, which were converted in connection with the spin-off of California Resources Corporation (CRC) from Occidental Petroleum Corporation in a manner intended to preserve the pre-spin off value of the units. Each unit was the economic equivalent of one share of CRC's common stock. Half of the award was settled for shares of CRC's common stock and half was settled for cash. F1 · price: Reflects the vesting of one-third of 477 (post-split) long-term incentive units granted to the Reporting Person's wife on July 9, 2014, which were converted in connection with the spin-off of California Resources Corporation (CRC) from Occidental Petroleum Corporation in a manner intended to preserve the pre-spin off value of the units. Each unit was the economic equivalent of one share of CRC's common stock. Half of the award was settled for shares of CRC's common stock and half was settled for cash. Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 21:50 UTC | California Resources Corp CRC · Entity 3937 | Tax withholdingCommon Stock | 30 | $7.35 | $220.50 |
DisclosureSEC source: 0001609253-17-000122 · wf-form4_149980983482027.xml · nonDerivative · entry 3 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,975.424 Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 21:50 UTC | California Resources Corp CRC · Entity 3937 | Disposition to issuerCommon Stock | 79 | $7.35 | $580.65 |
DisclosureSEC source: 0001609253-17-000122 · wf-form4_149980983482027.xml · nonDerivative · entry 2 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 2,005.424 Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 21:50 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000122 · wf-form4_149980983482027.xml · nonDerivative · entry 1 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 2,084.424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of one-third of 477 (post-split) long-term incentive units granted to the Reporting Person's wife on July 9, 2014, which were converted in connection with the spin-off of California Resources Corporation (CRC) from Occidental Petroleum Corporation in a manner intended to preserve the pre-spin off value of the units. Each unit was the economic equivalent of one share of CRC's common stock. Half of the award was settled for shares of CRC's common stock and half was settled for cash. F1 · acquired: Reflects the vesting of one-third of 477 (post-split) long-term incentive units granted to the Reporting Person's wife on July 9, 2014, which were converted in connection with the spin-off of California Resources Corporation (CRC) from Occidental Petroleum Corporation in a manner intended to preserve the pre-spin off value of the units. Each unit was the economic equivalent of one share of CRC's common stock. Half of the award was settled for shares of CRC's common stock and half was settled for cash. F2 · balance_after: Includes 250 shares acquired by the Reporting Person's wife under CRC's Employee Stock Purchase Plan on June 30, 2017. Read SEC document |
| May 26, 2017 Filed May 31, 2017 22:56 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionPhantom Stock Unit · Derivative | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000109 · wf-form4_149627135823781.xml · derivative · entry 4 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,250 Underlying: Common Stock · 625 shares Expires 2017-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Phantom Stock (PS) was the economic equivalent of one share of CRC's common stock. The PS was part of a Phantom Stock Unit granted May 27, 2016, which vests in three (3) equal annual installments on May 26, 2017, 2018 and 2019, subject to a minimum payment equal to $8.00 per unit and a maximum payment equal to $32.00 per unit. F2 · price: Each share of Phantom Stock (PS) was the economic equivalent of one share of CRC's common stock. The PS was part of a Phantom Stock Unit granted May 27, 2016, which vests in three (3) equal annual installments on May 26, 2017, 2018 and 2019, subject to a minimum payment equal to $8.00 per unit and a maximum payment equal to $32.00 per unit. F2 · balance_after: Each share of Phantom Stock (PS) was the economic equivalent of one share of CRC's common stock. The PS was part of a Phantom Stock Unit granted May 27, 2016, which vests in three (3) equal annual installments on May 26, 2017, 2018 and 2019, subject to a minimum payment equal to $8.00 per unit and a maximum payment equal to $32.00 per unit. Read SEC document |
| May 26, 2017 Filed May 31, 2017 22:56 UTC | California Resources Corp CRC · Entity 3937 | Disposition to issuerCommon Stock | 625 | $11.85 | $7,406.25 |
DisclosureSEC source: 0001609253-17-000109 · wf-form4_149627135823781.xml · nonDerivative · entry 3 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,675.424 Read SEC document |
| May 26, 2017 Filed May 31, 2017 22:56 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionCommon Stock | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000109 · wf-form4_149627135823781.xml · nonDerivative · entry 2 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 2,300.424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 22:56 UTC | California Resources Corp CRC · Entity 3937 | Tax withholdingCommon Stock | 3,426 | $11.85 | $40,598.10 |
DisclosureSEC source: 0001609253-17-000109 · wf-form4_149627135823781.xml · nonDerivative · entry 1 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,829 F1 · security: Relates to a previously reported grant of Restricted Stock Units pursuant to California Resources Corporation's (CRC) Long-Term Incentive Plan. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:17 UTC | California Resources Corp CRC · Entity 3937 | Tax withholdingCommon Stock | 1,337 | $13.08 | $17,487.96 |
DisclosureSEC source: 0001609253-17-000077 · wf-form4_149453746095069.xml · nonDerivative · entry 2 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,255 Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:17 UTC | California Resources Corp CRC · Entity 3937 | GrantCommon Stock | 3,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000077 · wf-form4_149453746095069.xml · nonDerivative · entry 1 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592 F1 · shares: Vesting of performance-based Restricted Stock Incentive Award pursuant to California Resources Corporation Long-Term Incentive Plan. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:35 UTC | California Resources Corp CRC · Entity 3937 | GrantPhantom Stock Unit · Derivative | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000036 · wf-form4_148720889127167.xml · derivative · entry 4 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,649 Underlying: Common Stock · 1,649 shares Expires 2020-02-12 F4 · security: The newly granted PSUs will vest in three (3) equal installments on February 12, 2018, 2019 and 2020. F4 · derivative.exercise_price: The newly granted PSUs will vest in three (3) equal installments on February 12, 2018, 2019 and 2020. F4 · derivative.exercise_date: The newly granted PSUs will vest in three (3) equal installments on February 12, 2018, 2019 and 2020. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:35 UTC | California Resources Corp CRC · Entity 3937 | GrantCommon Stock | 33,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000036 · wf-form4_148720889127167.xml · nonDerivative · entry 1 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,038 F1 · kind: Grant of Restricted Stock Units (RSUs) pursuant to California Resources Corporation's (CRC) Long-Term Incentive Plan. F2 · shares: The RSUs will vest in three (3) equal annual installments on February 12, 2018, 2019, and 2020. Read SEC document |
| December 01, 2016 Filed Jan 31, 2017 20:27 UTC | California Resources Corp CRC · Entity 3937 | OtherCommon Stock | 51.676 | $16.08 | $830.95 |
DisclosureSEC source: 0001609253-17-000007 · wf-form5_148589446343539.xml · nonDerivative · entry 1 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,675.424 F1 · kind: Reflects required termination of participation in investment fund under Occidental Petroleum Corporation (Oxy) 401(k) plan, which included the liquidation of a small residual interest in California Resources Corporation (CRC) shares previously distributed in the spin-off of CRC to holders under the plan of interests in Oxy stock. F2 · balance_after: Includes 250 shares acquired under CRC's Employee Stock Purchase Plan on each of September 30, 2016 and December 31, 2016, respectively. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 15:48 UTC | California Resources Corp CRC · Entity 3937 | Tax withholdingCommon Stock | 413 | $10.51 | $4,340.63 |
DisclosureSEC source: 0001609253-16-000338 · wf-form4_147818811410589.xml · nonDerivative · entry 2 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,982.697 F2 · balance_after: Includes 250 shares acquired under CRC's Employee Stock Purchase Plan on September 30, 2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 15:48 UTC | California Resources Corp CRC · Entity 3937 | GrantCommon Stock | 1,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-16-000338 · wf-form4_147818811410589.xml · nonDerivative · entry 1 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,145.697 F1 · shares: Vesting of performance-based Restricted Stock Incentive Award pursuant to California Resources Corporation (CRC) Long-Term Incentive Plan. Read SEC document |
| August 04, 2016 Filed Feb 16, 2017 01:35 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionPhantom Stock Unit · Derivative | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000036 · wf-form4_148720889127167.xml · derivative · entry 5 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 636 Underlying: Common Stock · 317 shares Expires 2016-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Phantom Stock Units (PSUs) was the economic equivalent of one share of CRC common stock. The reporting person's wife settled one-third of the PSU in cash at the scheduled vesting date. F3 · derivative.exercise_price: Each Phantom Stock Units (PSUs) was the economic equivalent of one share of CRC common stock. The reporting person's wife settled one-third of the PSU in cash at the scheduled vesting date. F3 · price: Each Phantom Stock Units (PSUs) was the economic equivalent of one share of CRC common stock. The reporting person's wife settled one-third of the PSU in cash at the scheduled vesting date. Read SEC document |
| August 04, 2016 Filed Feb 16, 2017 01:35 UTC | California Resources Corp CRC · Entity 3937 | Disposition to issuerCommon Stock | 317 | $9.22 | $2,922.74 |
DisclosureSEC source: 0001609253-17-000036 · wf-form4_148720889127167.xml · nonDerivative · entry 3 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,675.424 Read SEC document |
| August 04, 2016 Filed Feb 16, 2017 01:35 UTC | California Resources Corp CRC · Entity 3937 | Exercise / conversionCommon Stock | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-17-000036 · wf-form4_148720889127167.xml · nonDerivative · entry 2 Barnes Robert A. · CIK 0001622073 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 1,992.424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Phantom Stock Units (PSUs) was the economic equivalent of one share of CRC common stock. The reporting person's wife settled one-third of the PSU in cash at the scheduled vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.