Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Neuberger High Yield Strategies Fund Inc.NHS · Entity 8981 | Portfolio Manager | August 10, 2017 | August 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Neuberger High Yield Strategies Fund Inc.
Report date August 10, 2017 · Filed August 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Thomas P. O'Reilly Rev Trust | 2,622 |
Reported balance
After 2017-08-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-08-10 · Sale · Disposed 4,000 · Balance 2,622 F1: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.80 to $11.86. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.80 to $11.86. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2017 Filed Aug 14, 2017 22:48 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | SaleCommon Stock | 4,000 | $11.83 | $47,318.40 |
DisclosureSEC source: 0001140361-17-032144 · doc1.xml · nonDerivative · entry 1 OREILLY THOMAS P · CIK 0001255851 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas P. O'Reilly Rev Trust Disclosed balance after: 2,622 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.80 to $11.86. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 00:49 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | SaleCommon Stock | 5,000 | $12.01 | $60,031.50 |
DisclosureSEC source: 0001140361-17-030947 · doc1.xml · nonDerivative · entry 3 OREILLY THOMAS P · CIK 0001255851 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas P. O'Reilly Rev Trust Disclosed balance after: 6,622 F3 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.95 to $12.09. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 00:49 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | SaleCommon Stock | 5,000 | $12.12 | $60,607.00 |
DisclosureSEC source: 0001140361-17-030947 · doc1.xml · nonDerivative · entry 2 OREILLY THOMAS P · CIK 0001255851 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas P. O'Reilly Rev Trust Disclosed balance after: 11,622 F2 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $12.09 to $12.15. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2017 Filed Aug 10, 2017 00:49 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | SaleCommon Stock | 4,000 | $12.14 | $48,541.20 |
DisclosureSEC source: 0001140361-17-030947 · doc1.xml · nonDerivative · entry 1 OREILLY THOMAS P · CIK 0001255851 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas P. O'Reilly Rev Trust Disclosed balance after: 16,622 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $12.12 to $12.15. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 20:43 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | SaleCommon Stock | 5,814 | $11.60 | $67,458.68 |
DisclosureSEC source: 0001140361-16-090793 · doc1.xml · nonDerivative · entry 2 OREILLY THOMAS P · CIK 0001255851 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas P. O'Reilly Rev Trust Disclosed balance after: 20,622 F2 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.58 to $11.64. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 20:43 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | SaleCommon Stock | 4,186 | $11.61 | $48,612.02 |
DisclosureSEC source: 0001140361-16-090793 · doc1.xml · nonDerivative · entry 1 OREILLY THOMAS P · CIK 0001255851 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas P. O'Reilly Rev Trust Disclosed balance after: 26,436 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.60 to $11.6175. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.