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Patro Richard J.

Disclosed activity across 1 company

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173785
SEC CIK
0001696359

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CompanyLast reported asReport datePublished
LAUREATE EDUCATION, INC.LAUR · Entity 1751CEO Global Prods. and Servs.August 14, 2017August 16, 2017

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LAUREATE EDUCATION, INC.

Report date August 14, 2017 · Filed August 16, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-08-14 transaction · row 1
1 source row

Row 1 · 2017-08-14 · Sale · Disposed 16,383 · Balance 0

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.11 to $15.285 (inclusive), per share. The reporting person undertakes to provide to Laureate Education, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.11 to $15.285 (inclusive), per share. The reporting person undertakes to provide to Laureate Education, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2017 Filed Aug 16, 2017 21:00 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 SaleClass A Common Stock 16,383 $15.21 $249,185.43
Disclosure

SEC source: 0001104659-17-052278 · a4.xml · nonDerivative · entry 1

Patro Richard J. · CIK 0001696359 · CEO Global Prods. and Servs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.11 to $15.285 (inclusive), per share. The reporting person undertakes to provide to Laureate Education, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 10, 2017 Filed Aug 14, 2017 21:08 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 ConversionClass B Common Stock · Derivative 16,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-051852 · a4.xml · derivative · entry 2

Patro Richard J. · CIK 0001696359 · CEO Global Prods. and Servs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 16,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

F1 · derivative.exercise_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

F1 · derivative.expiration_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

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August 10, 2017 Filed Aug 14, 2017 21:08 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 ConversionClass A Common Stock 16,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-051852 · a4.xml · nonDerivative · entry 1

Patro Richard J. · CIK 0001696359 · CEO Global Prods. and Servs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

F1 · price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 21:04 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 GrantEmployee Stock Option (right to buy) · Derivative 26,921 $0.00 Strike: $17.44 $0.00
Disclosure

SEC source: 0001104659-17-046553 · a4.xml · derivative · entry 4

Patro Richard J. · CIK 0001696359 · CEO Global Prods. & Servs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,921

Underlying: Class B Common Stock · 26,921 shares

Expires 2023-10-02

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options.

F4 · derivative.exercise_date: 21,536 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become vested and exercisable if the Company achieves the applicable equity value target determined pursuant to the Company's 2013 Long-Term Incentive Plan, as amended with respect to fiscal year 2017.

F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

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July 20, 2017 Filed Jul 24, 2017 21:04 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 26,921 $0.00 Strike: $23.20 $0.00
Disclosure

SEC source: 0001104659-17-046553 · a4.xml · derivative · entry 3

Patro Richard J. · CIK 0001696359 · CEO Global Prods. & Servs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 26,921 shares

Expires 2023-10-02

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options.

F4 · derivative.exercise_date: 21,536 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become vested and exercisable if the Company achieves the applicable equity value target determined pursuant to the Company's 2013 Long-Term Incentive Plan, as amended with respect to fiscal year 2017.

F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 21:04 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 GrantEmployee Stock Option (right to buy) · Derivative 67,302 $0.00 Strike: $17.44 $0.00
Disclosure

SEC source: 0001104659-17-046553 · a4.xml · derivative · entry 2

Patro Richard J. · CIK 0001696359 · CEO Global Prods. & Servs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,302

Underlying: Class B Common Stock · 67,302 shares

Expires 2023-10-02

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options.

F2 · derivative.exercise_date: 53,841 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become exercisable on December 31, 2017.

F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 21:04 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 67,302 $0.00 Strike: $23.20 $0.00
Disclosure

SEC source: 0001104659-17-046553 · a4.xml · derivative · entry 1

Patro Richard J. · CIK 0001696359 · CEO Global Prods. & Servs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 67,302 shares

Expires 2023-10-02

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options.

F2 · derivative.exercise_date: 53,841 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become exercisable on December 31, 2017.

F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 22:06 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 Tax withholdingClass B Common Stock · Derivative 1,528 $14.60 $22,308.80
Disclosure

SEC source: 0001104659-17-024562 · a4.xml · derivative · entry 3

Patro Richard J. · CIK 0001696359 · CEO,Global Products & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,383

Underlying: Class A Common Stock · 1,528 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of the Company's Class B Common Stock is convertible into one share of the Company's Class A Common Stock ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

F4 · shares: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,528 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting.

F4 · price: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,528 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting.

F4 · derivative.exercise_date: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,528 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting.

F4 · derivative.expiration_date: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,528 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting.

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April 17, 2017 Filed Apr 19, 2017 22:06 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 Exercise / conversionClass B Common Stock · Derivative 4,258 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-024562 · a4.xml · derivative · entry 2

Patro Richard J. · CIK 0001696359 · CEO,Global Products & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,911

Underlying: Class B Common Stock · 4,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Company's Class B Common Stock is convertible into one share of the Company's Class A Common Stock ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.

F2 · shares: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

F2 · price: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

F2 · derivative.exercise_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

F2 · derivative.expiration_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

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April 17, 2017 Filed Apr 19, 2017 22:06 UTC LAUREATE EDUCATION, INC. LAUR · Entity 1751 Exercise / conversionPerformance Share Units · Derivative 4,258 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-024562 · a4.xml · derivative · entry 1

Patro Richard J. · CIK 0001696359 · CEO,Global Products & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258

Underlying: Class B Common Stock · 4,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the right to receive one share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company").

F2 · shares: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

F2 · price: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

F2 · derivative.exercise_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

F2 · derivative.expiration_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

F2 · balance_after: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,258 PSUs vested on April 17, 2017 (the "Vesting Date") upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016. Subject to the reporting person's continued employment with the Company, an additional 4,258 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.