Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | EVP - Commercial Activities | August 14, 2017 | August 16, 2017 |
| PLAINS GP HOLDINGS LPPAGP · Entity 3737 | EVP - Commercial Activities | May 31, 2017 | May 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLAINS ALL AMERICAN PIPELINE LP
Report date August 14, 2017 · Filed August 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 18,162 |
Ending reported balance
After 2017-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-14 · Exercise / conversion · Acquired 25,000 · Balance 25,000 Row 2 · 2017-08-14 · Tax withholding · Disposed 6,838 · Balance 18,162 |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 25,000 |
Reported balance
After 2017-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-14 · Exercise / conversion · Disposed 25,000 · Balance 25,000 F1: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan.
F2: N/A
PLAINS GP HOLDINGS LP
Report date May 31, 2017 · Filed May 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Shares representing limited partner interestsSEC Table I · non-derivative | Direct | 1,629,957 |
Reported balance
After 2017-05-31 transaction · row 1
1 source rowRow 1 · 2017-05-31 · Exercise / conversion · Acquired 344,451 · Balance 1,629,957 F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares. |
| Class A Units/Class B shares/GP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-05-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-31 · Exercise / conversion · Disposed 344,451 · Balance 0 F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2017 Filed Aug 16, 2017 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000085 · edgar.xml · derivative · entry 3 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Units · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 6,838 | $20.40 | $139,495.20 |
DisclosureSEC source: 0001615619-17-000085 · edgar.xml · nonDerivative · entry 2 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,162 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 22:10 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000085 · edgar.xml · nonDerivative · entry 1 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 21:20 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000055 · edgar.xml · derivative · entry 1 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Units · 35,000 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes associated distribution equivalent rights (payable in cash)). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: The Phantom Units will vest on the May 2019 distribution date. F3 · derivative.expiration_date: The Phantom Units will vest on the May 2019 distribution date. Read SEC document |
| May 31, 2017 Filed May 31, 2017 16:15 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Units/Class B shares/GP Units · Derivative | 344,451 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000040 · edgar.xml · derivative · entry 2 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 344,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares. F1 · derivative.exercise_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares. F1 · derivative.expiration_date: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares. Read SEC document |
| May 31, 2017 Filed May 31, 2017 16:15 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | Exercise / conversionClass A Shares representing limited partner interests | 344,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000040 · edgar.xml · nonDerivative · entry 1 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,629,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 21:49 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | SaleCommon Units | 6,675 | $32.56 | $217,338.00 |
DisclosureSEC source: 0001237769-16-000060 · edgar.xml · nonDerivative · entry 1 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | SaleCommon Units | 29,024 | $33.55 | $973,755.20 |
DisclosureSEC source: 0001615619-16-000124 · edgar.xml · nonDerivative · entry 2 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,675 F2 · price: The price in column 4 is a weighted average price. The units were sold in multiple transactions at prices ranging from $33.30 to $33.66. The Reporting Person undertakes to provide to the SEC staff, the Issuer or any unitholder of the Issuer, upon request, full information regarding the number of units sold at each separate price. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:23 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | SaleCommon Units | 86,660 | $32.58 | $2,823,382.80 |
DisclosureSEC source: 0001615619-16-000124 · edgar.xml · nonDerivative · entry 1 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,699 F1 · price: The price in column 4 is a weighted average price. The units were sold in multiple transactions at prices ranging from $32.30 to $33.29. The Reporting Person undertakes to provide to the SEC staff, the Issuer or any unitholder of the Issuer, upon request, full information regarding the number of units sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:15 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | OtherClass B Shares/Class A Units/GP Units · Derivative | 344,451 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-16-000102 · edgar.xml · derivative · entry 1 vonBerg John · CIK 0001292397 · EVP - Commercial Activities 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1)(2) Disclosed balance after: 344,451 Underlying: Common Units · 344,451 shares Expires not disclosed F1 · kind: The limited partnership agreement of Plains AAP, L.P. ("AAP") was amended and restated on November 15, 2016 to provide, among other things, that each limited partner of AAP holding Class A Units, including the Reporting Person, will have the right, subject to certain limitations, to redeem its Class A Units in AAP (the "Class A Units"), for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares (the "Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). F2 · kind: PAA Management, L.P. ("PAA Management") is a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. F3 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, PAA Management may not exercise its Redemption Right with respect to Class A Units attributable to the interest of the Reporting Person if such exercise would result in the redemption (taken together with any previous redemptions attributable to the interest of the Reporting Person) of more than 78% of the Class A Units attributable to the Reporting Person through PAA Management as of November 15, 2016. Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. F3 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, PAA Management may not exercise its Redemption Right with respect to Class A Units attributable to the interest of the Reporting Person if such exercise would result in the redemption (taken together with any previous redemptions attributable to the interest of the Reporting Person) of more than 78% of the Class A Units attributable to the Reporting Person through PAA Management as of November 15, 2016. Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. F1 · balance_after: The limited partnership agreement of Plains AAP, L.P. ("AAP") was amended and restated on November 15, 2016 to provide, among other things, that each limited partner of AAP holding Class A Units, including the Reporting Person, will have the right, subject to certain limitations, to redeem its Class A Units in AAP (the "Class A Units"), for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares (the "Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). F2 · balance_after: PAA Management, L.P. ("PAA Management") is a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.