Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONSTELLATION BRANDS, INC.STZ · Entity 3227 | Exec Vice President | August 23, 2017 | August 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONSTELLATION BRANDS, INC.
Report date August 23, 2017 · Filed August 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,071 |
Reported balance
After 2017-08-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-08-23 · Sale · Disposed 12,517 · Balance 50,071 F1: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $196.79 to $197.17, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. F2: Includes shares of Class A Common Stock acquired in July 2017 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan. |
| Class A Common StockSEC Table I · non-derivative | Indirectby trust for daughter | 800 |
Reported balance
Holding disclosure · report date 2017-08-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 800 F3: These shares are held in a trust for the benefit of the reporting person's daughter, for which the reporting person is co-trustee. The reporting person disclaims beneficial ownership with respect to these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Indirectby trust for son | 800 |
Reported balance
Holding disclosure · report date 2017-08-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 800 F4: These shares are held in a trust for the benefit of the reporting person's son, for which the reporting person is co-trustee. The reporting person disclaims beneficial ownership with respect to these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $196.79 to $197.17, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: Includes shares of Class A Common Stock acquired in July 2017 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: These shares are held in a trust for the benefit of the reporting person's daughter, for which the reporting person is co-trustee. The reporting person disclaims beneficial ownership with respect to these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: These shares are held in a trust for the benefit of the reporting person's son, for which the reporting person is co-trustee. The reporting person disclaims beneficial ownership with respect to these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2017 Filed Aug 24, 2017 20:09 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | SaleClass A Common Stock | 12,517 | $197.00 | $2,465,808.95 |
DisclosureSEC source: 0001225208-17-014339 · doc4.xml · nonDerivative · entry 1 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,071 F1 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $196.79 to $197.17, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes shares of Class A Common Stock acquired in July 2017 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionRestricted Stock Units · Derivative | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · derivative · entry 10 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,682 Underlying: Class A Common Stock · 561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F6 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. F6 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionRestricted Stock Units · Derivative | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · derivative · entry 9 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464 Underlying: Class A Common Stock · 733 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F6 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. F6 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionRestricted Stock Units · Derivative | 1,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · derivative · entry 8 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052 Underlying: Class A Common Stock · 1,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F6 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. F6 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionRestricted Stock Units · Derivative | 1,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · derivative · entry 7 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F6 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. F6 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionPerformance Share Units · Derivative | 8,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · derivative · entry 6 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F5 · derivative.exercise_date: The performance share units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. F5 · derivative.expiration_date: The performance share units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Tax withholdingClass A Common Stock | 4,866 | $172.07 | $837,292.62 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · nonDerivative · entry 3 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,511 Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass A Common Stock | 3,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · nonDerivative · entry 2 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:56 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | Exercise / conversionClass A Common Stock | 8,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009091 · doc4.xml · nonDerivative · entry 1 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 20:09 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantRestricted Stock Units · Derivative | 1,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008322 · doc4.xml · derivative · entry 2 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235 Underlying: Class A Common Stock · 1,235 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 20:09 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 9,301 | $0.00 Strike: $172.09 | $0.00 |
DisclosureSEC source: 0001225208-17-008322 · doc4.xml · derivative · entry 1 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,301 Underlying: Class 1 Common Stock · 9,301 shares Expires 2027-04-21 F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 21:07 UTC | CONSTELLATION BRANDS, INC. STZ · Entity 3227 | GrantPerformance Share Units · Derivative | 8,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007723 · doc4.xml · derivative · entry 4 Hackett William F. · CIK 0001577900 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,420 Underlying: Class A Common Stock · 8,420 shares Expires not disclosed F4 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. F5 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied. F6 · derivative.exercise_date: The performance share units vest on May 1, 2017 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes. F6 · derivative.expiration_date: The performance share units vest on May 1, 2017 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.