Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TJX COMPANIES INC /DE/TJX · Entity 2870 | Senior EVP -- Group President | December 05, 2006 | December 05, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TJX COMPANIES INC /DE/
Report date December 05, 2006 · Filed December 05, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,198 |
Ending reported balance
After 2006-12-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2006-12-05 · Exercise / conversion · Acquired 19,600 · Balance 137,798 Row 2 · 2006-12-05 · Sale · Disposed 6,600 · Balance 131,198 Row 3 · 2006-12-05 · Sale · Disposed 3,000 · Balance 128,198 |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.14 · Expires 2013-09-09 | Direct | 0 |
Reported balance
After 2006-12-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2006-12-05 · Exercise / conversion · Disposed 19,600 · Balance 0 F1: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. |
Filing footnotes · ownership attribution and instrument terms
F1: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PIER 1 IMPORTS INC/DE
Report date December 31, 2016 · Filed January 04, 2017
Section 16 reporting ended · disclosed 2017-01-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Vitamin Shoppe, Inc.
Report date December 16, 2019 · Filed December 16, 2019
Section 16 reporting ended · disclosed 2019-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-16 · Disposition to issuer · Disposed 75,370 · Balance 14,920 F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019. Row 2 · 2019-12-16 · Disposition to issuer · Disposed 14,920 · Balance 0 F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019.
F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 14,900 | $24.34 | $362,666.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 5 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,258 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 31,900 | $24.30 | $775,170.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 4 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,158 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 2,100 | $24.27 | $50,967.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 3 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,058 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 7,900 | $24.25 | $191,575.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,158 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 110,000 | $17.48 | $1,922,250.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2004 Filed Sep 13, 2004 15:55 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Tax withholdingCommon Stock | 5,442 | $21.44 | $116,676.48 |
DisclosureSEC source: 0001209191-04-044101 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,058 Read SEC document |
| September 08, 2004 Filed Sep 10, 2004 19:51 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 187,500 | $21.75 Strike: $21.75 | $4,078,125.00 |
DisclosureSEC source: 0001209191-04-043995 · doc4.xml · derivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 187,500 shares Expires 2014-09-08 F2 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F3 · kind: Granted pursuant to the 1986 Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on September 8, 2005. Read SEC document |
| September 08, 2004 Filed Sep 10, 2004 19:51 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherCommon Stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-04-043995 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 F1 · kind: Award pursuant to the Company's 1986 Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon vesting. F1 · price: Award pursuant to the Company's 1986 Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon vesting. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:58 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 150,000 | $20.14 Strike: $20.14 | $3,021,000.00 |
DisclosureSEC source: 0001209191-03-021146 · doc4.xml · derivative · entry 2 SMITH ALEX · CIK 0001216136 · EVP -- Group Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2013-09-09 F2 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F3 · kind: Granted pursuant to the 1986 Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on 9/9/04. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 19:58 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-03-021146 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · EVP -- Group Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · kind: Award pursuant to the Company's 1986 Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise. F1 · price: Award pursuant to the Company's 1986 Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| September 08, 2003 Filed Sep 9, 2003 21:28 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 10,000 | $10.38 Strike: $10.38 | $103,750.00 |
DisclosureSEC source: 0001209191-03-020793 · doc4.xml · derivative · entry 5 SMITH ALEX · CIK 0001216136 · EVP -- Group Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2010-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| September 08, 2003 Filed Sep 9, 2003 21:28 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 50,000 | $10.38 Strike: $10.38 | $518,750.00 |
DisclosureSEC source: 0001209191-03-020793 · doc4.xml · derivative · entry 4 SMITH ALEX · CIK 0001216136 · EVP -- Group Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2010-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| September 08, 2003 Filed Sep 9, 2003 21:28 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 5,800 | $20.59 | $119,422.00 |
DisclosureSEC source: 0001209191-03-020793 · doc4.xml · nonDerivative · entry 3 SMITH ALEX · CIK 0001216136 · EVP -- Group Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 08, 2003 Filed Sep 9, 2003 21:28 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 54,200 | $20.52 | $1,112,184.00 |
DisclosureSEC source: 0001209191-03-020793 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · EVP -- Group Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Read SEC document |
| September 08, 2003 Filed Sep 9, 2003 21:28 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 60,000 | $10.38 | $622,500.00 |
DisclosureSEC source: 0001209191-03-020793 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · EVP -- Group Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.