Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TJX COMPANIES INC /DE/TJX · Entity 2870 | Senior EVP -- Group President | December 05, 2006 | December 05, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TJX COMPANIES INC /DE/
Report date December 05, 2006 · Filed December 05, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,198 |
Ending reported balance
After 2006-12-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2006-12-05 · Exercise / conversion · Acquired 19,600 · Balance 137,798 Row 2 · 2006-12-05 · Sale · Disposed 6,600 · Balance 131,198 Row 3 · 2006-12-05 · Sale · Disposed 3,000 · Balance 128,198 |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.14 · Expires 2013-09-09 | Direct | 0 |
Reported balance
After 2006-12-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2006-12-05 · Exercise / conversion · Disposed 19,600 · Balance 0 F1: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. |
Filing footnotes · ownership attribution and instrument terms
F1: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PIER 1 IMPORTS INC/DE
Report date December 31, 2016 · Filed January 04, 2017
Section 16 reporting ended · disclosed 2017-01-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Vitamin Shoppe, Inc.
Report date December 16, 2019 · Filed December 16, 2019
Section 16 reporting ended · disclosed 2019-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-16 · Disposition to issuer · Disposed 75,370 · Balance 14,920 F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019. Row 2 · 2019-12-16 · Disposition to issuer · Disposed 14,920 · Balance 0 F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019.
F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2019 Filed Dec 16, 2019 16:40 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | Disposition to issuerCommon Stock, par value $0.01 | 14,920 | $6.50 | $96,980.00 |
DisclosureSEC source: 0000899243-19-029260 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 16:40 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | Disposition to issuerCommon Stock, par value $0.01 | 75,370 | $6.50 | $489,905.00 |
DisclosureSEC source: 0000899243-19-029260 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,920 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:09 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock, par value $0.01 | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001360530-19-000045 · wf-form4_156209813704105.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,290 F1 · shares: These shares are restricted stock units that were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan, as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 1, 2019, January 2, 2020 April 1, 2020 and July 1, 2020. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 16:37 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock | 11,764 | $12.75 | $149,991.00 |
DisclosureSEC source: 0001360530-18-000098 · wf-form4_153609345767645.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,397 F1 · shares: These shares of restricted stock units were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan upon Mr. Smith's transition to the role of non-executive chairman. Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vest in twelve equal monthly installments beginning on October 1, 2018. F2 · balance_after: Concurrent with the granting of restricted stock units on September 1, 2018, all unvested restricted stock units granted to Mr. Smith on July 2, 2018 (23,723 RSUs) were forfeited and cancelled. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:06 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock | 47,445 | $6.85 | $324,998.25 |
DisclosureSEC source: 0001360530-18-000070 · wf-form4_153082114466792.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,356 F1 · shares: These shares are restricted stock units that were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan as the annual award to directors. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 1, 2018, January 2, 2019, April 1, 2019 and July 1, 2019. Read SEC document |
| May 31, 2018 Filed May 31, 2018 16:06 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | PurchaseCommon Stock | 1,245 | $5.25 | $6,536.25 |
DisclosureSEC source: 0001360530-18-000057 · wf-form4_152779715392294.xml · nonDerivative · entry 3 SMITH ALEX · CIK 0001216136 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,911 Read SEC document |
| May 30, 2018 Filed May 31, 2018 16:06 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | PurchaseCommon Stock | 14,548 | $5.20 | $75,649.60 |
DisclosureSEC source: 0001360530-18-000057 · wf-form4_152779715392294.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,666 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.23, inclusive. The reporting person undertakes to provide to Vitamin Shoppe, Inc., any security holder of Vitamin Shoppe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2018 Filed May 31, 2018 16:06 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | PurchaseCommon Stock | 12,666 | $5.24 | $66,369.84 |
DisclosureSEC source: 0001360530-18-000057 · wf-form4_152779715392294.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,118 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.25, inclusive. The reporting person undertakes to provide to Vitamin Shoppe, Inc., any security holder of Vitamin Shoppe, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:14 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock | 5,882 | $11.90 | $69,995.80 |
DisclosureSEC source: 0001360530-17-000067 · wf-form4_149937202519177.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452 F1 · shares: These shares are restricted stock units that were issued pursuant to the Registrant's 2009 Equity Incentive Plan, as amended, as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 2, 2017, January 2, 2018, April 2, 2018 and July 2, 2018. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 16:29 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001360530-17-000032 · wf-form4_149151056610347.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 F1 · shares: Each restricted stock unit granted represents a right contingent on time vesting to receive one share of Common Stock. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 13:48 UTC | PIER 1 IMPORTS INC/DE PIR · Entity 149624 | Othercommon stock | 188.1488 | $4.30 | $809.04 |
DisclosureSEC source: 0001183887-16-000566 · edgar.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,070.4316 F1 · kind: On November 2, 2016, the Pier 1 Imports, Inc. Stock Purchase Plan purchased in a transaction exempt under rule 16b-3(c), 188.1488 shares of common stock for the reporting person's account. Such shares are with respect to a $0.07 per common share dividend paid by the Issuer on November 2, 2016 (the dividend payment date) on shares held in the reporting person's account as of October 19, 2016 (the record date for the dividend). The dividend paid was reinvested at the closing price of the Issuer's common stock on the New York Stock Exchange on November 2, 2016. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 19:56 UTC | PIER 1 IMPORTS INC/DE PIR · Entity 149624 | Tax withholdingcommon stock | 234,676 | $4.65 | $1,091,243.40 |
DisclosureSEC source: 0001183887-16-000524 · edgar.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,882.2828 F1 · date: The Mutual Termination Agreement and General Release (the "Agreement") was executed on September 6, 2016 to be effective as of September 2, 2016. Pursuant to the Agreement, the securities for the reported transaction were withheld at the closing price of the Issuer's common stock on the New York Stock Exchange on September 6, 2016. Read SEC document |
| December 05, 2006 Filed Dec 5, 2006 22:41 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 19,600 | $20.14 Strike: $20.14 | $394,744.00 |
DisclosureSEC source: 0001209191-06-063100 · doc4.xml · derivative · entry 4 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,600 shares Expires 2013-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| December 05, 2006 Filed Dec 5, 2006 22:41 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 3,000 | $27.53 | $82,590.00 |
DisclosureSEC source: 0001209191-06-063100 · doc4.xml · nonDerivative · entry 3 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,198 Read SEC document |
| December 05, 2006 Filed Dec 5, 2006 22:41 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 6,600 | $27.54 | $181,764.00 |
DisclosureSEC source: 0001209191-06-063100 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,198 Read SEC document |
| December 05, 2006 Filed Dec 5, 2006 22:41 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 19,600 | $20.14 | $394,744.00 |
DisclosureSEC source: 0001209191-06-063100 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2006 Filed Dec 5, 2006 21:35 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 80,400 | $20.14 Strike: $20.14 | $1,619,256.00 |
DisclosureSEC source: 0001209191-06-063042 · doc4.xml · derivative · entry 4 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 80,400 shares Expires 2013-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| December 04, 2006 Filed Dec 5, 2006 21:35 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 10,400 | $28.10 | $292,240.00 |
DisclosureSEC source: 0001209191-06-063042 · doc4.xml · nonDerivative · entry 3 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,198 Read SEC document |
| December 04, 2006 Filed Dec 5, 2006 21:35 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 70,000 | $27.53 | $1,927,100.00 |
DisclosureSEC source: 0001209191-06-063042 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,598 Read SEC document |
| December 04, 2006 Filed Dec 5, 2006 21:35 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 80,400 | $20.14 | $1,619,256.00 |
DisclosureSEC source: 0001209191-06-063042 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 20:36 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 50,000 | $20.14 Strike: $20.14 | $1,007,000.00 |
DisclosureSEC source: 0001209191-06-062672 · doc4.xml · derivative · entry 4 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2013-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 20:36 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 25,000 | $27.40 | $685,000.00 |
DisclosureSEC source: 0001209191-06-062672 · doc4.xml · nonDerivative · entry 3 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,198 Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 20:36 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 25,000 | $27.35 | $683,750.00 |
DisclosureSEC source: 0001209191-06-062672 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,198 Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 20:36 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 50,000 | $20.14 | $1,007,000.00 |
DisclosureSEC source: 0001209191-06-062672 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2006 Filed Sep 12, 2006 13:39 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Tax withholdingCommon Stock | 13,777 | $26.94 | $371,152.38 |
DisclosureSEC source: 0001209191-06-049629 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,198 Read SEC document |
| September 08, 2006 Filed Sep 8, 2006 21:21 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 150,000 | $19.85 Strike: $19.85 | $2,977,500.00 |
DisclosureSEC source: 0001209191-06-049443 · doc4.xml · derivative · entry 3 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2012-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| September 08, 2006 Filed Sep 8, 2006 21:21 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 145,000 | $26.58 | $3,854,100.00 |
DisclosureSEC source: 0001209191-06-049443 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,787 Read SEC document |
| September 08, 2006 Filed Sep 8, 2006 21:21 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 150,000 | $19.85 | $2,977,500.00 |
DisclosureSEC source: 0001209191-06-049443 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2006 Filed Sep 11, 2006 19:20 UTC Amendment | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 150,000 | $19.85 Strike: $19.85 | $2,977,500.00 |
DisclosureSEC source: 0001209191-06-049525 · doc4a.xml · derivative · entry 3 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2012-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| September 08, 2006 Filed Sep 11, 2006 19:20 UTC Amendment | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 145,000 | $26.58 | $3,854,100.00 |
DisclosureSEC source: 0001209191-06-049525 · doc4a.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,975 Read SEC document |
| September 08, 2006 Filed Sep 11, 2006 19:20 UTC Amendment | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 150,000 | $19.85 | $2,977,500.00 |
DisclosureSEC source: 0001209191-06-049525 · doc4a.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2006 Filed Sep 8, 2006 17:36 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 63,750 | $27.00 Strike: $27.00 | $1,721,250.00 |
DisclosureSEC source: 0001209191-06-049395 · doc4.xml · derivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 63,750 shares Expires 2016-09-06 F2 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F3 · kind: Award pursuant to the Company's 1986 Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise. F4 · derivative.exercise_date: Granted pursuant to the 1986 Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on September 6, 2007. Read SEC document |
| September 06, 2006 Filed Sep 8, 2006 17:36 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherCommon Stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-06-049395 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F1 · kind: Award pursuant to the Company's 1986 Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon vesting. F1 · price: Award pursuant to the Company's 1986 Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon vesting. Read SEC document |
| September 06, 2006 Filed Sep 11, 2006 19:11 UTC Amendment | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 63,750 | $27.00 Strike: $27.00 | $1,721,250.00 |
DisclosureSEC source: 0001209191-06-049521 · doc4a.xml · derivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 63,750 shares Expires 2016-09-06 F2 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F3 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise. F4 · derivative.exercise_date: Granted pursuant to the Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on September 6, 2007. Read SEC document |
| September 06, 2006 Filed Sep 11, 2006 19:11 UTC Amendment | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherCommon Stock | 34,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-06-049521 · doc4a.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,975 F1 · kind: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon vesting. F1 · price: Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon vesting. Read SEC document |
| November 03, 2005 Filed Nov 3, 2005 22:49 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 25,000 | $21.97 Strike: $21.97 | $549,250.00 |
DisclosureSEC source: 0001209191-05-055405 · doc4.xml · derivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2015-11-03 F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F2 · kind: Granted pursuant to the 1986 Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on November 3, 2006. Read SEC document |
| September 09, 2005 Filed Sep 13, 2005 20:07 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Tax withholdingCommon Stock | 14,771 | $21.40 | $316,099.40 |
DisclosureSEC source: 0001209191-05-047028 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,287 Read SEC document |
| September 07, 2005 Filed Sep 9, 2005 20:10 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 100,000 | $21.43 Strike: $21.43 | $2,143,000.00 |
DisclosureSEC source: 0001209191-05-046621 · doc4.xml · derivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2015-09-07 F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F2 · kind: Granted pursuant to the 1986 Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on September 7, 2006. Read SEC document |
| November 24, 2004 Filed Nov 24, 2004 19:42 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 30,000 | $17.48 Strike: $17.48 | $524,250.00 |
DisclosureSEC source: 0001209191-04-054636 · doc4.xml · derivative · entry 5 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2011-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| November 24, 2004 Filed Nov 24, 2004 19:42 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 10,000 | $24.47 | $244,700.00 |
DisclosureSEC source: 0001209191-04-054636 · doc4.xml · nonDerivative · entry 4 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,058 Read SEC document |
| November 24, 2004 Filed Nov 24, 2004 19:42 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 200 | $24.44 | $4,888.00 |
DisclosureSEC source: 0001209191-04-054636 · doc4.xml · nonDerivative · entry 3 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,058 Read SEC document |
| November 24, 2004 Filed Nov 24, 2004 19:42 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 19,800 | $24.40 | $483,120.00 |
DisclosureSEC source: 0001209191-04-054636 · doc4.xml · nonDerivative · entry 2 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,258 Read SEC document |
| November 24, 2004 Filed Nov 24, 2004 19:42 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionCommon Stock | 30,000 | $17.48 | $524,250.00 |
DisclosureSEC source: 0001209191-04-054636 · doc4.xml · nonDerivative · entry 1 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | Exercise / conversionOption · Derivative | 110,000 | $17.48 Strike: $17.48 | $1,922,250.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · derivative · entry 12 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 110,000 shares Expires 2011-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 400 | $24.45 | $9,780.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 11 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,058 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 20,000 | $24.42 | $488,400.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 10 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,458 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 1,300 | $24.41 | $31,733.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 9 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,458 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 28,300 | $24.40 | $690,520.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 8 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,758 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 200 | $24.36 | $4,872.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 7 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,058 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 20:04 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | SaleCommon Stock | 3,000 | $24.35 | $73,050.00 |
DisclosureSEC source: 0001209191-04-053774 · doc4.xml · nonDerivative · entry 6 SMITH ALEX · CIK 0001216136 · Senior EVP -- Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,258 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.