Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Genesis Healthcare, Inc.
Report date August 24, 2017 · Filed August 25, 2017
Jointly reported with ONEX CORP, SCHWARTZ GERALD W, Onex US Principals LP, Onex Real Estate Holdings III Inc.
Section 16 reporting ended · disclosed 2017-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-08-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-24 · Sale · Disposed 9,002,138 · Balance 0 F1: Convertible on a one-for-one basis automatically upon transfer to a third party. F3: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2: No Expiration. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-08-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-24 · Sale · Disposed 54,860 · Balance 0 F1: Convertible on a one-for-one basis automatically upon transfer to a third party. F4: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2: No Expiration. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-08-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-24 · Sale · Disposed 2,700,793 · Balance 0 F1: Convertible on a one-for-one basis automatically upon transfer to a third party. F5: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2: No Expiration. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-08-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-24 · Sale · Disposed 11,757,791 · Balance 0 F1: Convertible on a one-for-one basis automatically upon transfer to a third party. F6: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2: No Expiration. F7: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2017-08-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-24 · Sale · Disposed 11,757,791 · Balance 0 F1: Convertible on a one-for-one basis automatically upon transfer to a third party. F8: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2: No Expiration. F9: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Convertible on a one-for-one basis automatically upon transfer to a third party.
F2: No Expiration.
F3: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F5: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F6: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares.
F7: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F8: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares.
F9: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2017 Filed Aug 25, 2017 18:11 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 11,757,791 | $1.00 | $11,757,791.00 |
DisclosureSEC source: 0000899243-17-021003 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 11,757,791 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 18:11 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 11,757,791 | $1.00 | $11,757,791.00 |
DisclosureSEC source: 0000899243-17-021003 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 11,757,791 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 18:11 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 2,700,793 | $1.00 | $2,700,793.00 |
DisclosureSEC source: 0000899243-17-021003 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,700,793 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 18:11 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 54,860 | $1.00 | $54,860.00 |
DisclosureSEC source: 0000899243-17-021003 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 54,860 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 18:11 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 9,002,138 | $1.00 | $9,002,138.00 |
DisclosureSEC source: 0000899243-17-021003 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,002,138 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 17:57 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 275,000 | $1.50 | $412,500.00 |
DisclosureSEC source: 0000899243-17-018955 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,757,791 Underlying: Class A Common Stock · 275,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 17:57 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 275,000 | $1.50 | $412,500.00 |
DisclosureSEC source: 0000899243-17-018955 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,757,791 Underlying: Class A Common Stock · 275,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 17:57 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 63,168 | $1.50 | $94,752.00 |
DisclosureSEC source: 0000899243-17-018955 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700,793 Underlying: Class A Common Stock · 63,168 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 17:57 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 1,283 | $1.50 | $1,924.50 |
DisclosureSEC source: 0000899243-17-018955 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,860 Underlying: Class A Common Stock · 1,283 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 17:57 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 210,549 | $1.50 | $315,823.50 |
DisclosureSEC source: 0000899243-17-018955 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,002,138 Underlying: Class A Common Stock · 210,549 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 16:16 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 529,000 | $1.50 | $793,500.00 |
DisclosureSEC source: 0000899243-17-018673 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,032,791 Underlying: Class A Common Stock · 529,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 16:16 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 529,000 | $1.50 | $793,500.00 |
DisclosureSEC source: 0000899243-17-018673 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,032,791 Underlying: Class A Common Stock · 529,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 16:16 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 121,512 | $1.50 | $182,268.00 |
DisclosureSEC source: 0000899243-17-018673 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763,961 Underlying: Class A Common Stock · 121,512 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 16:16 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 2,468 | $1.50 | $3,702.00 |
DisclosureSEC source: 0000899243-17-018673 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,143 Underlying: Class A Common Stock · 2,468 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 16:16 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 405,020 | $1.50 | $607,530.00 |
DisclosureSEC source: 0000899243-17-018673 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,212,687 Underlying: Class A Common Stock · 405,020 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 15:51 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 250,000 | $1.52 | $380,000.00 |
DisclosureSEC source: 0000899243-17-018252 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,561,791 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 15:51 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 250,000 | $1.52 | $380,000.00 |
DisclosureSEC source: 0000899243-17-018252 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,561,791 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 15:51 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 57,425 | $1.52 | $87,286.00 |
DisclosureSEC source: 0000899243-17-018252 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,473 Underlying: Class A Common Stock · 57,425 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 15:51 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 1,166 | $1.52 | $1,772.32 |
DisclosureSEC source: 0000899243-17-018252 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,611 Underlying: Class A Common Stock · 1,166 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 15:51 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 191,409 | $1.52 | $290,941.68 |
DisclosureSEC source: 0000899243-17-018252 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,617,707 Underlying: Class A Common Stock · 191,409 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 250,000 | $1.52 | $380,000.00 |
DisclosureSEC source: 0000899243-17-018228 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,811,791 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 250,000 | $1.52 | $380,000.00 |
DisclosureSEC source: 0000899243-17-018228 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,811,791 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 57,425 | $1.52 | $87,286.00 |
DisclosureSEC source: 0000899243-17-018228 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,942,898 Underlying: Class A Common Stock · 57,425 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 1,166 | $1.52 | $1,772.32 |
DisclosureSEC source: 0000899243-17-018228 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,777 Underlying: Class A Common Stock · 1,166 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 191,409 | $1.52 | $290,941.68 |
DisclosureSEC source: 0000899243-17-018228 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,809,116 Underlying: Class A Common Stock · 191,409 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 17:07 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 500,000 | $1.54 | $770,000.00 |
DisclosureSEC source: 0000899243-17-018197 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,061,791 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 17:07 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 500,000 | $1.54 | $770,000.00 |
DisclosureSEC source: 0000899243-17-018197 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,061,791 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 17:07 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 114,851 | $1.54 | $176,870.54 |
DisclosureSEC source: 0000899243-17-018197 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,323 Underlying: Class A Common Stock · 114,851 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 17:07 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 2,332 | $1.54 | $3,591.28 |
DisclosureSEC source: 0000899243-17-018197 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,943 Underlying: Class A Common Stock · 2,332 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 17:07 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 382,817 | $1.54 | $589,538.18 |
DisclosureSEC source: 0000899243-17-018197 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,525 Underlying: Class A Common Stock · 382,817 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 14:43 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 250,000 | $1.87 | $467,500.00 |
DisclosureSEC source: 0000899243-17-017169 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,561,791 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 14:43 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 250,000 | $1.87 | $467,500.00 |
DisclosureSEC source: 0000899243-17-017169 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,561,791 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 14:43 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 57,425 | $1.87 | $107,384.75 |
DisclosureSEC source: 0000899243-17-017169 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,115,174 Underlying: Class A Common Stock · 57,425 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 14:43 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 1,166 | $1.87 | $2,180.42 |
DisclosureSEC source: 0000899243-17-017169 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,275 Underlying: Class A Common Stock · 1,166 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 14:43 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 191,409 | $1.87 | $357,934.83 |
DisclosureSEC source: 0000899243-17-017169 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,383,342 Underlying: Class A Common Stock · 191,409 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:59 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 73,112 | $1.72 | $125,752.64 |
DisclosureSEC source: 0000899243-17-016031 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,811,791 Underlying: Class A Common Stock · 73,112 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:59 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 73,112 | $1.72 | $125,752.64 |
DisclosureSEC source: 0000899243-17-016031 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,811,791 Underlying: Class A Common Stock · 73,112 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:59 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 16,794 | $1.72 | $28,885.68 |
DisclosureSEC source: 0000899243-17-016031 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172,599 Underlying: Class A Common Stock · 16,794 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:59 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 341 | $1.72 | $586.52 |
DisclosureSEC source: 0000899243-17-016031 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,441 Underlying: Class A Common Stock · 341 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:59 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 55,977 | $1.72 | $96,280.44 |
DisclosureSEC source: 0000899243-17-016031 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,574,751 Underlying: Class A Common Stock · 55,977 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 42,686 | $1.72 | $73,419.92 |
DisclosureSEC source: 0000899243-17-015859 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,884,903 Underlying: Class A Common Stock · 42,686 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 42,686 | $1.72 | $73,419.92 |
DisclosureSEC source: 0000899243-17-015859 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,884,903 Underlying: Class A Common Stock · 42,686 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 9,805 | $1.72 | $16,864.60 |
DisclosureSEC source: 0000899243-17-015859 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189,393 Underlying: Class A Common Stock · 9,805 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 199 | $1.72 | $342.28 |
DisclosureSEC source: 0000899243-17-015859 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,782 Underlying: Class A Common Stock · 199 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 13:28 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 32,682 | $1.72 | $56,213.04 |
DisclosureSEC source: 0000899243-17-015859 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,630,728 Underlying: Class A Common Stock · 32,682 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 13:56 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 5,000 | $1.70 | $8,500.00 |
DisclosureSEC source: 0000899243-17-015773 · doc4.xml · derivative · entry 5 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,927,589 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F8 · shares: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F8 · balance_after: Represents shares of Class B Common Stock indirectly owned by Mr. Schwartz, and consists of shares beneficially owned by Onex Corporation. See footnote 9 for a description of the nature of Mr. Schwartz's indirect ownership of such shares. F9 · ownership.nature: Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, also indirectly holds a majority of the voting rights of the shares of Onex Corporation. As a result, he may be deemed to beneficially own all shares of Class B Common Stock beneficially owned by Onex Corporation (see footnote 7). Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 13:56 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 5,000 | $1.70 | $8,500.00 |
DisclosureSEC source: 0000899243-17-015773 · doc4.xml · derivative · entry 4 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,927,589 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F6 · shares: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F2 · derivative.expiration_date: No Expiration. F6 · balance_after: Represents shares of Class B Common Stock indirectly owned by Onex Corporation, and consists of shares owned directly by Onex Partners LP, Onex US Principals LP, and Onex Real Estate Holdings III Inc., as described in footnotes 3, 4, and 5 above. See footnote 7 for a description of the nature of Onex Corporation's indirect ownership of such shares. F7 · ownership.nature: Onex Corporation may be deemed to beneficially own the shares of Class B Common Stock held directly by (a) Onex Partners LP, through its ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners GP LP, the general partner of Onex Partners LP, (b) Onex US Principals LP, through its ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP and (c) Onex Real Estate Holdings III Inc., through its ownership of all of the common stock of Onex Real Estate Holdings III Inc. Onex Corporation disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 13:56 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 1,149 | $1.70 | $1,953.30 |
DisclosureSEC source: 0000899243-17-015773 · doc4.xml · derivative · entry 3 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,199,198 Underlying: Class A Common Stock · 1,149 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F5 · shares: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F5 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Real Estate Holdings III Inc. All of the shares directly owned by Onex Real Estate Holdings III Inc. are reported as beneficially owned by each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Real Estate Holdings III Inc., Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 13:56 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 23 | $1.70 | $39.10 |
DisclosureSEC source: 0000899243-17-015773 · doc4.xml · derivative · entry 2 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,981 Underlying: Class A Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F4 · shares: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F4 · balance_after: Represents shares of Class B Common Stock directly owned by Onex US Principals LP. All of the shares directly owned by Onex US Principals LP are reported as beneficially owned by each of Onex US Principals LP, Onex Corporation and Mr. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex US Principals LP, Onex Corporation and Mr.Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 13:56 UTC | Genesis Healthcare, Inc. GEN · Entity 138889 | SaleClass B Common Stock · Derivative | 3,828 | $1.70 | $6,507.60 |
DisclosureSEC source: 0000899243-17-015773 · doc4.xml · derivative · entry 1 ONEX CORP · CIK 0000937226 · 10% owner SCHWARTZ GERALD W · CIK 0001275599 · 10% owner ONEX PARTNERS LP · CIK 0001274486 · 10% owner Onex US Principals LP · CIK 0001297369 · 10% owner Onex Real Estate Holdings III Inc. · CIK 0001558649 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,663,410 Underlying: Class A Common Stock · 3,828 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a one-for-one basis automatically upon transfer to a third party. F3 · shares: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · derivative.expiration_date: No Expiration. F3 · balance_after: Represents shares of Class B Common Stock directly owned by Onex Partners LP. All of the shares owned directly by Onex Partners LP are reported as beneficially owned by each of Onex Partners LP, Onex Corporation and Gerald W. Schwartz, notwithstanding the fact that each of Onex Corporation and Mr. Schwartz has a pecuniary interest of less than 100% of such shares. Each of Onex Partners LP, Onex Corporation and Mr. Schwartz disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.