Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President and CEO COAF | March 02, 2007 | March 07, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 02, 2007 · Filed March 07, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,150 |
Reported balance
After 2007-03-02 transaction · row 1
1 source rowRow 1 · 2007-03-02 · Grant · Acquired 14,160 · Balance 62,150 F1: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $76.79 · Expires 2017-03-01 | Direct | 83,880 |
Reported balance
After 2007-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-03-02 · Grant · Acquired 83,880 · Balance 83,880 F2: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010.
F2: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 34,400 | $0.00 Strike: $56.27 | $0.00 |
DisclosureSEC source: 0001242043-03-000139 · law291.xml · derivative · entry 3 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,400 Underlying: Common Stock · 34,400 shares Expires 2013-12-15 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 16,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000139 · law291.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,310 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006. Read SEC document |
| December 02, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000139 · law291.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Lawson Family Trust and David R. Lawson Disclosed balance after: 39,443 Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $38.52 | $0.00 |
DisclosureSEC source: 0001242043-03-000060 · law230.xml · derivative · entry 5 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2008-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 9,405 | $59.13 | $556,117.65 |
DisclosureSEC source: 0001242043-03-000060 · law230.xml · nonDerivative · entry 3 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,340 Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,595 | $59.12 | $153,416.40 |
DisclosureSEC source: 0001242043-03-000060 · law230.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,745 Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 12,000 | $38.52 | $462,240.00 |
DisclosureSEC source: 0001242043-03-000060 · law230.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2003 Filed Jun 10, 2003 15:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001238038-03-000003 · law146.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Sr. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,340 F1 · security: Restricted Stock which vests in its entirety on June 8, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.