Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President and CEO COAF | March 02, 2007 | March 07, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 02, 2007 · Filed March 07, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,150 |
Reported balance
After 2007-03-02 transaction · row 1
1 source rowRow 1 · 2007-03-02 · Grant · Acquired 14,160 · Balance 62,150 F1: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $76.79 · Expires 2017-03-01 | Direct | 83,880 |
Reported balance
After 2007-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-03-02 · Grant · Acquired 83,880 · Balance 83,880 F2: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010.
F2: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2007 Filed Mar 7, 2007 01:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock · Derivative | 83,880 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017468 · rrd150263.xml · derivative · entry 2 LAWSON DAVID R · CIK 0001238038 · President and CEO COAF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,880 Underlying: Common Stock · 83,880 shares Expires 2017-03-01 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 01:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 14,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017468 · rrd150263.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · President and CEO COAF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,150 F1 · kind: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| November 14, 2006 Filed Nov 16, 2006 18:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000074 · law934.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · President, COAF 10b5-1 filing: Not disclosed Ownership: Indirect · Lawson Family Trust Disclosed balance after: 29,393 Read SEC document |
| June 08, 2006 Filed Jun 12, 2006 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,645 | $82.77 | $301,696.65 |
DisclosureSEC source: 0000927628-06-000057 · law908.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · President, COAF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,990 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation related to the vesting of the restricted stock granted on June 8, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 17, 2006 Filed Mar 21, 2006 22:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 868 | $88.81 | $77,087.08 |
DisclosureSEC source: 0000927628-06-000031 · law862.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,635 F1 · kind: Represents the additional withholding by the issuer to satisfy the reporting person's tax obligation on the restricted stock grant awarded on March 3, 2006, upon reaching the retirement age. This is authorized in the applicable stock award agreement. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 56,870 | $0.00 Strike: $88.81 | $0.00 |
DisclosureSEC source: 0000927628-06-000018 · law844.xml · derivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,870 Underlying: Common Stock · 56,870 shares Expires 2016-03-02 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,264 | $88.81 | $289,875.84 |
DisclosureSEC source: 0000927628-06-000018 · law844.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,503 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax withholding obligation on the above grant, upon reaching the retirement age. This is authorized in the applicable stock award agreement. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000018 · law844.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,767 F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009 (less the shares automatically withheld by the issuer to satisfy the reporting person's tax withholding obligation upon reaching the retirement age). Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 23:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,396 | $78.71 | $346,009.16 |
DisclosureSEC source: 0000927628-05-000126 · law747.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,353 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 23:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 8,239 | $78.57 | $647,338.23 |
DisclosureSEC source: 0000927628-05-000126 · law747.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,749 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,206 | $78.71 | $94,924.26 |
DisclosureSEC source: 0000927628-06-000002 · law775.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,280 F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations. Read SEC document |
| December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,502 | $78.57 | $196,582.14 |
DisclosureSEC source: 0000927628-06-000002 · law775.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,486 F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations. Read SEC document |
| November 28, 2005 Filed Feb 15, 2006 01:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000004 · law806.xml · nonDerivative · entry 3 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Lawson Family Trust Disclosed balance after: 33,393 Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 20:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,831 | $56.46 Strike: $56.46 | $1,571,338.26 |
DisclosureSEC source: 0000927628-05-000076 · law692.xml · derivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,831 Underlying: Common Stock · 27,831 shares Expires 2009-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option was granted in exchange for all potential annual option grants that would otherwise be received as compensation for services for the years 1999 and 2000. This option became exercisable when the trading price of the Common Stock equaled or exceeded $100.00 for at least ten trading days in any thirty calendar-day period on or before June 15, 2002. Notwithstanding the foregoing, this option vests in equal (50/50) increments on April 29, 2005 and April 29, 2008 or, immediately upon a change of control of the Company. Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 20:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 27,831 | $84.00 | $2,337,804.00 |
DisclosureSEC source: 0000927628-05-000076 · law692.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,988 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 25, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 20:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 27,831 | $56.46 | $1,571,338.26 |
DisclosureSEC source: 0000927628-05-000076 · law692.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 25, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 08, 2005 Filed Feb 15, 2006 01:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000004 · law806.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Lawson Family Trust Disclosed balance after: 37,393 Read SEC document |
| April 08, 2005 Filed Feb 15, 2006 01:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000004 · law806.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,747 F1 · balance_after: Total holdings excludes 90 shares that were erroneously included due to a typographical error made in 2003. Read SEC document |
| March 16, 2005 Filed Mar 18, 2005 20:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,190 | $77.50 | $247,225.00 |
DisclosureSEC source: 0000927628-05-000048 · law621.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,988 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation associated with the restricted stock award granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,630 | $0.00 Strike: $78.71 | $0.00 |
DisclosureSEC source: 0000927628-05-000041 · law611.xml · derivative · entry 3 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,630 Underlying: Common Stock · 48,630 shares Expires 2015-03-14 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 15, 2006 and annually from that date thereafter. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000041 · law611.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,178 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on March 15, 2006, 25% will vest on March 15, 2007 and 50% will vest on March 15, 2008. Read SEC document |
| February 15, 2005 Filed Feb 16, 2005 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,367 | $78.57 | $264,545.19 |
DisclosureSEC source: 0000927628-05-000018 · law481.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,118 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2005 Filed Feb 16, 2005 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,370 | $78.57 | $186,210.90 |
DisclosureSEC source: 0000927628-05-000018 · law481.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,485 F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 23, 2004 Filed Dec 29, 2004 00:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,123 | $81.92 | $91,996.16 |
DisclosureSEC source: 0000927628-04-000021 · law438.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,855 F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 17, 2004 Filed Dec 29, 2004 00:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,865 | $81.29 | $151,605.85 |
DisclosureSEC source: 0000927628-04-000021 · law438.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,978 F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2004 Filed Dec 15, 2004 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,466 | $56.27 Strike: $56.27 | $645,191.82 |
DisclosureSEC source: 0000927628-04-000012 · law429.xml · derivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,934 Underlying: Common Stock · 11,466 shares Expires 2013-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| December 15, 2004 Filed Dec 15, 2004 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 11,466 | $81.50 | $934,479.00 |
DisclosureSEC source: 0000927628-04-000012 · law429.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 15, 2004 Filed Dec 15, 2004 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 11,466 | $56.27 | $645,191.82 |
DisclosureSEC source: 0000927628-04-000012 · law429.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 20:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,167 | $49.07 Strike: $49.07 | $449,824.69 |
DisclosureSEC source: 0000927628-04-000009 · law422.xml · derivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,167 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 20:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 9,167 | $81.48 | $746,927.16 |
DisclosureSEC source: 0000927628-04-000009 · law422.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2004 Filed Dec 14, 2004 20:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,167 | $49.07 | $449,824.69 |
DisclosureSEC source: 0000927628-04-000009 · law422.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,833 | $34.13 Strike: $34.13 | $301,470.29 |
DisclosureSEC source: 0000927628-04-000006 · law419.xml · derivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,834 Underlying: Common Stock · 8,833 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options become exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,833 | $78.15 | $690,298.95 |
DisclosureSEC source: 0000927628-04-000006 · law419.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2004 Filed Dec 8, 2004 22:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,833 | $34.13 | $301,470.29 |
DisclosureSEC source: 0000927628-04-000006 · law419.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 11, 2004 Filed Feb 14, 2005 23:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000014 · law473.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Lawson Family Trust Disclosed balance after: 28,950 Read SEC document |
| November 02, 2004 Filed Nov 4, 2004 23:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,666 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001179230-04-000039 · law377.xml · derivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 11,666 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| November 02, 2004 Filed Nov 4, 2004 23:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 11,666 | $75.00 | $874,950.00 |
DisclosureSEC source: 0001179230-04-000039 · law377.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2004 Filed Nov 4, 2004 23:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 11,666 | $48.54 | $566,267.64 |
DisclosureSEC source: 0001179230-04-000039 · law377.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 21, 2004 Filed Jan 22, 2004 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,333 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0001242043-04-000003 · law301.xml · derivative · entry 7 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 Underlying: Common Stock · 18,333 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2004 Filed Jan 22, 2004 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 18,333 | $70.00 | $1,283,310.00 |
DisclosureSEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 21, 2004 Filed Jan 22, 2004 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,333 | $49.07 | $899,600.31 |
DisclosureSEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 3 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,333 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000003 · law301.xml · derivative · entry 6 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,667 Underlying: Common Stock · 23,333 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 23,333 | $69.00 | $1,609,977.00 |
DisclosureSEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 22:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 23,333 | $48.54 | $1,132,583.82 |
DisclosureSEC source: 0001242043-04-000003 · law301.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,833 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001242043-04-000002 · law300.xml · derivative · entry 7 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,667 Underlying: Common Stock · 8,833 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options become exercisable in 33 1/3% increments on the anniversary of the grant in each of 2003, 2004 and 2005. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,667 | $0.00 Strike: $46.38 | $0.00 |
DisclosureSEC source: 0001242043-04-000002 · law300.xml · derivative · entry 6 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,667 shares Expires 2010-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,667 | $67.00 | $714,689.00 |
DisclosureSEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 4 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,833 | $65.00 | $574,145.00 |
DisclosureSEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 3 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,510 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,833 | $34.13 | $301,470.29 |
DisclosureSEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 2 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,667 | $46.38 | $494,735.46 |
DisclosureSEC source: 0001242043-04-000002 · law300.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.