Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Knight-Swift Transportation Holdings Inc.
Report date September 08, 2017 · Filed September 13, 2017
Section 16 reporting ended · disclosed 2017-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 44,628 |
Ending reported balance
After 2017-09-08 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2017-09-08 · Tax withholding · Disposed 1,071 · Balance 66,538 F1: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted. Row 2 · 2017-09-08 · Tax withholding · Disposed 3,363 · Balance 63,175 F1: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted. Row 3 · 2017-09-08 · Tax withholding · Disposed 1,053 · Balance 62,122 F1: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted. Row 4 · 2017-09-08 · Grant · Acquired 9,601 · Balance 71,723 F2: Represents performance shares awarded, pursuant to the issuer's 2014 Omnibus Incentive Plan. The performance share awards were granted on May 20, 2015 and had a three-year performance period ending on December 31, 2017, but the granting of these performance units was accelerated due to the Reporting Person's resignation in connection with the closing of the Merger (as defined below). On September 8, 2017, upon the terms and subject to the conditions set forth in the Agreement and Plan of Merger, dated as of April 9, 2017, by and among the issuer, Bishop Merger Sub, Inc., a direct wholly owned subsidiary of the issuer ("Merger Sub"), and Knight Transportation, Inc. ("Knight"), Merger Sub merged with and into Knight, with Knight continuing as the surviving corporation and as a direct wholly owned subsidiary of the issuer (the "Merger"). Row 5 · 2017-09-08 · Tax withholding · Disposed 4,518 · Balance 67,205 F3: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Row 6 · 2017-09-08 · Grant · Acquired 15,087 · Balance 82,292 F4: Represents performance shares awarded, pursuant to the issuer's 2014 Omnibus Incentive Plan. The performance share awards were granted on May 24, 2016 and had a three-year performance period ending on December 31, 2018, but the granting of these performance units was accelerated due to the Reporting Person's resignation in connection with the closing of the Merger. Row 7 · 2017-09-08 · Tax withholding · Disposed 7,099 · Balance 75,193 F3: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Row 8 · 2017-09-08 · Disposition to issuer · Disposed 30,565 · Balance 44,628 F5: The Reporting Person forfeited 30,565 Restricted Stock Units by the terms of their grant, due to the Reporting Person's resignation in connection with the closing of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted.
F2: Represents performance shares awarded, pursuant to the issuer's 2014 Omnibus Incentive Plan. The performance share awards were granted on May 20, 2015 and had a three-year performance period ending on December 31, 2017, but the granting of these performance units was accelerated due to the Reporting Person's resignation in connection with the closing of the Merger (as defined below). On September 8, 2017, upon the terms and subject to the conditions set forth in the Agreement and Plan of Merger, dated as of April 9, 2017, by and among the issuer, Bishop Merger Sub, Inc., a direct wholly owned subsidiary of the issuer ("Merger Sub"), and Knight Transportation, Inc. ("Knight"), Merger Sub merged with and into Knight, with Knight continuing as the surviving corporation and as a direct wholly owned subsidiary of the issuer (the "Merger").
F3: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.
F4: Represents performance shares awarded, pursuant to the issuer's 2014 Omnibus Incentive Plan. The performance share awards were granted on May 24, 2016 and had a three-year performance period ending on December 31, 2018, but the granting of these performance units was accelerated due to the Reporting Person's resignation in connection with the closing of the Merger.
F5: The Reporting Person forfeited 30,565 Restricted Stock Units by the terms of their grant, due to the Reporting Person's resignation in connection with the closing of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Disposition to issuerClass A Common Stock | 30,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 8 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,628 F5 · kind: The Reporting Person forfeited 30,565 Restricted Stock Units by the terms of their grant, due to the Reporting Person's resignation in connection with the closing of the Merger. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Tax withholdingClass A Common Stock | 7,099 | $40.85 | $289,994.15 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 7 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,193 F3 · kind: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantClass A Common Stock | 15,087 | $40.85 | $616,303.95 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 6 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,292 F4 · kind: Represents performance shares awarded, pursuant to the issuer's 2014 Omnibus Incentive Plan. The performance share awards were granted on May 24, 2016 and had a three-year performance period ending on December 31, 2018, but the granting of these performance units was accelerated due to the Reporting Person's resignation in connection with the closing of the Merger. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Tax withholdingClass A Common Stock | 4,518 | $40.85 | $184,560.30 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 5 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,205 F3 · kind: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | GrantClass A Common Stock | 9,601 | $40.85 | $392,200.85 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 4 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,723 F2 · kind: Represents performance shares awarded, pursuant to the issuer's 2014 Omnibus Incentive Plan. The performance share awards were granted on May 20, 2015 and had a three-year performance period ending on December 31, 2017, but the granting of these performance units was accelerated due to the Reporting Person's resignation in connection with the closing of the Merger (as defined below). On September 8, 2017, upon the terms and subject to the conditions set forth in the Agreement and Plan of Merger, dated as of April 9, 2017, by and among the issuer, Bishop Merger Sub, Inc., a direct wholly owned subsidiary of the issuer ("Merger Sub"), and Knight Transportation, Inc. ("Knight"), Merger Sub merged with and into Knight, with Knight continuing as the surviving corporation and as a direct wholly owned subsidiary of the issuer (the "Merger"). Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Tax withholdingClass A Common Stock | 1,053 | $40.85 | $43,015.05 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 3 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,122 F1 · kind: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Tax withholdingClass A Common Stock | 3,363 | $40.85 | $137,378.55 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 2 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,175 F1 · kind: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:56 UTC | Knight-Swift Transportation Holdings Inc. KNX · Entity 762 | Tax withholdingClass A Common Stock | 1,071 | $40.85 | $43,750.35 |
DisclosureSEC source: 0001144204-17-047770 · v475097_4.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,538 F1 · kind: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:41 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 33,849 | $23.30 Strike: $23.30 | $788,681.70 |
DisclosureSEC source: 0001325054-17-000017 · wf-form4_150412566282396.xml · derivative · entry 7 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,849 shares Expires 2024-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F6 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the May 6, 2014 grant date. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:41 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 29,404 | $24.84 Strike: $24.84 | $730,395.36 |
DisclosureSEC source: 0001325054-17-000017 · wf-form4_150412566282396.xml · derivative · entry 6 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,703 Underlying: Class A Common Stock · 29,404 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Options were granted under the Issuer's 2014 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F4 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the May 20, 2015 grant date. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:41 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 14,962 | $15.51 Strike: $15.51 | $232,060.62 |
DisclosureSEC source: 0001325054-17-000017 · wf-form4_150412566282396.xml · derivative · entry 5 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,926 Underlying: Class A Common Stock · 14,962 shares Expires 2026-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Options were granted under the Issuer's 2014 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F3 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the May 24, 2016 grant date. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:41 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | SaleClass A Common Stock | 78,215 | $28.66 | $2,241,641.90 |
DisclosureSEC source: 0001325054-17-000017 · wf-form4_150412566282396.xml · nonDerivative · entry 4 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,902 F1 · price: The price of $28.66 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $28.50 to $28.82. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:41 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | GrantClass A Common Stock | 33,849 | $23.30 | $788,681.70 |
DisclosureSEC source: 0001325054-17-000017 · wf-form4_150412566282396.xml · nonDerivative · entry 3 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,117 Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:41 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock | 29,404 | $24.84 | $730,395.36 |
DisclosureSEC source: 0001325054-17-000017 · wf-form4_150412566282396.xml · nonDerivative · entry 2 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:41 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock | 14,962 | $15.51 | $232,060.62 |
DisclosureSEC source: 0001325054-17-000017 · wf-form4_150412566282396.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 14,337 | $13.36 Strike: $13.36 | $191,542.32 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · derivative · entry 10 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,337 shares Expires 2023-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F6 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 22, 2013 grant date. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | SaleClass A Common Stock, Restricted Stock Unit | 14,337 | $27.38 | $392,547.06 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · nonDerivative · entry 6 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,902 F2 · price: The price of $27.38 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $27.30 to $27.48. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock, Restricted Stock Unit | 14,337 | $13.36 | $191,542.32 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · nonDerivative · entry 5 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 40,385 | $13.36 Strike: $13.36 | $539,543.60 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · derivative · entry 9 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,337 Underlying: Class A Common Stock · 40,385 shares Expires 2023-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F6 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 22, 2013 grant date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 32,000 | $8.80 Strike: $8.80 | $281,600.00 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · derivative · entry 8 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F5 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 25, 2010 grant date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 40,000 | $8.61 Strike: $8.61 | $344,400.00 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · derivative · entry 7 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F4 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the December 31, 2009 grant date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | SaleClass A Common Stock | 112,385 | $27.29 | $3,066,986.65 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · nonDerivative · entry 4 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,902 F1 · price: The price of $27.29 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $27.17 to $27.39. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock | 40,385 | $13.36 | $539,543.60 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · nonDerivative · entry 3 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock | 32,000 | $8.80 | $281,600.00 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · nonDerivative · entry 2 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:13 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock | 40,000 | $8.61 | $344,400.00 |
DisclosureSEC source: 0001325054-17-000015 · wf-form4_150300802316828.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 23:59 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 80,000 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001325054-17-000013 · wf-form4_149627516545920.xml · derivative · entry 4 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 80,000 shares Expires 2017-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F4 · derivative.exercise_price: In connection with the Issuer's initial public offering, a four-to-five reverse stock split was effected on November 29, 2010. Additionally, the exercise price of any options with exercise prices greater than $11.00 (the initial public offering price) were adjusted to $11.00 on December 15, 2010. F4 · shares: In connection with the Issuer's initial public offering, a four-to-five reverse stock split was effected on November 29, 2010. Additionally, the exercise price of any options with exercise prices greater than $11.00 (the initial public offering price) were adjusted to $11.00 on December 15, 2010. F5 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the October 16, 2010 grant date. Read SEC document |
| May 30, 2017 Filed May 31, 2017 23:59 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | SaleClass A Common Stock | 80,000 | $24.25 | $1,940,000.00 |
DisclosureSEC source: 0001325054-17-000013 · wf-form4_149627516545920.xml · nonDerivative · entry 3 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,902 F2 · price: The price of $24.25 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.11 to $24.38. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 30, 2017 Filed May 31, 2017 23:59 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock | 80,000 | $11.00 | $880,000.00 |
DisclosureSEC source: 0001325054-17-000013 · wf-form4_149627516545920.xml · nonDerivative · entry 2 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 23:59 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | GrantClass A Common Stock, Restricted Stock Unit | 46,955 | $23.81 | $1,117,998.55 |
DisclosureSEC source: 0001325054-17-000013 · wf-form4_149627516545920.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,902 F1 · security: Represents an award of Restricted Stock Units ("RSUs") granted under the Issuer's 2014 Omnibus Incentive Plan and is a contingent right to receive one share of the Issuer's Class A common stock, subject to certain acceleration, forfeiture and termination provisions, vested in three equal installments over a three-year period beginning with the first anniversary from the grant date. Further, if a Grantee's employment is terminated in connection with the transaction contemplated by the Agreement and Plan of Merger by and Among the Company, Bishop Merger Sub., Inc. and Knight Transportation, Inc. dated as of April 9, 2017, then a portion of the shares of RSUs granted above to each will become vested as of the date of the Grantee's termination of employment, determined by multiplying the number of RSUs granted above by a fraction, the numerator of which is the number of completed days of service following the grant date prior to termination, and the denominator of which is 1,095. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:26 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Tax withholdingClass A Common Stock | 3,386 | $23.99 | $81,230.14 |
DisclosureSEC source: 0001325054-17-000011 · wf-form4_149583399121742.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,947 F1 · shares: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted under the Company's 2014 Omnibus Incentive Plan. Read SEC document |
| May 22, 2017 Filed May 23, 2017 17:04 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Tax withholdingClass A Common Stock | 2,155 | $22.65 | $48,810.75 |
DisclosureSEC source: 0001325054-17-000009 · wf-form4_149555904061198.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,333 F1 · shares: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted under the Company's 2014 Omnibus Incentive Plan. Read SEC document |
| May 08, 2017 Filed May 9, 2017 16:49 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Tax withholdingClass A Common Stock | 2,125 | $24.17 | $51,361.25 |
DisclosureSEC source: 0001325054-17-000005 · wf-form4_149434853632303.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,488 F1 · shares: Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted under the Company's 2007 Omnibus Incentive Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:05 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Tax withholdingClass A Common Stock | 1,847 | $21.72 | $40,116.84 |
DisclosureSEC source: 0001325054-17-000003 · wf-form4_148849230027455.xml · nonDerivative · entry 2 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,613 F2 · shares: Represents the number of shares withheld to satisfy tax obligations upon the February 28, 2017 final vesting of performance shares. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:05 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | GrantClass A Common Stock | 5,574 | $21.72 | $121,067.28 |
DisclosureSEC source: 0001325054-17-000003 · wf-form4_148849230027455.xml · nonDerivative · entry 1 Stocking Richard · CIK 0001325054 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,460 F1 · shares: Represents performance shares awarded, pursuant to the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). The performance share awards were granted on May 6, 2014 and had a three-year performance period ending on December 31, 2016. The Issuer's Board of Directors approved the final vesting on February 28, 2017, based on the results of the performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.