Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OLD MARKET CAPITAL CorpNICk · Entity 9599 | Director | September 07, 2017 | September 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OLD MARKET CAPITAL Corp
Report date September 07, 2017 · Filed September 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,500 |
Reported balance
After 2017-09-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-07 · Grant · Acquired 504 · Balance 9,500 F3: This amount includes 100 shares paid as a 10% stock dividend on December 7, 2009 on the 1,000 shares then owned by the reporting person. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.95 · Expires 2025-08-13 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2017-09-07 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 5,000 F1: The option was granted on August 13, 2015. It vests in three equal annual installments and will be fully vested on August 13, 2018. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.44 · Expires 2022-08-07 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2017-09-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,000 F2: The option was granted on August 7, 2012. It vests in three equal annual installments and was fully vested on August 7, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted on August 13, 2015. It vests in three equal annual installments and will be fully vested on August 13, 2018.
F2: The option was granted on August 7, 2012. It vests in three equal annual installments and was fully vested on August 7, 2015.
F3: This amount includes 100 shares paid as a 10% stock dividend on December 7, 2009 on the 1,000 shares then owned by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2017 Filed Sep 13, 2017 19:07 UTC | OLD MARKET CAPITAL Corp NICk · Entity 9599 | GrantCommon Stock | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001000045-17-000009 · primary_doc.xml · nonDerivative · entry 1 Fink Scott · CIK 0001325815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 F3 · balance_after: This amount includes 100 shares paid as a 10% stock dividend on December 7, 2009 on the 1,000 shares then owned by the reporting person. Read SEC document |
| September 08, 2016 Filed Oct 4, 2016 20:43 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon Stock | 396 | $0.00 | $0.00 |
DisclosureSEC source: 0001000045-16-000008 · primary_doc.xml · nonDerivative · entry 1 Fink Scott · CIK 0001325815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,996 F1 · balance_after: Includes 100 shares paid as a 10% stock dividend on December 7, 2009 on the 1,000 shares then owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.