person · Reporting owner

MADSEN DENNIS F

Disclosed activity across 2 companies

Tapewire entity: 173112
SEC CIK: 0001271539

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALASKA AIR GROUP, INC.ALK · Entity 3976	Director	June 16, 2017	June 20, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALASKA AIR GROUP, INC.

Report date June 16, 2017 · Filed June 20, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	23,928	Reported balance After 2017-06-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-06-16 · Grant · Acquired 1,014 · Balance 23,928 F1: TOTAL HELD IN COLUMN 5 INCLUDES 22,914 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. F2: COMMON SHARES GRANTED UNDER ALASKA AIR GROUP'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2018 ANNUAL STOCKHOLDERS MEETING. F3: THE PRICE REPORTED IN COLUMN 4 REPRESENTS THE COST BASIS FOR THE SHARES ISSUED.

Filing footnotes · ownership attribution and instrument terms

F1: TOTAL HELD IN COLUMN 5 INCLUDES 22,914 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.

F2: COMMON SHARES GRANTED UNDER ALASKA AIR GROUP'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2018 ANNUAL STOCKHOLDERS MEETING.

F3: THE PRICE REPORTED IN COLUMN 4 REPRESENTS THE COST BASIS FOR THE SHARES ISSUED.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WEST MARINE INC

Report date September 14, 2017 · Filed September 18, 2017

Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-09-14 transaction · row 1 1 source row Row 1 · 2017-09-14 · Disposition to issuer · Disposed 34,007 · Balance 0 F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97. F3: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.87 · Expires 2019-05-17	Direct	4,664	Reported balance After 2017-09-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-09-14 · Disposition to issuer · Disposed 2,027 · Balance 4,664 F4: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option.
Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.34 · Expires 2020-05-16	Direct	0	Reported balance After 2017-09-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-09-14 · Disposition to issuer · Disposed 4,664 · Balance 0 F4: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option.

Filing footnotes · ownership attribution and instrument terms

F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.

F2: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97.

F3: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person.

F4: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 14, 2017 Filed Sep 18, 2017 12:34 UTC	WEST MARINE INC WMAR · Entity 173109	Disposition to issuerNon-Qualified Stock Option · Derivative	4,664	Not disclosed Strike: $12.34	Not disclosed	Disclosure SEC source: 0000912833-17-000054 · wf-form4_150575242206874.xml · derivative · entry 3 MADSEN DENNIS F · CIK 0001271539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,664 shares Expires 2020-05-16 F4 · price: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option. Read SEC document
September 14, 2017 Filed Sep 18, 2017 12:34 UTC	WEST MARINE INC WMAR · Entity 173109	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	2,027	Not disclosed Strike: $9.87	Not disclosed	Disclosure SEC source: 0000912833-17-000054 · wf-form4_150575242206874.xml · derivative · entry 2 MADSEN DENNIS F · CIK 0001271539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664 Underlying: Common Stock · 2,027 shares Expires 2019-05-17 F4 · price: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option. Read SEC document
September 14, 2017 Filed Sep 18, 2017 12:34 UTC	WEST MARINE INC WMAR · Entity 173109	Disposition to issuerCommon Stock	34,007	$12.97	$441,070.79	Disclosure SEC source: 0000912833-17-000054 · wf-form4_150575242206874.xml · nonDerivative · entry 1 MADSEN DENNIS F · CIK 0001271539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2 · shares: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97. F3 · price: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:28 UTC	ALASKA AIR GROUP, INC. ALK · Entity 3976	GrantCOMMON STOCK	1,014	$88.74	$89,982.36	Disclosure SEC source: 0001246360-17-002226 · form.xml · nonDerivative · entry 1 MADSEN DENNIS F · CIK 0001271539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,928 F1 · security: TOTAL HELD IN COLUMN 5 INCLUDES 22,914 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS. F2 · kind: COMMON SHARES GRANTED UNDER ALASKA AIR GROUP'S 2016 PERFORMANCE INCENTIVE PLAN IN CONNECTION WITH THE REPORTING PERSON'S RE-ELECTION TO SERVE ON THE COMPANY'S BOARD OF DIRECTORS UNTIL THE 2018 ANNUAL STOCKHOLDERS MEETING. F3 · shares: THE PRICE REPORTED IN COLUMN 4 REPRESENTS THE COST BASIS FOR THE SHARES ISSUED. Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:03 UTC	WEST MARINE INC WMAR · Entity 173109	GrantCommon Stock	6,493	$0.00	$0.00	Disclosure SEC source: 0000912833-17-000036 · wf-form4_149669657985709.xml · nonDerivative · entry 1 MADSEN DENNIS F · CIK 0001271539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,007 F1 · shares: Represents restricted stock units ("RSUs") that vest on the earlier of June 1, 2018 or the date of the Issuer's 2018 Annual Meeting of Stockholders. F2 · price: This award of RSUs was granted pursuant to the terms of the West Marine, Inc. Amended and Restated Omnibus Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. F3 · balance_after: Includes unvested RSUs. Does not include 6,691 shares underlying exercisable stock options. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.