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BUTTERS DAVID J

Disclosed activity across 2 companies

Tapewire entity
172968
SEC CIK
0001188799

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GULFMARK OFFSHORE INCGLF · Entity 162347DirectorJanuary 29, 2016January 12, 2017
Weatherford International plcWFT · Entity 3720DirectorSeptember 21, 2017September 25, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GULFMARK OFFSHORE INC

Report date January 29, 2016 · Filed January 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect23,953.6 Reported balance After 2016-01-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-01-29 · Grant · Acquired 494.72 · Balance 23,953.6

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect24,475.88 Reported balance After 2016-02-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-02-29 · Grant · Acquired 522.28 · Balance 24,475.88

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect25,281.19 Reported balance After 2016-03-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-03-31 · Grant · Acquired 805.31 · Balance 25,281.19

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect25,557.74 Reported balance After 2016-04-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-04-29 · Grant · Acquired 276.55 · Balance 25,557.74

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect26,136.44 Reported balance After 2016-05-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-05-31 · Grant · Acquired 578.7 · Balance 26,136.44

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect27,724.05 Reported balance After 2016-06-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2016-06-30 · Grant · Acquired 1,587.61 · Balance 27,724.05

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect28,370.6 Reported balance After 2016-07-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2016-07-29 · Grant · Acquired 646.55 · Balance 28,370.6

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect29,242.69 Reported balance After 2016-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2016-08-31 · Grant · Acquired 872.09 · Balance 29,242.69

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect32,200.28 Reported balance After 2016-09-30 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2016-09-30 · Grant · Acquired 2,957.59 · Balance 32,200.28

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect33,830.71 Reported balance After 2016-10-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2016-10-31 · Grant · Acquired 1,630.43 · Balance 33,830.71

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect35,330.71 Reported balance After 2016-11-30 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2016-11-30 · Grant · Acquired 1,500 · Balance 35,330.71

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Phantom StockSEC Table II · derivative / convertible securityDirect38,170 Reported balance After 2016-12-30 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2016-12-30 · Grant · Acquired 2,839.29 · Balance 38,170

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Weatherford International plc

Report date September 21, 2017 · Filed September 25, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect490,055 Ending reported balance After 2017-09-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-09-21 · Grant · Acquired 44,685 · Balance 497,202

F1: Transaction was a grant of restricted share units and therefore has no price. The units are scheduled to vest on September 21, 2018.

Row 2 · 2017-09-22 · Tax withholding · Disposed 6,347 · Balance 490,855

F2: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted

Row 3 · 2017-09-24 · Tax withholding · Disposed 800 · Balance 490,055

F2: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted

Filing footnotes · ownership attribution and instrument terms

F1: Transaction was a grant of restricted share units and therefore has no price. The units are scheduled to vest on September 21, 2018.

F2: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2017 Filed Sep 25, 2017 19:08 UTC Weatherford International plc WFT · Entity 3720 Tax withholdingOrdinary Shares 800 $4.26 $3,408.00
Disclosure

SEC source: 0001603923-17-000140 · wf-form4_150638090595654.xml · nonDerivative · entry 3

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,055

F2 · price: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted

Read SEC document
September 22, 2017 Filed Sep 25, 2017 19:08 UTC Weatherford International plc WFT · Entity 3720 Tax withholdingOrdinary Shares 6,347 $4.14 $26,276.58
Disclosure

SEC source: 0001603923-17-000140 · wf-form4_150638090595654.xml · nonDerivative · entry 2

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,855

F2 · price: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted

Read SEC document
September 21, 2017 Filed Sep 25, 2017 19:08 UTC Weatherford International plc WFT · Entity 3720 GrantOrdinary Shares 44,685 $0.00 $0.00
Disclosure

SEC source: 0001603923-17-000140 · wf-form4_150638090595654.xml · nonDerivative · entry 1

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,202

F1 · price: Transaction was a grant of restricted share units and therefore has no price. The units are scheduled to vest on September 21, 2018.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:32 UTC Weatherford International plc WFT · Entity 3720 Exercise / conversionPhantom Stock Units · Derivative 62,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001603923-17-000005 · wf-form4_148365193672494.xml · derivative · entry 2

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 62,831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one of the Company's ordinary shares and the reporting person's phantom stock units were settled entirely in ordinary shares.

F1 · price: Each phantom stock unit was the economic equivalent of one of the Company's ordinary shares and the reporting person's phantom stock units were settled entirely in ordinary shares.

F2 · derivative.exercise_date: All phantom stock units were issued under the Company's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and were 100% vested at all times. Distributions of ordinary shares in an amount equal to the number of phantom stock units were made on January 3, 2017 in accordance with the terms of the Plan.

F2 · derivative.expiration_date: All phantom stock units were issued under the Company's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and were 100% vested at all times. Distributions of ordinary shares in an amount equal to the number of phantom stock units were made on January 3, 2017 in accordance with the terms of the Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:32 UTC Weatherford International plc WFT · Entity 3720 Exercise / conversionOrdinary Shares 62,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001603923-17-000005 · wf-form4_148365193672494.xml · nonDerivative · entry 1

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one of the Company's ordinary shares and the reporting person's phantom stock units were settled entirely in ordinary shares.

Read SEC document
December 30, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 2,839.29 $1.75 $4,968.76
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 12

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,170

Underlying: Common Stock · 2,839.29 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
November 30, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 1,500 $1.25 $1,875.00
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 11

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,330.71

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
October 31, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 1,630.43 $1.15 $1,874.99
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 10

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,830.71

Underlying: Common Stock · 1,630.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
September 30, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 2,957.59 $1.68 $4,968.75
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 9

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,200.28

Underlying: Common Stock · 2,957.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
September 27, 2016 Filed Sep 27, 2016 19:18 UTC Weatherford International plc WFT · Entity 3720 Tax withholdingOrdinary Shares 800 $5.51 $4,408.00
Disclosure

SEC source: 0001603923-16-000261 · wf-form4_147501826981017.xml · nonDerivative · entry 3

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,686

F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted.

Read SEC document
September 25, 2016 Filed Sep 27, 2016 19:18 UTC Weatherford International plc WFT · Entity 3720 Tax withholdingOrdinary Shares 2,400 $5.83 $13,992.00
Disclosure

SEC source: 0001603923-16-000261 · wf-form4_147501826981017.xml · nonDerivative · entry 2

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,486

F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted.

Read SEC document
September 24, 2016 Filed Sep 27, 2016 19:18 UTC Weatherford International plc WFT · Entity 3720 Tax withholdingOrdinary Shares 800 $5.83 $4,664.00
Disclosure

SEC source: 0001603923-16-000261 · wf-form4_147501826981017.xml · nonDerivative · entry 1

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,886

F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted.

Read SEC document
September 22, 2016 Filed Sep 23, 2016 18:33 UTC Weatherford International plc WFT · Entity 3720 GrantOrdinary Shares 31,732 $0.00 $0.00
Disclosure

SEC source: 0001603923-16-000240 · wf-form4_147466996569884.xml · nonDerivative · entry 1

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,686

F1 · price: Transaction was a grant of restricted share units and therefore has no price. The units are scheduled to vest on September 22, 2017.

Read SEC document
August 31, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 872.09 $2.15 $1,874.99
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 8

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,242.69

Underlying: Common Stock · 872.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
July 29, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 646.55 $2.90 $1,875.00
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 7

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,370.6

Underlying: Common Stock · 646.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
June 30, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 1,587.61 $3.13 $4,969.22
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 6

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,724.05

Underlying: Common Stock · 1,587.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
May 31, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 578.7 $3.24 $1,874.99
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 5

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,136.44

Underlying: Common Stock · 578.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

Read SEC document
April 29, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 276.55 $6.78 $1,875.01
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 4

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,557.74

Underlying: Common Stock · 276.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

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March 31, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 805.31 $6.17 $4,968.76
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 3

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,281.19

Underlying: Common Stock · 805.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

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February 29, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 522.28 $3.59 $1,874.99
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 2

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,475.88

Underlying: Common Stock · 522.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

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January 29, 2016 Filed Jan 12, 2017 19:17 UTC GULFMARK OFFSHORE INC GLF · Entity 162347 GrantPhantom Stock · Derivative 494.72 $3.79 $1,874.99
Disclosure

SEC source: 0001437749-17-000612 · rdgdoc.xml · derivative · entry 1

BUTTERS DAVID J · CIK 0001188799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,953.6

Underlying: Common Stock · 494.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.exercise_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

F1 · derivative.expiration_date: Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.