person · Reporting owner

Powers Gregg J

Disclosed activity across 2 companies

Tapewire entity: 172782
SEC CIK: 0001584386

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
QUANTUM CORP /DE/QTM · Entity 4987	Director	April 01, 2017	April 03, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUANTUM CORP /DE/

Report date April 01, 2017 · Filed April 03, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectPelican Bay Holdings, LLC	345,392	Reported balance After 2017-04-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-04-01 · Grant · Acquired 50,000 · Balance 345,392 F1: Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting. For the avoidance of doubt, if Mr. Powers resigns for any reason or is removed from Quantum Corporation's board of directors prior to the vesting in full of this grant, Mr. Powers shall forfeit the entirety of this grant. F2: The Restricted Stock Units were granted to Pelican Bay Holdings, LLC. Mr. Powers is the sole member of Pelican Bay Holdings, LLC.
Common StockSEC Table I · non-derivative	Direct	586,500	Reported balance Holding disclosure · report date 2017-04-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 586,500 F3: In addition, Mr. Powers, the CEO and Portfolio Manager of Private Capital Management, LLC ("PCM"), holds shared voting and dispositive power with respect to 13,311,187 shares held in PCM managed accounts. Mr. Powers disclaims beneficial ownership for these shares, and PCM and Mr. Powers disclaim the existence of a group with respect to any third party.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting. For the avoidance of doubt, if Mr. Powers resigns for any reason or is removed from Quantum Corporation's board of directors prior to the vesting in full of this grant, Mr. Powers shall forfeit the entirety of this grant.

F2: The Restricted Stock Units were granted to Pelican Bay Holdings, LLC. Mr. Powers is the sole member of Pelican Bay Holdings, LLC.

F3: In addition, Mr. Powers, the CEO and Portfolio Manager of Private Capital Management, LLC ("PCM"), holds shared voting and dispositive power with respect to 13,311,187 shares held in PCM managed accounts. Mr. Powers disclaims beneficial ownership for these shares, and PCM and Mr. Powers disclaim the existence of a group with respect to any third party.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ALERE INC.

Report date October 03, 2017 · Filed October 03, 2017

Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-10-03 transaction · row 1 1 source row Row 1 · 2017-10-03 · Disposition to issuer · Disposed 46,000 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of January 30, 2016, as amended on April 13, 2017 (the "Merger Agreement"), between Alere Inc. (the "Company") and Abbott Laboratories, at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock (the "Common Stock") was converted into the right to receive $51.00 (the "Merger Consideration").
Common StockSEC Table I · non-derivative	IndirectSee footnote	Reported balance After 2017-10-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-10-03 · Disposition to issuer · Disposed 5,530 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of January 30, 2016, as amended on April 13, 2017 (the "Merger Agreement"), between Alere Inc. (the "Company") and Abbott Laboratories, at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock (the "Common Stock") was converted into the right to receive $51.00 (the "Merger Consideration"). F3: The shares listed above as being indirectly owned by Mr. Powers are held by Pelican Bay Holdings, the general partner of Private Capital Management, LLC ("PCM"), a registered investment adviser. Mr. Powers serves as Chairman and Chief Executive Officer of PCM. Mr. Powers is also the sole owner, indirectly, of Pelican Bay Holdings. In addition to the shares of common stock and convertible preferred stock listed above, Mr. Powers exercises investment control over (i)552,995 shares of common stock owned by clients of PCM, (ii)183,675 shares of common stock owned through pooled investment vehicles for which PCM serves as investment advisor, (iii)1,675 shares of common stock owned in a PCM proprietary account, F4: (iv)1,001 shares of convertible preferred stock owned by clients of PCM, and (v)3,257 shares of convertible preferred stock owned through a pooled investment vehicle for which PCM serves as investment advisor. Mr. Powers disclaims beneficial ownership of these shares.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.73	Direct	Reported balance After 2017-10-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-10-03 · Disposition to issuer · Disposed 39,820 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding Employee Stock Option, whether vested or unvested, was canceled and converted into the right to receive a lump-sum cash payment equal to the product of (i) the number of shares of Common Stock for which such Employee Stock Option has not been exercised and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Employee Stock Option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of January 30, 2016, as amended on April 13, 2017 (the "Merger Agreement"), between Alere Inc. (the "Company") and Abbott Laboratories, at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock (the "Common Stock") was converted into the right to receive $51.00 (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding Employee Stock Option, whether vested or unvested, was canceled and converted into the right to receive a lump-sum cash payment equal to the product of (i) the number of shares of Common Stock for which such Employee Stock Option has not been exercised and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Employee Stock Option.

F3: The shares listed above as being indirectly owned by Mr. Powers are held by Pelican Bay Holdings, the general partner of Private Capital Management, LLC ("PCM"), a registered investment adviser. Mr. Powers serves as Chairman and Chief Executive Officer of PCM. Mr. Powers is also the sole owner, indirectly, of Pelican Bay Holdings. In addition to the shares of common stock and convertible preferred stock listed above, Mr. Powers exercises investment control over (i)552,995 shares of common stock owned by clients of PCM, (ii)183,675 shares of common stock owned through pooled investment vehicles for which PCM serves as investment advisor, (iii)1,675 shares of common stock owned in a PCM proprietary account,

F4: (iv)1,001 shares of convertible preferred stock owned by clients of PCM, and (v)3,257 shares of convertible preferred stock owned through a pooled investment vehicle for which PCM serves as investment advisor. Mr. Powers disclaims beneficial ownership of these shares.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 03, 2017 Filed Oct 3, 2017 17:39 UTC	ALERE INC. ALR · Entity 172772	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	39,820	Not disclosed Strike: $33.73	Not disclosed	Disclosure SEC source: 0000950142-17-001794 · es1701018_4-powers.xml · derivative · entry 3 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,820 shares Expires not disclosed F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding Employee Stock Option, whether vested or unvested, was canceled and converted into the right to receive a lump-sum cash payment equal to the product of (i) the number of shares of Common Stock for which such Employee Stock Option has not been exercised and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Employee Stock Option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding Employee Stock Option, whether vested or unvested, was canceled and converted into the right to receive a lump-sum cash payment equal to the product of (i) the number of shares of Common Stock for which such Employee Stock Option has not been exercised and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Employee Stock Option. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding Employee Stock Option, whether vested or unvested, was canceled and converted into the right to receive a lump-sum cash payment equal to the product of (i) the number of shares of Common Stock for which such Employee Stock Option has not been exercised and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Employee Stock Option. Read SEC document
October 03, 2017 Filed Oct 3, 2017 17:39 UTC	ALERE INC. ALR · Entity 172772	Disposition to issuerCommon Stock	5,530	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-17-001794 · es1701018_4-powers.xml · nonDerivative · entry 2 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of January 30, 2016, as amended on April 13, 2017 (the "Merger Agreement"), between Alere Inc. (the "Company") and Abbott Laboratories, at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock (the "Common Stock") was converted into the right to receive $51.00 (the "Merger Consideration"). F3 · ownership.nature: The shares listed above as being indirectly owned by Mr. Powers are held by Pelican Bay Holdings, the general partner of Private Capital Management, LLC ("PCM"), a registered investment adviser. Mr. Powers serves as Chairman and Chief Executive Officer of PCM. Mr. Powers is also the sole owner, indirectly, of Pelican Bay Holdings. In addition to the shares of common stock and convertible preferred stock listed above, Mr. Powers exercises investment control over (i)552,995 shares of common stock owned by clients of PCM, (ii)183,675 shares of common stock owned through pooled investment vehicles for which PCM serves as investment advisor, (iii)1,675 shares of common stock owned in a PCM proprietary account, F4 · ownership.nature: (iv)1,001 shares of convertible preferred stock owned by clients of PCM, and (v)3,257 shares of convertible preferred stock owned through a pooled investment vehicle for which PCM serves as investment advisor. Mr. Powers disclaims beneficial ownership of these shares. Read SEC document
October 03, 2017 Filed Oct 3, 2017 17:39 UTC	ALERE INC. ALR · Entity 172772	Disposition to issuerCommon Stock	46,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-17-001794 · es1701018_4-powers.xml · nonDerivative · entry 1 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of January 30, 2016, as amended on April 13, 2017 (the "Merger Agreement"), between Alere Inc. (the "Company") and Abbott Laboratories, at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock (the "Common Stock") was converted into the right to receive $51.00 (the "Merger Consideration"). Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:11 UTC	ALERE INC. ALR · Entity 172772	Exercise / conversionRestricted Stock Units · Derivative	5,530	$0.00	$0.00	Disclosure SEC source: 0001179110-17-010141 · edgar.xml · derivative · entry 4 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alere common stock. F2 · derivative.exercise_date: The restricted stock units vested in full on June 30, 2017. F2 · derivative.expiration_date: The restricted stock units vested in full on June 30, 2017. Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:11 UTC	ALERE INC. ALR · Entity 172772	Exercise / conversionCommon Stock	5,530	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-17-010141 · edgar.xml · nonDerivative · entry 3 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote. Disclosed balance after: 5,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alere common stock. F3 · ownership.nature: The shares listed above as being indirectly owned by Mr. Powers are held by Pelican Bay Holdings, the general partner of Private Capital Management, LLC ("PCM"), a registered investment adviser. Mr. Powers serves as Chairman and Chief Executive Officer of PCM. Mr. Powers is also the sole owner, indirectly, of Pelican Bay Holdings. In addition to the shares of common stock and convertible preferred stock listed above, Mr. Powers exercises investment control over (i)552,995 shares of common stock owned by clients of PCM, (ii)183,675 shares of common stock owned through pooled investment vehicles for which PCM serves as investment advisor, (iii)1,675 shares of common stock owned in a PCM proprietary account, (iv)1,001 shares of convertible preferred stock owned by clients of PCM, and (v)3,257 shares of convertible preferred stock owned through a pooled investment vehicle for which PCM serves as investment advisor. Mr. Powers disclaims beneficial ownership of these shares. Read SEC document
April 01, 2017 Filed Apr 3, 2017 21:23 UTC	QUANTUM CORP /DE/ QTM · Entity 4987	GrantCommon Stock	50,000	$0.00	$0.00	Disclosure SEC source: 0001209191-17-024235 · doc4.xml · nonDerivative · entry 1 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Pelican Bay Holdings, LLC Disclosed balance after: 345,392 F1 · shares: Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting. For the avoidance of doubt, if Mr. Powers resigns for any reason or is removed from Quantum Corporation's board of directors prior to the vesting in full of this grant, Mr. Powers shall forfeit the entirety of this grant. F2 · ownership.nature: The Restricted Stock Units were granted to Pelican Bay Holdings, LLC. Mr. Powers is the sole member of Pelican Bay Holdings, LLC. Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:08 UTC	QUANTUM CORP /DE/ QTM · Entity 4987	GrantCommon Stock	30,000	$0.00	$0.00	Disclosure SEC source: 0001209191-17-018171 · doc4.xml · nonDerivative · entry 1 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Pelican Bay Holdings, LLC Disclosed balance after: 295,392 F1 · shares: Restricted Stock Units will fully vest on March 31, 2017. F2 · ownership.nature: The Restricted Stock Units were granted to Pelican Bay Holdings, LLC. Mr. Powers is the sole member of Pelican Bay Holdings, LLC. Read SEC document
November 15, 2016 Filed Nov 17, 2016 17:57 UTC	ALERE INC. ALR · Entity 172772	GrantRestricted Stock Units · Derivative	5,530	$0.00	$0.00	Disclosure SEC source: 0001179110-16-031802 · edgar.xml · derivative · entry 1 Powers Gregg J · CIK 0001584386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,530 Underlying: Common Stock · 5,530 shares Expires not disclosed F3 · security: All prior equity awards granted to the Reporting Person had vested in full on or prior to June 30, 2016. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alere common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on June 30, 2017. F2 · derivative.expiration_date: The restricted stock units will vest in full on June 30, 2017. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.