Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OLD MARKET CAPITAL CorpNICK · Entity 9599 | Former President and CEO | September 29, 2017 | October 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OLD MARKET CAPITAL Corp
Report date September 29, 2017 · Filed October 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,798 |
Reported balance
After 2017-09-29 transaction · row 1
1 source rowRow 1 · 2017-09-29 · Exercise / conversion · Acquired 46,700 · Balance 150,798 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2017 Filed Oct 4, 2017 21:25 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | Exercise / conversionCommon Stock | 46,700 | $3.52 | $164,290.60 |
DisclosureSEC source: 0001000045-17-000013 · primary_doc.xml · nonDerivative · entry 1 FINKENBRINK RALPH · CIK 0001265081 · Former President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2017 Filed Sep 19, 2017 13:04 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | Exercise / conversionCommon Stock | 11,000 | $6.58 | $72,380.00 |
DisclosureSEC source: 0001000045-17-000011 · primary_doc.xml · nonDerivative · entry 1 FINKENBRINK RALPH · CIK 0001265081 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 30, 2017 19:52 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon Stock | 5,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001000045-17-000001 · primary_doc.xml · nonDerivative · entry 1 FINKENBRINK RALPH · CIK 0001265081 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,098 F1 · kind: The award represents earned, but unvested shares underlying performance units, with the shares vesting on March 31, 2019. Read SEC document |
| May 16, 2017 Filed Jul 11, 2017 16:15 UTC Amendment | OLD MARKET CAPITAL Corp NICk · Entity 9599 | GrantCommon Stock | 5,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001000045-17-000006 · primary_doc.xml · nonDerivative · entry 1 FINKENBRINK RALPH · CIK 0001265081 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,098 F1 · kind: The award represents earned, but unvested shares underlying performance units, with the shares vesting on March 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.