organization · Reporting owner
Sankaty Davis, LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yuma Energy, Inc.YUMA · Entity 181241 | 10% owner | October 26, 2016 | November 07, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yuma Energy, Inc.
Report date October 26, 2016 · Filed November 07, 2016
Jointly reported with BAIN CAPITAL CREDIT MEMBER, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,607,301 |
Reported balance
Holding disclosure · report date 2016-10-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,607,301 F1: Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. F2: Reflects Sankaty Davis' beneficial ownership of shares of common stock of the Issuer after the reincorporation of Yuma Energy, Inc., a California corporation, to Delaware and the 1-for-20 reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
F2: Reflects Sankaty Davis' beneficial ownership of shares of common stock of the Issuer after the reincorporation of Yuma Energy, Inc., a California corporation, to Delaware and the 1-for-20 reverse stock split.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Yuma Energy, Inc.
Report date October 02, 2017 · Filed October 04, 2017
Jointly reported with BAIN CAPITAL CREDIT MEMBER, LLC
Section 16 reporting ended · disclosed 2017-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| See Footnote 1SEC Table I · non-derivative | IndirectSee Footnotes | 1,607,301 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,607,301 F1: No change in beneficial ownership reported. This Form 4 is being filed for the sole purpose of indicating that, as a result of the Issuer's issuance of 9,600,000 shares of common stock on October 3, 2017, the Reporting Persons no longer beneficially own more than 10% of the outstanding shares of the Issuer's common stock and therefore are no longer subject to Section 16. F2: Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: No change in beneficial ownership reported. This Form 4 is being filed for the sole purpose of indicating that, as a result of the Issuer's issuance of 9,600,000 shares of common stock on October 3, 2017, the Reporting Persons no longer beneficially own more than 10% of the outstanding shares of the Issuer's common stock and therefore are no longer subject to Section 16.
F2: Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.