person · Reporting owner

GILHULY EDWARD A

Disclosed activity across 8 companies

Tapewire entity: 17269
SEC CIK: 0001206780

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ACCURIDE CORPACW · Entity 17284	See footnote 1	October 12, 2005	October 14, 2005
KINDERCARE LEARNING CENTERS INC /DEKDCR · Entity 17579	10% owner	January 07, 2005	January 11, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCURIDE CORP

Report date October 12, 2005 · Filed October 14, 2005

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, Hubcap Acquisition LLC, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, MICHELSON MICHAEL W, GOLKIN PERRY

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	7,850,213	Reported balance After 2005-10-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2005-10-12 · Sale · Disposed 641,137 · Balance 7,850,213 F2: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 7,903,213 shares of common stock of the issuer. F1: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof.

Filing footnotes · ownership attribution and instrument terms

F1: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof.

F2: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 7,903,213 shares of common stock of the issuer.

KINDERCARE LEARNING CENTERS INC /DE

Report date January 07, 2005 · Filed January 11, 2005

Jointly reported with KKR KLC L L C, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, MICHELSON MICHAEL W, GREENE JAMES H JR, GOLKIN PERRY, STUART SCOTT M

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee	0	Reported balance After 2005-01-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2005-01-07 · Sale · Disposed 15,454,210 · Balance 0 F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction.

F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMPHENOL CORP /DE/

Report date February 23, 2004 · Filed February 26, 2004

Section 16 reporting ended · disclosed 2004-02-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnote	4,350,628	Reported balance After 2004-02-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2004-02-23 · Other · Disposed 7,560,000 · Balance 4,350,628 F1: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share. F2: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share.

F2: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock.

AVALARA, INC.

Report date October 19, 2022 · Filed October 19, 2022

Section 16 reporting ended · disclosed 2022-10-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-10-19 transaction · row 1 1 source row Row 1 · 2022-10-19 · Disposition to issuer · Disposed 4,597 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2022-10-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-10-19 · Disposition to issuer · Disposed 220,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share. F2: Reflects shares previously held by trusts for the benefit of members of the Reporting Person's family.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share.

F2: Reflects shares previously held by trusts for the benefit of members of the Reporting Person's family.

BRISTOL WEST HOLDINGS INC

Report date July 03, 2007 · Filed July 06, 2007

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, BRISTOL WEST ASSOCIATES LLC, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, GREENE JAMES H JR, STUART SCOTT M

Section 16 reporting ended · disclosed 2007-07-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2007-07-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2007-07-03 · Other · Disposed 12,257,368 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer, Farmers Group Inc. and BWH Acquisition Company in exchange for cash. F2: See attached joint filer information. Information with respect to Messrs. Golkin, Huth, Navab, Fisher and Michelson may be found on a corresponding Form 4 filed on the date hereof.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between issuer, Farmers Group Inc. and BWH Acquisition Company in exchange for cash.

F2: See attached joint filer information. Information with respect to Messrs. Golkin, Huth, Navab, Fisher and Michelson may be found on a corresponding Form 4 filed on the date hereof.

Cineverse Corp.

Report date December 23, 2016 · Filed December 28, 2016

Jointly reported with SAGEVIEW CAPITAL MASTER, L.P., Sageview Capital Partners (A), LP, Sageview Capital Partners (B), LP, Sageview Partners (C) (Master), LP, Sageview Capital GenPar, Ltd., Sageview Capital GenPar, LP, Sageview Capital MGP, LLC, STUART SCOTT M

Section 16 reporting ended · disclosed 2016-12-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrants to purchase shares of Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.36 · Expires 2019-08-11	IndirectSee Footnotes	0	Reported balance After 2016-12-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2016-12-23 · Sale · Disposed 1,773,462 · Balance 0 F1: Information in Table II reflects anti-dilution and other adjustments made to the Warrants in accordance with their terms since the time they were first issued. F2: On December 23, 2016 Sageview Master terminated the Warrants in exchange for a payment of $5,000 in cash from the Issuer. F3: This Form 4 is filed on behalf of Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Capital Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart. Sageview A, Sageview B and Sageview C are collectively the holders of 100% of the limited partnership interests in Sageview Master. Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C. Sageview GenPar is the sole owner of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP. F4: Each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be beneficially owned by Sageview Master. However, each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Information in Table II reflects anti-dilution and other adjustments made to the Warrants in accordance with their terms since the time they were first issued.

F2: On December 23, 2016 Sageview Master terminated the Warrants in exchange for a payment of $5,000 in cash from the Issuer.

F3: This Form 4 is filed on behalf of Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Capital Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart. Sageview A, Sageview B and Sageview C are collectively the holders of 100% of the limited partnership interests in Sageview Master. Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C. Sageview GenPar is the sole owner of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP.

F4: Each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be beneficially owned by Sageview Master. However, each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

O-I Glass, Inc. /DE/

Report date December 02, 2004 · Filed December 06, 2004

Jointly reported with KKR ASSOCIATES, ROBERTS GEORGE R, GOLKIN PERRY, RAETHER PAUL E, KRAVIS HENRY R, STUART SCOTT M, KKR PARTNERS II LP, OII Associates, L.P., OII Associates II, L.P.

Section 16 reporting ended · disclosed 2004-12-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	4,365,000	Reported balance After 2004-12-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-12-02 · Sale · Disposed 30,555,000 · Balance 4,365,000 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	106,075	Reported balance After 2004-12-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-12-02 · Sale · Disposed 742,525 · Balance 106,075 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F4: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest. F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	28,925	Reported balance After 2004-12-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-12-02 · Sale · Disposed 202,475 · Balance 28,925 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group. F6: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	Direct	10,000	Reported balance Holding disclosure · report date 2004-12-02 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 10,000 F7: These securities are owned solely by Edward A. Gilhuly.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a registered offering.

F2: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest.

F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.

F4: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest.

F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.

F6: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest.

F7: These securities are owned solely by Edward A. Gilhuly.

WALTER INDUSTRIES INC /NEW/

Report date October 28, 2004 · Filed November 01, 2004

Jointly reported with KKR ASSOCIATES, GREENE JAMES H JR, KRAVIS HENRY R, RAETHER PAUL E, ROBERTS GEORGE R, GOLKIN PERRY, STUART SCOTT M, MICHELSON MICHAEL W

Section 16 reporting ended · disclosed 2004-11-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Notes	1,092,488	Reported balance After 2004-10-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-10-28 · Sale · Disposed 4,374,755 · Balance 1,092,488 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-10-28 · Other · Disposed 1,092,488 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	7,239	Reported balance After 2004-10-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-10-28 · Sale · Disposed 28,988 · Balance 7,239 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2004-10-28 · Other · Disposed 7,239 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	26,484	Reported balance After 2004-10-28 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2004-10-28 · Sale · Disposed 106,051 · Balance 26,484 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2004-10-28 · Other · Disposed 26,484 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	871,594	Reported balance After 2004-10-28 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2004-10-28 · Sale · Disposed 3,490,206 · Balance 871,594 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2004-10-28 · Other · Disposed 871,594 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a registered offering.

F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest.

F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.

F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004.

F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.

F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.

F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 08, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 15 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · kind: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F10 · ownership.direct: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
February 08, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 14 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · kind: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F10 · ownership.direct: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. Read SEC document
February 08, 2018 Filed Jun 19, 2018 18:42 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017230 · doc4.xml · derivative · entry 15 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner Sageview Capital GenPar, LP · CIK 0001363700 · 10% owner Sageview Capital GenPar, Ltd. · CIK 0001470791 · 10% owner Sageview Capital Partners (A), LP · CIK 0001363699 · 10% owner Sageview Capital Partners (B), LP · CIK 0001363698 · 10% owner Sageview Partners (C) (Master), LP · CIK 0001363697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · kind: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F10 · ownership.direct: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
February 08, 2018 Filed Jun 19, 2018 18:42 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017230 · doc4.xml · derivative · entry 14 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner Sageview Capital GenPar, LP · CIK 0001363700 · 10% owner Sageview Capital GenPar, Ltd. · CIK 0001470791 · 10% owner Sageview Capital Partners (A), LP · CIK 0001363699 · 10% owner Sageview Capital Partners (B), LP · CIK 0001363698 · 10% owner Sageview Partners (C) (Master), LP · CIK 0001363697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · kind: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F10 · ownership.direct: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. Read SEC document
January 24, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	GrantWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 13 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. Read SEC document
January 24, 2018 Filed Jun 19, 2018 18:42 UTC	AVALARA, INC. AVLR · Entity 123010	GrantWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017230 · doc4.xml · derivative · entry 13 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner Sageview Capital GenPar, LP · CIK 0001363700 · 10% owner Sageview Capital GenPar, Ltd. · CIK 0001470791 · 10% owner Sageview Capital Partners (A), LP · CIK 0001363699 · 10% owner Sageview Capital Partners (B), LP · CIK 0001363698 · 10% owner Sageview Partners (C) (Master), LP · CIK 0001363697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. Read SEC document
December 23, 2016 Filed Dec 28, 2016 16:45 UTC	Cineverse Corp. CIDM · Entity 7143	SaleWarrants to purchase shares of Class A Common Stock · Derivative	1,773,462	Not disclosed Strike: $12.36	Not disclosed	Disclosure SEC source: 0000950142-16-004981 · es1601245_4-cidm.xml · derivative · entry 1 SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Capital Partners (A), LP · CIK 0001363699 · 10% owner Sageview Capital Partners (B), LP · CIK 0001363698 · 10% owner Sageview Partners (C) (Master), LP · CIK 0001363697 · 10% owner Sageview Capital GenPar, Ltd. · CIK 0001470791 · 10% owner Sageview Capital GenPar, LP · CIK 0001363700 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,773,462 shares Expires 2019-08-11 F1 · security: Information in Table II reflects anti-dilution and other adjustments made to the Warrants in accordance with their terms since the time they were first issued. F2 · price: On December 23, 2016 Sageview Master terminated the Warrants in exchange for a payment of $5,000 in cash from the Issuer. F3 · ownership.nature: This Form 4 is filed on behalf of Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Capital Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart. Sageview A, Sageview B and Sageview C are collectively the holders of 100% of the limited partnership interests in Sageview Master. Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C. Sageview GenPar is the sole owner of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP. F4 · ownership.nature: Each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be beneficially owned by Sageview Master. However, each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
July 03, 2007 Filed Jul 6, 2007 12:22 UTC	BRISTOL WEST HOLDINGS INC BRW · Entity 17267	OtherCommon Stock	12,257,368	$22.50	$275,790,780.00	Disclosure SEC source: 0001140361-07-013813 · doc1.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner BRISTOL WEST ASSOCIATES LLC · CIK 0001279116 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between issuer, Farmers Group Inc. and BWH Acquisition Company in exchange for cash. F2 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Golkin, Huth, Navab, Fisher and Michelson may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
October 12, 2005 Filed Oct 14, 2005 12:30 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	641,137	$13.25	$8,495,065.25	Disclosure SEC source: 0001179110-05-019678 · edgar.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See footnote 1 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See footnote 1 KKR 1996 FUND L P · CIK 0001031665 · See footnote 1 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See footnone 1 ROBERTS GEORGE R · CIK 0001081715 · See footnote 1 RAETHER PAUL E · CIK 0001192062 · See footnote 1 MICHELSON MICHAEL W · CIK 0001182415 · See footnote 1 GILHULY EDWARD A · CIK 0001206780 · See footnote 1 GOLKIN PERRY · CIK 0001206581 · See footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,850,213 F2 · balance_after: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 7,903,213 shares of common stock of the issuer. F1 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
October 05, 2005 Filed Oct 7, 2005 14:15 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	4,274,250	$13.25	$56,633,812.50	Disclosure SEC source: 0001179110-05-019505 · edgar.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See footnote 1 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See footnote 1 KKR 1996 FUND L P · CIK 0001031665 · See footnote 1 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See footnone 1 ROBERTS GEORGE R · CIK 0001081715 · See footnote 1 RAETHER PAUL E · CIK 0001192062 · See footnote 1 MICHELSON MICHAEL W · CIK 0001182415 · See footnote 1 GILHULY EDWARD A · CIK 0001206780 · See footnote 1 GOLKIN PERRY · CIK 0001206581 · See footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,491,350 F2 · balance_after: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 8,544,350 shares of common stock of the issuer. F1 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
January 07, 2005 Filed Jan 11, 2005 17:47 UTC	KINDERCARE LEARNING CENTERS INC /DE KDCR · Entity 17579	SaleCommon Stock, par value $0.01 per share	15,454,210	$25.96	$401,191,291.60	Disclosure SEC source: 0000893750-05-000017 · form4_ex.xml · nonDerivative · entry 1 KKR KLC L L C · CIK 0001024808 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 0 F1 · price: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2 · ownership.nature: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C. Read SEC document
December 02, 2004 Filed Dec 6, 2004 21:39 UTC	O-I Glass, Inc. /DE/ OI · Entity 4907	SaleCommon Stock	202,475	$22.98	$4,652,875.50	Disclosure SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 3 KKR ASSOCIATES · CIK 0000901651 · 10% owner GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6) ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6) GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6) RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6) KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6) STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6) KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5) OII Associates, L.P. · CIK 0001310721 · 10% owner OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 28,925 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F5 · ownership.nature: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group. F6 · ownership.nature: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest. Read SEC document
December 02, 2004 Filed Dec 6, 2004 21:39 UTC	O-I Glass, Inc. /DE/ OI · Entity 4907	SaleCommon Stock	742,525	$22.98	$17,063,224.50	Disclosure SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 2 KKR ASSOCIATES · CIK 0000901651 · 10% owner GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6) ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6) GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6) RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6) KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6) STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6) KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5) OII Associates, L.P. · CIK 0001310721 · 10% owner OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 106,075 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest. F5 · ownership.nature: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group. Read SEC document
December 02, 2004 Filed Dec 6, 2004 21:39 UTC	O-I Glass, Inc. /DE/ OI · Entity 4907	SaleCommon Stock	30,555,000	$22.98	$702,153,900.00	Disclosure SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 1 KKR ASSOCIATES · CIK 0000901651 · 10% owner GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6) ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6) GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6) RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6) KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6) STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6) KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5) OII Associates, L.P. · CIK 0001310721 · 10% owner OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,365,000 F1 · kind: Shares sold pursuant to a registered offering. F2 · ownership.nature: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	871,594	$16.16	$14,082,780.06	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 8 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7 · ownership.nature: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	3,490,206	$16.35	$57,064,868.10	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 7 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 871,594 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7 · ownership.nature: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	26,484	$16.16	$427,915.23	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 6 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	106,051	$16.35	$1,733,933.85	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 5 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 26,484 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	7,239	$16.16	$116,964.14	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 4 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	28,988	$16.35	$473,953.80	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 3 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 7,239 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	1,092,488	$16.16	$17,651,874.86	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 2 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	4,374,755	$16.35	$71,527,244.25	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 1 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,092,488 F1 · kind: Shares sold pursuant to a registered offering. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	47,031	$12.50	$587,887.50	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 3 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 132,535 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the sole general partner of KKR Partners. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by KKR Partners. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	12,856	$12.50	$160,700.00	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 2 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 36,227 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F3 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the sole general partner of JWC II. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC II. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	1,940,113	$12.50	$24,251,412.50	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 1 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 5,467,243 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the sole general partner of JWC. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 20, 2004 Filed Apr 23, 2004 17:03 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	46,109	$12.75	$587,889.75	Disclosure SEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 3 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 179,566 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the sole general partner of KKR Partners. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by KKR Partners. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 20, 2004 Filed Apr 23, 2004 17:03 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	12,604	$12.75	$160,701.00	Disclosure SEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 2 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 49,083 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F3 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the sole general partner of JWC II. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC II. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 20, 2004 Filed Apr 23, 2004 17:03 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	1,902,071	$12.75	$24,251,405.25	Disclosure SEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 1 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 7,407,356 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the sole general partner of JWC. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
February 23, 2004 Filed Feb 26, 2004 02:23 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	OtherClass A Common Stock	7,560,000	$60.00	$453,600,000.00	Disclosure SEC source: 0001104659-04-005738 · a4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,350,628 F1 · kind: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share. F2 · ownership.nature: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock. Read SEC document
February 12, 2004 Filed Feb 17, 2004 14:33 UTC	BRISTOL WEST HOLDINGS INC BRW · Entity 17267	SaleCommon Stock, par value $0.01 per share	9,907,232	$20.00	$198,144,640.00	Disclosure SEC source: 0001104659-04-004742 · a4.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner BRISTOL WEST ASSOCIATES LLC · CIK 0001279116 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,257,368 F1 · kind: Sold pursuant to a registered offering. F2 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Golkin, Huth, Navab, Fisher and Michelson may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
August 15, 2003 Filed Aug 20, 2003 01:40 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	OtherClass A Common Stock	8,970,722	$50.00	$448,536,100.00	Disclosure SEC source: 0001104659-03-019223 · a4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,910,628 F1 · kind: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on August 15, 2003; the sale is expected to be consummated on August 20, 2003. The reported price of $50.00 per share does not reflect an underwriting discount of $1.98 per share. The Reporting Person received $48.02 per share. F2 · ownership.nature: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L. C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NVS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.