person · Reporting owner

GILHULY EDWARD A

Disclosed activity across 8 companies

Tapewire entity: 17269
SEC CIK: 0001206780

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ACCURIDE CORPACW · Entity 17284	See footnote 1	October 12, 2005	October 14, 2005
KINDERCARE LEARNING CENTERS INC /DEKDCR · Entity 17579	10% owner	January 07, 2005	January 11, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCURIDE CORP

Report date October 12, 2005 · Filed October 14, 2005

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, Hubcap Acquisition LLC, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, MICHELSON MICHAEL W, GOLKIN PERRY

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	7,850,213	Reported balance After 2005-10-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2005-10-12 · Sale · Disposed 641,137 · Balance 7,850,213 F2: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 7,903,213 shares of common stock of the issuer. F1: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof.

Filing footnotes · ownership attribution and instrument terms

F1: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof.

F2: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 7,903,213 shares of common stock of the issuer.

KINDERCARE LEARNING CENTERS INC /DE

Report date January 07, 2005 · Filed January 11, 2005

Jointly reported with KKR KLC L L C, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, MICHELSON MICHAEL W, GREENE JAMES H JR, GOLKIN PERRY, STUART SCOTT M

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee	0	Reported balance After 2005-01-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2005-01-07 · Sale · Disposed 15,454,210 · Balance 0 F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction.

F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMPHENOL CORP /DE/

Report date February 23, 2004 · Filed February 26, 2004

Section 16 reporting ended · disclosed 2004-02-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnote	4,350,628	Reported balance After 2004-02-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2004-02-23 · Other · Disposed 7,560,000 · Balance 4,350,628 F1: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share. F2: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share.

F2: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock.

AVALARA, INC.

Report date October 19, 2022 · Filed October 19, 2022

Section 16 reporting ended · disclosed 2022-10-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-10-19 transaction · row 1 1 source row Row 1 · 2022-10-19 · Disposition to issuer · Disposed 4,597 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2022-10-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-10-19 · Disposition to issuer · Disposed 220,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share. F2: Reflects shares previously held by trusts for the benefit of members of the Reporting Person's family.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share.

F2: Reflects shares previously held by trusts for the benefit of members of the Reporting Person's family.

BRISTOL WEST HOLDINGS INC

Report date July 03, 2007 · Filed July 06, 2007

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, BRISTOL WEST ASSOCIATES LLC, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, GREENE JAMES H JR, STUART SCOTT M

Section 16 reporting ended · disclosed 2007-07-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2007-07-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2007-07-03 · Other · Disposed 12,257,368 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer, Farmers Group Inc. and BWH Acquisition Company in exchange for cash. F2: See attached joint filer information. Information with respect to Messrs. Golkin, Huth, Navab, Fisher and Michelson may be found on a corresponding Form 4 filed on the date hereof.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between issuer, Farmers Group Inc. and BWH Acquisition Company in exchange for cash.

F2: See attached joint filer information. Information with respect to Messrs. Golkin, Huth, Navab, Fisher and Michelson may be found on a corresponding Form 4 filed on the date hereof.

Cineverse Corp.

Report date December 23, 2016 · Filed December 28, 2016

Jointly reported with SAGEVIEW CAPITAL MASTER, L.P., Sageview Capital Partners (A), LP, Sageview Capital Partners (B), LP, Sageview Partners (C) (Master), LP, Sageview Capital GenPar, Ltd., Sageview Capital GenPar, LP, Sageview Capital MGP, LLC, STUART SCOTT M

Section 16 reporting ended · disclosed 2016-12-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrants to purchase shares of Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.36 · Expires 2019-08-11	IndirectSee Footnotes	0	Reported balance After 2016-12-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2016-12-23 · Sale · Disposed 1,773,462 · Balance 0 F1: Information in Table II reflects anti-dilution and other adjustments made to the Warrants in accordance with their terms since the time they were first issued. F2: On December 23, 2016 Sageview Master terminated the Warrants in exchange for a payment of $5,000 in cash from the Issuer. F3: This Form 4 is filed on behalf of Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Capital Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart. Sageview A, Sageview B and Sageview C are collectively the holders of 100% of the limited partnership interests in Sageview Master. Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C. Sageview GenPar is the sole owner of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP. F4: Each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be beneficially owned by Sageview Master. However, each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Information in Table II reflects anti-dilution and other adjustments made to the Warrants in accordance with their terms since the time they were first issued.

F2: On December 23, 2016 Sageview Master terminated the Warrants in exchange for a payment of $5,000 in cash from the Issuer.

F3: This Form 4 is filed on behalf of Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Capital Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart. Sageview A, Sageview B and Sageview C are collectively the holders of 100% of the limited partnership interests in Sageview Master. Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C. Sageview GenPar is the sole owner of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP.

F4: Each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be beneficially owned by Sageview Master. However, each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

O-I Glass, Inc. /DE/

Report date December 02, 2004 · Filed December 06, 2004

Jointly reported with KKR ASSOCIATES, ROBERTS GEORGE R, GOLKIN PERRY, RAETHER PAUL E, KRAVIS HENRY R, STUART SCOTT M, KKR PARTNERS II LP, OII Associates, L.P., OII Associates II, L.P.

Section 16 reporting ended · disclosed 2004-12-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	4,365,000	Reported balance After 2004-12-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-12-02 · Sale · Disposed 30,555,000 · Balance 4,365,000 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	106,075	Reported balance After 2004-12-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-12-02 · Sale · Disposed 742,525 · Balance 106,075 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F4: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest. F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	28,925	Reported balance After 2004-12-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-12-02 · Sale · Disposed 202,475 · Balance 28,925 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group. F6: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	Direct	10,000	Reported balance Holding disclosure · report date 2004-12-02 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 10,000 F7: These securities are owned solely by Edward A. Gilhuly.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a registered offering.

F2: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest.

F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.

F4: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest.

F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.

F6: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest.

F7: These securities are owned solely by Edward A. Gilhuly.

WALTER INDUSTRIES INC /NEW/

Report date October 28, 2004 · Filed November 01, 2004

Jointly reported with KKR ASSOCIATES, GREENE JAMES H JR, KRAVIS HENRY R, RAETHER PAUL E, ROBERTS GEORGE R, GOLKIN PERRY, STUART SCOTT M, MICHELSON MICHAEL W

Section 16 reporting ended · disclosed 2004-11-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Notes	1,092,488	Reported balance After 2004-10-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-10-28 · Sale · Disposed 4,374,755 · Balance 1,092,488 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-10-28 · Other · Disposed 1,092,488 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	7,239	Reported balance After 2004-10-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-10-28 · Sale · Disposed 28,988 · Balance 7,239 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2004-10-28 · Other · Disposed 7,239 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	26,484	Reported balance After 2004-10-28 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2004-10-28 · Sale · Disposed 106,051 · Balance 26,484 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2004-10-28 · Other · Disposed 26,484 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	871,594	Reported balance After 2004-10-28 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2004-10-28 · Sale · Disposed 3,490,206 · Balance 871,594 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2004-10-28 · Other · Disposed 871,594 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a registered offering.

F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest.

F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.

F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004.

F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.

F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.

F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 19, 2022 Filed Oct 19, 2022 17:09 UTC	AVALARA, INC. AVLR · Entity 123010	Disposition to issuerCommon Stock	220,000	$93.50	$20,570,000.00	Disclosure SEC source: 0001209191-22-054085 · doc4.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share. F2 · ownership.nature: Reflects shares previously held by trusts for the benefit of members of the Reporting Person's family. Read SEC document
October 19, 2022 Filed Oct 19, 2022 17:09 UTC	AVALARA, INC. AVLR · Entity 123010	Disposition to issuerCommon Stock	4,597	$93.50	$429,819.50	Disclosure SEC source: 0001209191-22-054085 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share. F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share. Read SEC document
June 08, 2022 Filed Jun 9, 2022 19:59 UTC	AVALARA, INC. AVLR · Entity 123010	GrantCommon Stock	2,254	$0.00	$0.00	Disclosure SEC source: 0001209191-22-035651 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,597 Read SEC document
June 03, 2021 Filed Jun 7, 2021 17:21 UTC	AVALARA, INC. AVLR · Entity 123010	GrantCommon Stock	1,591	$0.00	$0.00	Disclosure SEC source: 0001209191-21-038715 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,343 Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:54 UTC	AVALARA, INC. AVLR · Entity 123010	Exercise / conversionStock Option (right to buy) · Derivative	2,459	$0.00 Strike: $72.67	$0.00	Disclosure SEC source: 0001209191-20-059520 · doc4.xml · derivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,459 shares Expires 2029-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:54 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	3,491	$152.90	$533,773.90	Disclosure SEC source: 0001209191-20-059520 · doc4.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.8456 to $153.12, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range. Read SEC document
November 17, 2020 Filed Nov 19, 2020 18:54 UTC	AVALARA, INC. AVLR · Entity 123010	Exercise / conversionCommon Stock	2,459	$72.67	$178,695.53	Disclosure SEC source: 0001209191-20-059520 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 11, 2020 Filed Jun 15, 2020 17:15 UTC	AVALARA, INC. AVLR · Entity 123010	GrantStock Option (right to buy) · Derivative	1,927	$0.00 Strike: $99.65	$0.00	Disclosure SEC source: 0001209191-20-036683 · doc4.xml · derivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927 Underlying: Common Stock · 1,927 shares Expires 2030-06-11 F2 · derivative.exercise_date: The option vests and becomes exercisable in full on the earlier to occur of June 11, 2021, or the date immediately prior to the date of the 2021 annual meeting of the Issuer's shareholders. Read SEC document
June 11, 2020 Filed Jun 15, 2020 17:15 UTC	AVALARA, INC. AVLR · Entity 123010	GrantCommon Stock	752	$0.00	$0.00	Disclosure SEC source: 0001209191-20-036683 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,784 Read SEC document
June 02, 2020 Filed Jun 4, 2020 17:07 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	3,204	$110.24	$353,208.96	Disclosure SEC source: 0001209191-20-034465 · doc4.xml · nonDerivative · entry 6 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 220,000 F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.13 to $110.36, inclusive. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of the Reporting Person's family. Read SEC document
June 02, 2020 Filed Jun 4, 2020 17:07 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	40,305	$109.37	$4,408,157.85	Disclosure SEC source: 0001209191-20-034465 · doc4.xml · nonDerivative · entry 5 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 223,204 F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.12 to $110.11, inclusive. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of the Reporting Person's family. Read SEC document
June 02, 2020 Filed Jun 4, 2020 17:07 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	28,179	$108.69	$3,062,775.51	Disclosure SEC source: 0001209191-20-034465 · doc4.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 263,509 F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.12 to $109.115, inclusive. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of the Reporting Person's family. Read SEC document
June 02, 2020 Filed Jun 4, 2020 17:07 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	9,355	$107.53	$1,005,943.15	Disclosure SEC source: 0001209191-20-034465 · doc4.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 291,688 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.12 to $108.06, inclusive. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of the Reporting Person's family. Read SEC document
June 02, 2020 Filed Jun 4, 2020 17:07 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	15,319	$106.69	$1,634,384.11	Disclosure SEC source: 0001209191-20-034465 · doc4.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 301,043 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.11 to $107.10, inclusive. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of the Reporting Person's family. Read SEC document
June 02, 2020 Filed Jun 4, 2020 17:07 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	5,769	$105.62	$609,321.78	Disclosure SEC source: 0001209191-20-034465 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 316,362 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.11 to $106.095, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) through (7) to this Form 4. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of the Reporting Person's family. Read SEC document
August 26, 2019 Filed Aug 28, 2019 16:16 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	55,833	$86.62	$4,836,477.79	Disclosure SEC source: 0000950142-19-001860 · es1901043_4-gilhuly.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. The 55,833 shares were sold in multiple transactions at prices ranging from $86.50 to $86.81, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held directly by Sageview Capital LP ("SC"). Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. Mr. Gilhuly disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
August 26, 2019 Filed Aug 28, 2019 16:16 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	19,167	$86.10	$1,650,292.12	Disclosure SEC source: 0000950142-19-001860 · es1901043_4-gilhuly.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 55,833 F1 · price: The price reported in Column 4 is a weighted average price. The 19,167 shares were sold in multiple transactions at prices ranging from $85.50 to $86.49, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held directly by Sageview Capital LP ("SC"). Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. Mr. Gilhuly disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
August 21, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	GiftCommon Stock	126,750	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 9 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 322,131 F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 21, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	2,014	$86.72	$174,645.82	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 8 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 448,881 F7 · price: The price reported in Column 4 is a weighted average price. The 2,014 shares were sold in multiple transactions at prices ranging from $86.50 to $87.07, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 21, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	34,144	$85.90	$2,932,952.53	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 7 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 450,895 F6 · price: The price reported in Column 4 is a weighted average price. The 34,144 shares were sold in multiple transactions at prices ranging from $85.50 to $86.42, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 21, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	36,861	$85.15	$3,138,610.94	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 6 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 485,039 F5 · price: The price reported in Column 4 is a weighted average price. The 36,861 shares were sold in multiple transactions at prices ranging from $84.50 to $85.49, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 20, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	1,138	$84.00	$95,592.00	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 5 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 521,900 F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 19, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	GiftCommon Stock	123,250	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 523,038 F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 19, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	36,086	$87.03	$3,140,485.19	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 646,288 F4 · price: The price reported in Column 4 is a weighted average price. The 36,086 shares were sold in multiple transactions at prices ranging from $87.00 to $87.27, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 19, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	25,060	$86.80	$2,175,175.42	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 682,374 F3 · price: The price reported in Column 4 is a weighted average price. The 25,060 shares were sold in multiple transactions at prices ranging from $86.00 to $86.99, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 19, 2019 Filed Aug 21, 2019 19:01 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	114,697	$85.39	$9,794,114.47	Disclosure SEC source: 0000950142-19-001826 · es1901027_4-gilhuly.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 707,434 F1 · price: The price reported in Column 4 is a weighted average price. The 114,697 shares were sold in multiple transactions at prices ranging from $85.00 to $85.98, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 12, 2019 Filed Aug 14, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	332,914	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001779 · es1900988_4-gilhuly.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 822,131 F2 · kind: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F6 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. Read SEC document
August 12, 2019 Filed Aug 14, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	256,149	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001779 · es1900988_4-gilhuly.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly is a co-president of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity he may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Mr. Gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
August 12, 2019 Filed Aug 14, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	144,531	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001779 · es1900988_4-gilhuly.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly is a co-president of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity he may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Mr. Gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
August 12, 2019 Filed Aug 14, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	1,981,185	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001779 · es1900988_4-gilhuly.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · kind: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On August 12, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly is a co-president of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity he may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly is a managing member and controlling person of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Mr. Gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2019 Filed Jun 21, 2019 17:32 UTC	AVALARA, INC. AVLR · Entity 123010	GrantStock Option (right to buy) · Derivative	2,459	$0.00 Strike: $72.67	$0.00	Disclosure SEC source: 0001209191-19-038597 · doc4.xml · derivative · entry 7 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,459 Underlying: Common Stock · 2,459 shares Expires 2029-06-19 F7 · derivative.exercise_date: The option will vest and become exercisable upon the earlier of (a) the one-year anniversary of the grant date or (b) the day prior to the Company's next annual meeting occurring after the grant date. Read SEC document
June 19, 2019 Filed Jun 21, 2019 17:32 UTC	AVALARA, INC. AVLR · Entity 123010	GrantCommon Stock	1,032	$0.00	$0.00	Disclosure SEC source: 0001209191-19-038597 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032 Read SEC document
June 10, 2019 Filed Jun 12, 2019 16:36 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	194,649	$70.75	$13,771,416.75	Disclosure SEC source: 0000950142-19-001324 · es1900786_4-gilhuly.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 256,149 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly is a co-president of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity he may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Mr. Gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 10, 2019 Filed Jun 12, 2019 16:36 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	109,830	$70.75	$7,770,472.50	Disclosure SEC source: 0000950142-19-001324 · es1900786_4-gilhuly.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 144,531 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly is a co-president of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity he may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Mr. Gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 10, 2019 Filed Jun 12, 2019 16:36 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	1,505,521	$70.75	$106,515,610.75	Disclosure SEC source: 0000950142-19-001324 · es1900786_4-gilhuly.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,981,185 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly is a co-president of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity he may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly is a managing member and controlling person of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Mr. Gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 20, 2019 Filed May 22, 2019 18:28 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	268,852	$69.00	$18,550,788.00	Disclosure SEC source: 0000950142-19-001131 · es1900730_4-avlr1.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 450,798 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 20, 2019 Filed May 22, 2019 18:28 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	151,699	$69.00	$10,467,231.00	Disclosure SEC source: 0000950142-19-001131 · es1900730_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 254,361 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 20, 2019 Filed May 22, 2019 18:28 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	2,079,449	$69.00	$143,481,981.00	Disclosure SEC source: 0000950142-19-001131 · es1900730_4-avlr1.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,486,706 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	489,217	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 5 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 489,217 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F7 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Stuart's family as a result of the distributions referred to in Note (2) above. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	489,217	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 489,217 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F6 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family as a result of the distributions referred to in Note (2) above. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	376,393	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 719,650 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F5 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	212,378	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 406,060 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F4 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	2,911,229	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,566,155 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F3 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:14 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	103,777	$50.10	$5,199,227.70	Disclosure SEC source: 0000950142-19-000359 · es1900287_4-avlr1.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,096,043 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:14 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	58,556	$50.10	$2,933,655.60	Disclosure SEC source: 0000950142-19-000359 · es1900287_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 618,438 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:14 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	802,667	$50.10	$40,213,616.70	Disclosure SEC source: 0000950142-19-000359 · es1900287_4-avlr1.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,477,384 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 20, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	255,948	$47.25	$12,093,543.00	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 6 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,199,820 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 20, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	144,417	$47.25	$6,823,703.25	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 676,994 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 20, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	1,979,635	$47.25	$93,537,753.75	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,280,051 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 15, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	201,639	$48.60	$9,799,655.40	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 5 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,455,768 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.