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WEBER PHILLIP J

Disclosed activity across 1 company

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172597
SEC CIK
0001473945

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Forestar Group Inc.FOR · Entity 4727Chief Executive OfficerOctober 05, 2017October 10, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Forestar Group Inc.

Report date October 05, 2017 · Filed October 10, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,660 Ending reported balance After 2017-10-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-10-05 · Disposition to issuer · Disposed 78,945 · Balance 0

F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among D.R. Horton, Inc., Force Merger Sub, Inc. and Forestar Group Inc. (the "Issuer"), each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive either (i) a cash payment of $17.75 per share (the "Cash Consideration") or (ii) one new share of Common Stock, at the election of the holder and subject to proration. Due to proration, each holder of Common Stock who elected Cash Consideration received the Cash Consideration for 89.030037% of the shares subject to such election (rounded the nearest whole number) and one new share of Common Stock for the remainder of the shares of Common Stock subject to such election.

F2: The Reporting Person elected to receive Cash Consideration in the Merger, which was subject to proration as described in footnote 1.

Row 2 · 2017-10-05 · Grant · Acquired 8,660 · Balance 8,660

F2: The Reporting Person elected to receive Cash Consideration in the Merger, which was subject to proration as described in footnote 1.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.11 · Expires 2022-02-14Direct0 Reported balance After 2017-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-10-05 · Disposition to issuer · Disposed 22,130 · Balance 0

F3: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.08 · Expires 2025-02-10Direct0 Reported balance After 2017-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-10-05 · Disposition to issuer · Disposed 25,268 · Balance 0

F3: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.43 · Expires 2025-09-25Direct0 Reported balance After 2017-10-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-10-05 · Disposition to issuer · Disposed 90,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-10-05 · Disposition to issuer · Disposed 27,132 · Balance 0

F4: Restricted share units accrued under a Company plan to be settled in stock following Reporting Person's retirement. Restricted share units are vested on the date of grant.

F3: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-02-10Direct0 Reported balance After 2017-10-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-10-05 · Disposition to issuer · Disposed 25,474 · Balance 0

F5: Each market stock unit represented a contingent right to receive a variable number of shares of Common Stock based on the percent change in stock price (plus dividends if applicable) during the applicable three-year performance period, as further provided in the applicable award agreement. Pursuant to the Merger Agreement and the terms of the applicable market stock unit award agreement, upon the effectiveness of the Merger, each outstanding market stock unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration payable on 1.213654 shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among D.R. Horton, Inc., Force Merger Sub, Inc. and Forestar Group Inc. (the "Issuer"), each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive either (i) a cash payment of $17.75 per share (the "Cash Consideration") or (ii) one new share of Common Stock, at the election of the holder and subject to proration. Due to proration, each holder of Common Stock who elected Cash Consideration received the Cash Consideration for 89.030037% of the shares subject to such election (rounded the nearest whole number) and one new share of Common Stock for the remainder of the shares of Common Stock subject to such election.

F2: The Reporting Person elected to receive Cash Consideration in the Merger, which was subject to proration as described in footnote 1.

F3: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

F4: Restricted share units accrued under a Company plan to be settled in stock following Reporting Person's retirement. Restricted share units are vested on the date of grant.

F5: Each market stock unit represented a contingent right to receive a variable number of shares of Common Stock based on the percent change in stock price (plus dividends if applicable) during the applicable three-year performance period, as further provided in the applicable award agreement. Pursuant to the Merger Agreement and the terms of the applicable market stock unit award agreement, upon the effectiveness of the Merger, each outstanding market stock unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration payable on 1.213654 shares of Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2017 Filed Oct 10, 2017 15:59 UTC Forestar Group Inc. FOR · Entity 4727 Disposition to issuerMarket Stock Units · Derivative 25,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-056413 · doc4.xml · derivative · entry 7

WEBER PHILLIP J · CIK 0001473945 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,916 shares

Expires 2018-02-10

F5 · derivative.exercise_price: Each market stock unit represented a contingent right to receive a variable number of shares of Common Stock based on the percent change in stock price (plus dividends if applicable) during the applicable three-year performance period, as further provided in the applicable award agreement. Pursuant to the Merger Agreement and the terms of the applicable market stock unit award agreement, upon the effectiveness of the Merger, each outstanding market stock unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration payable on 1.213654 shares of Common Stock.

F5 · price: Each market stock unit represented a contingent right to receive a variable number of shares of Common Stock based on the percent change in stock price (plus dividends if applicable) during the applicable three-year performance period, as further provided in the applicable award agreement. Pursuant to the Merger Agreement and the terms of the applicable market stock unit award agreement, upon the effectiveness of the Merger, each outstanding market stock unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration payable on 1.213654 shares of Common Stock.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 15:59 UTC Forestar Group Inc. FOR · Entity 4727 Disposition to issuerRestricted Share Units · Derivative 27,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-056413 · doc4.xml · derivative · entry 6

WEBER PHILLIP J · CIK 0001473945 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,132 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted share units accrued under a Company plan to be settled in stock following Reporting Person's retirement. Restricted share units are vested on the date of grant.

F3 · price: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

F4 · derivative.exercise_date: Restricted share units accrued under a Company plan to be settled in stock following Reporting Person's retirement. Restricted share units are vested on the date of grant.

F4 · derivative.expiration_date: Restricted share units accrued under a Company plan to be settled in stock following Reporting Person's retirement. Restricted share units are vested on the date of grant.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 15:59 UTC Forestar Group Inc. FOR · Entity 4727 Disposition to issuerOption (right to buy) · Derivative 90,000 Not disclosed Strike: $13.43 Not disclosed
Disclosure

SEC source: 0001209191-17-056413 · doc4.xml · derivative · entry 5

WEBER PHILLIP J · CIK 0001473945 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2025-09-25

F3 · price: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 15:59 UTC Forestar Group Inc. FOR · Entity 4727 Disposition to issuerOption (right to buy) · Derivative 25,268 Not disclosed Strike: $14.08 Not disclosed
Disclosure

SEC source: 0001209191-17-056413 · doc4.xml · derivative · entry 4

WEBER PHILLIP J · CIK 0001473945 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,268 shares

Expires 2025-02-10

F3 · price: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 15:59 UTC Forestar Group Inc. FOR · Entity 4727 Disposition to issuerOption (right to buy) · Derivative 22,130 Not disclosed Strike: $16.11 Not disclosed
Disclosure

SEC source: 0001209191-17-056413 · doc4.xml · derivative · entry 3

WEBER PHILLIP J · CIK 0001473945 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,130 shares

Expires 2022-02-14

F3 · price: Pursuant to the Merger Agreement, upon the effectiveness of the Merger, each outstanding Issuer restricted share unit was cancelled and converted into the right to receive an amount of cash equal to the Cash Consideration, and each Issuer option to purchase Common Stock was cancelled and converted into the right to receive an amount of cash equal to the excess, if any, of the Cash Consideration over the exercise price of such option.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 15:59 UTC Forestar Group Inc. FOR · Entity 4727 GrantCommon Stock 8,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-056413 · doc4.xml · nonDerivative · entry 2

WEBER PHILLIP J · CIK 0001473945 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

F2 · price: The Reporting Person elected to receive Cash Consideration in the Merger, which was subject to proration as described in footnote 1.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 15:59 UTC Forestar Group Inc. FOR · Entity 4727 Disposition to issuerCommon Stock 78,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-056413 · doc4.xml · nonDerivative · entry 1

WEBER PHILLIP J · CIK 0001473945 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among D.R. Horton, Inc., Force Merger Sub, Inc. and Forestar Group Inc. (the "Issuer"), each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive either (i) a cash payment of $17.75 per share (the "Cash Consideration") or (ii) one new share of Common Stock, at the election of the holder and subject to proration. Due to proration, each holder of Common Stock who elected Cash Consideration received the Cash Consideration for 89.030037% of the shares subject to such election (rounded the nearest whole number) and one new share of Common Stock for the remainder of the shares of Common Stock subject to such election.

F2 · price: The Reporting Person elected to receive Cash Consideration in the Merger, which was subject to proration as described in footnote 1.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 18:02 UTC Forestar Group Inc. FOR · Entity 4727 Tax withholdingCommon Stock 7,147 $13.00 $92,911.00
Disclosure

SEC source: 0001209191-17-021817 · doc4.xml · nonDerivative · entry 2

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,945

Read SEC document
March 16, 2017 Filed Mar 20, 2017 18:02 UTC Forestar Group Inc. FOR · Entity 4727 GrantCommon Stock 24,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021817 · doc4.xml · nonDerivative · entry 1

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,092

F1 · price: Represents vesting of 2014 Performance Stock Units

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:31 UTC Forestar Group Inc. FOR · Entity 4727 Exercise / conversionMarket Stock Units · Derivative 9,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011368 · doc4.xml · derivative · entry 11

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,126 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Number of shares to be received upon vesting will vary depending upon performance of Company stock over the performance period.

F10 · derivative.exercise_date: Number of shares to be received upon vesting will vary depending upon performance of Company stock over the performance period.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:31 UTC Forestar Group Inc. FOR · Entity 4727 Tax withholdingCommon Stock 1,607 $12.95 $20,810.65
Disclosure

SEC source: 0001209191-17-011368 · doc4.xml · nonDerivative · entry 2

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,676

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:31 UTC Forestar Group Inc. FOR · Entity 4727 Exercise / conversionCommon Stock 5,873 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-011368 · doc4.xml · nonDerivative · entry 1

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents vesting of previously reported Market Stock Units.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 13:44 UTC Forestar Group Inc. FOR · Entity 4727 Exercise / conversionRestricted Share Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009892 · doc4.xml · derivative · entry 12

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Restricted share units granted on 02/11/2014 will vest as follows: 2,000 on 02/11/2015; 1,999 on 02/11/2016; 2,000 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date.

F10 · derivative.exercise_price: Restricted share units granted on 02/11/2014 will vest as follows: 2,000 on 02/11/2015; 1,999 on 02/11/2016; 2,000 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date.

F10 · derivative.exercise_date: Restricted share units granted on 02/11/2014 will vest as follows: 2,000 on 02/11/2015; 1,999 on 02/11/2016; 2,000 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date.

F10 · derivative.expiration_date: Restricted share units granted on 02/11/2014 will vest as follows: 2,000 on 02/11/2015; 1,999 on 02/11/2016; 2,000 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 13:44 UTC Forestar Group Inc. FOR · Entity 4727 Disposition to issuerCommon Stock 2,000 $13.00 $26,000.00
Disclosure

SEC source: 0001209191-17-009892 · doc4.xml · nonDerivative · entry 4

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,410

F2 · shares: Restricted share units vested 02/11/2017. Restricted stock units are being settled for cash based on the fair market value on 02/11/2017.

Read SEC document
February 11, 2017 Filed Feb 13, 2017 13:44 UTC Forestar Group Inc. FOR · Entity 4727 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009892 · doc4.xml · nonDerivative · entry 3

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted share units vested 02/11/2017. Restricted stock units are being settled for cash based on the fair market value on 02/11/2017.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 13:44 UTC Forestar Group Inc. FOR · Entity 4727 Exercise / conversionRestricted Share Units · Derivative 13,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009892 · doc4.xml · derivative · entry 13

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,132

Underlying: Common Stock · 13,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Restricted share units granted on 02/09/2016 will vest as follows: 13,566 on 02/09/2017; 13,566 on 02/09/2018; 13,566 on 02/09/2019. Restricted share units will be settled with stock.

F11 · derivative.exercise_price: Restricted share units granted on 02/09/2016 will vest as follows: 13,566 on 02/09/2017; 13,566 on 02/09/2018; 13,566 on 02/09/2019. Restricted share units will be settled with stock.

F11 · derivative.exercise_date: Restricted share units granted on 02/09/2016 will vest as follows: 13,566 on 02/09/2017; 13,566 on 02/09/2018; 13,566 on 02/09/2019. Restricted share units will be settled with stock.

F11 · derivative.expiration_date: Restricted share units granted on 02/09/2016 will vest as follows: 13,566 on 02/09/2017; 13,566 on 02/09/2018; 13,566 on 02/09/2019. Restricted share units will be settled with stock.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 13:44 UTC Forestar Group Inc. FOR · Entity 4727 Tax withholdingCommon Stock 3,933 $12.70 $49,949.10
Disclosure

SEC source: 0001209191-17-009892 · doc4.xml · nonDerivative · entry 2

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,410

Read SEC document
February 09, 2017 Filed Feb 13, 2017 13:44 UTC Forestar Group Inc. FOR · Entity 4727 Exercise / conversionCommon Stock 13,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009892 · doc4.xml · nonDerivative · entry 1

WEBER PHILLIP J · CIK 0001473945 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted share units vested 02/09/2017. Restricted stock units are being settled in stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.