Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | July 31, 2007 | August 03, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date July 31, 2007 · Filed August 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Exchangeable SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy 1654841 Ontario Inc. | 1,499,231 |
Reported balance
After 2007-07-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-07-31 · Gift · Disposed 33,650 · Balance 1,499,231 F1: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F2: The Reporting person also holds 842,553 exchangeable shares, by Firelight Investments.; and 18,501 exchangeable shares, directly. |
Filing footnotes · ownership attribution and instrument terms
F1: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins.
F2: The Reporting person also holds 842,553 exchangeable shares, by Firelight Investments.; and 18,501 exchangeable shares, directly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 36,000 | $61.50 Strike: $0.00 | $2,214,000.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By 2008942 Ontario Inc. Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. Read SEC document |
| December 02, 2003 Filed Dec 4, 2003 17:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-03-000182 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2013-12-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004. Read SEC document |
| December 02, 2003 Filed Mar 3, 2004 21:40 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-04-000037 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2013-12-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004. F2 · balance_after: This amendment is filed to correct the number of stock options granted on December 2, 2003 Read SEC document |
| August 01, 2003 Filed Aug 7, 2003 20:24 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001164727-03-000136 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 1,153,125 Underlying: Common Stock · 20,000 shares Expires 1988-08-08 F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F2 · kind: Gift by Reporting Person to The Foundation of Polytechnique of Montreal, Quebec, Canada. F3 · derivative.underlying_shares: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; 80,736 exchangeable shares, indirectly by 2008942 Ontario Inc.; and 18,501 exchangeable shares, directly. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001164727-03-000122 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 1,153,125 Underlying: Common Stock · 20,000 shares Expires 1988-08-08 F1 · security: The Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited (formerly 4011686 Canada Inc.), a corporation existing under the laws of Canada and wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a one-for-one basis at the option of the holder at any time after February 16, 2002, pursuant to the terms set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of that certain Arrangement Agreement, dated November 14, 2001, between Franco-Nevada Mining Corporation Limited and Newmont Gold Company (formerly known as Newmont Mining Corporation). Pursuant to that certain Voting and Exchange Trust Agreement, between the Issuer, Newmont Mining Corporation of Canada Limited (formerly 4011686 Canada Inc.) and Computershare Trust Company of Canada (the "Trustee"), holders of Exchangeable Shares are entitled to direct the Trustee to cast the votes attaching t F2 · kind: Gift by Reporting Person to The Foundation of Polytechnique of Montreal, Quebec, Canada. F3 · derivative.underlying_shares: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; 80,736 exchangeable shares, indirectly by 2008942 Ontario Inc.; and 18,501 exchangeable shares, directly. Read SEC document |
| May 08, 2003 Filed May 12, 2003 18:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 15,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001164727-03-000105 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 1,173,125 Underlying: Common Stock · 15,200 shares Expires 1988-08-08 F1 · security: The Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited (formerly 4011686 Canada Inc.), a corporation existing under the laws of Canada and wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a one-for-one basis at the option of the holder at any time after February 16, 2002, pursuant to the terms set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of that certain Arrangement Agreement, dated November 14, 2001, between Franco-Nevada Mining Corporation Limited and Newmont Gold Company (formerly known as Newmont Mining Corporation). Pursuant to that certain Voting and Exchange Trust Agreement, between the Issuer, Newmont Mining Corporation of Canada Limited (formerly 4011686 Canada Inc.) and Computershare Trust Company of Canada (the "Trustee"), holders of Exchangeable Shares are entitled to direct the Trustee to cast the votes attaching t F2 · kind: Gift by Reporting Person to The Foundation of Polytechnique of Montreal, Quebec, Canada. F3 · derivative.underlying_shares: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; 80,736 exchangeable shares, indirectly by 2008942 Ontario Inc.; and 18,501 exchangeable shares, directly. Read SEC document |
| May 06, 2003 Filed May 9, 2003 19:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-03-000096 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2013-05-06 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.