Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | July 31, 2007 | August 03, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date July 31, 2007 · Filed August 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Exchangeable SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy 1654841 Ontario Inc. | 1,499,231 |
Reported balance
After 2007-07-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-07-31 · Gift · Disposed 33,650 · Balance 1,499,231 F1: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F2: The Reporting person also holds 842,553 exchangeable shares, by Firelight Investments.; and 18,501 exchangeable shares, directly. |
Filing footnotes · ownership attribution and instrument terms
F1: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins.
F2: The Reporting person also holds 842,553 exchangeable shares, by Firelight Investments.; and 18,501 exchangeable shares, directly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 192,000 | $0.00 Strike: $14.69 | $0.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · derivative · entry 22 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 192,000 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, which provided for vesting in ten equal annual installments beginning June 26, 1996, was assumed by the Issuer pursuant to a plan of arrangement between the Issuer and Franco-Nevada Mining Corporation Limited effective February 16, 2002 and replaced with an option to purchase 192,000 shares of the Issurer stock for $14.69 per share. Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 12,000 | $49.52 | $594,240.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 20 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,284 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 25,000 | $49.53 | $1,238,250.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 19 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,284 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 13,860 | $49.56 | $686,901.60 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 18 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,284 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,500 | $49.62 | $272,910.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 17 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,144 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $49.59 | $247,950.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 16 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,644 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $49.60 | $496,000.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 15 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,644 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 22,500 | $49.54 | $1,114,650.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 14 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,644 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $49.58 | $495,800.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 13 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,144 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 9,300 | $49.57 | $461,001.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 12 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,144 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 11,800 | $49.55 | $584,690.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 11 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,444 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 67,040 | $49.51 | $3,319,150.40 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 10 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,244 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 192,000 | $14.69 | $2,820,480.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 9 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,160 | $49.51 | $57,431.60 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 8 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,284 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 170,600 | $49.50 | $8,444,700.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 7 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,444 Read SEC document |
| November 12, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 171,760 | $10.71 | $1,839,549.60 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 6 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 221,760 | $0.00 Strike: $10.71 | $0.00 |
DisclosureSEC source: 0001164727-04-000137 · edgar.xml · derivative · entry 21 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 221,760 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, which provided for vesting in ten equal annual installments beginning June 26, 1996, was assumed by the Issuer pursuant to a plan of arrangement between the Issuer and Franco-Nevada Mining Corporation Limited effective February 16, 2002 and replaced with an option to purchase 221,760 shares of the Issurer stock for $10.71 per share. Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 29,500 | $49.50 | $1,460,250.00 |
DisclosureSEC source: 0001164727-04-000137 · edgar.xml · nonDerivative · entry 5 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,284 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 17,200 | $49.51 | $851,572.00 |
DisclosureSEC source: 0001164727-04-000137 · edgar.xml · nonDerivative · entry 4 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,784 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 500 | $49.54 | $24,770.00 |
DisclosureSEC source: 0001164727-04-000137 · edgar.xml · nonDerivative · entry 3 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,984 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,800 | $49.55 | $138,740.00 |
DisclosureSEC source: 0001164727-04-000137 · edgar.xml · nonDerivative · entry 2 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,484 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 50,000 | $10.71 | $535,500.00 |
DisclosureSEC source: 0001164727-04-000137 · edgar.xml · nonDerivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 221,760 | $0.00 Strike: $10.71 | $0.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · derivative · entry 21 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 221,760 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, which provided for vesting in ten equal annual installments beginning June 26, 1996, was assumed by the Issuer pursuant to a plan of arrangement between the Issuer and Franco-Nevada Mining Corporation Limited effective February 16, 2002 and replaced with an option to purchase 221,760 shares of the Issurer stock for $10.71 per share. Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 29,500 | $49.50 | $1,460,250.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 5 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,284 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 17,200 | $49.51 | $851,572.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 4 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,784 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 500 | $49.54 | $24,770.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 3 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,984 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,800 | $49.55 | $138,740.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 2 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,484 Read SEC document |
| November 09, 2004 Filed Nov 13, 2004 00:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 50,000 | $10.71 | $535,500.00 |
DisclosureSEC source: 0001164727-04-000138 · edgar.xml · nonDerivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2004 Filed Nov 13, 2004 00:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $49.59 | $247,950.00 |
DisclosureSEC source: 0001164727-04-000137 · edgar.xml · nonDerivative · entry 16 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,644 Read SEC document |
| November 01, 2004 Filed Nov 2, 2004 23:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 28,000 | $57.26 Strike: $0.00 | $1,603,280.00 |
DisclosureSEC source: 0001164727-04-000131 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Lassonde Family Trust Disclosed balance after: 28,032 Underlying: Common Stock · 28,000 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F3 · balance_after: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 850,517 exchangeable shares, indirectly by Firelight Investment Ltd; and 18,501 exchangeable shares, directly. Read SEC document |
| June 22, 2004 Filed Jun 24, 2004 15:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 4,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000084 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 850,517 Underlying: Common Stock · 4,800 shares Expires not disclosed F2 · kind: Gift by Reporting Person to the University of Utah. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F3 · balance_after: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 18:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $40.43 | $0.00 |
DisclosureSEC source: 0001164727-04-000064 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2014-04-27 F1 · derivative.exercise_date: The option vests in three annual equal installments beginning April 27, 2005. Read SEC document |
| March 18, 2004 Filed Mar 22, 2004 20:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,354 | $44.38 | $104,470.52 |
DisclosureSEC source: 0001164727-04-000039 · edgar.xml · nonDerivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,284 Read SEC document |
| February 26, 2004 Filed Mar 22, 2004 20:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 17,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000039 · edgar.xml · derivative · entry 2 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 855,317 Underlying: Common Stock · 17,550 shares Expires not disclosed F2 · kind: Gift by Reporting Person to the University of Toronto. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F3 · balance_after: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 23:20 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 21,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000031 · edgar.xml · nonDerivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,638 Read SEC document |
| January 30, 2004 Filed Feb 11, 2004 21:33 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 1,808 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000032 · edgar.xml · derivative · entry 2 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 872,867 Underlying: Common Stock · 1,808 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F2 · kind: Gift by Reporting Person to the University of Utah. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F3 · balance_after: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| January 27, 2004 Filed Feb 11, 2004 21:33 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 2,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000032 · edgar.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 874,675 Underlying: Common Stock · 2,322 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. F2 · kind: Gift by Reporting Person to the University of Utah. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins. Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 16:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 2,485 | $0.00 | $0.00 |
DisclosureSEC source: 0000950127-03-001470 · a03-0687_ex.xml · derivative · entry 2 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 876,997 Underlying: Common Stock · 2,485 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F1 · derivative.exercise_price: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · kind: Gift by Reporting Person to York University, Toronto, Canada. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F4 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 46,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 16:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftExchangeable Shares · Derivative | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0000950127-03-001470 · a03-0687_ex.xml · derivative · entry 1 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 879,482 Underlying: Common Stock · 790 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F1 · derivative.exercise_price: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · kind: Gift by Reporting Person to Ecole Marie-Clarac School, Montreal, Canada. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 24,000 | $62.25 Strike: $0.00 | $1,494,000.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 12 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 880,272 Underlying: Common Stock · 24,000 shares Expires not disclosed F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 55,000 | $61.80 Strike: $0.00 | $3,399,000.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 11 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 904,272 Underlying: Common Stock · 55,000 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 27,000 | $61.68 Strike: $0.00 | $1,665,360.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 10 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 959,272 Underlying: Common Stock · 27,000 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 84,000 | $61.50 Strike: $0.00 | $5,166,000.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 9 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 986,272 Underlying: Common Stock · 84,000 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 10,350 | $62.25 Strike: $0.00 | $644,287.50 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 8 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 1,070,272 Underlying: Common Stock · 10,350 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 25,003 | $61.80 Strike: $0.00 | $1,545,185.40 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 7 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 1,080,622 Underlying: Common Stock · 25,003 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 11,500 | $61.68 Strike: $0.00 | $709,320.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 6 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 1,105,625 Underlying: Common Stock · 11,500 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 36,000 | $61.50 Strike: $0.00 | $2,214,000.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 5 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Firelight Investments Ltd. Disclosed balance after: 1,117,125 Underlying: Common Stock · 36,000 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F3 · balance_after: The Reporting Person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 56,032 exchangeable shares, indirectly by Lassonde Family Trust; and 18,501 exchangeable shares, directly. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 10,350 | $62.25 Strike: $0.00 | $644,287.50 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 4 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By 2008942 Ontario Inc. Disclosed balance after: 0 Underlying: Common Stock · 10,350 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 22,886 | $61.80 Strike: $0.00 | $1,414,354.80 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 3 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By 2008942 Ontario Inc. Disclosed balance after: 0 Underlying: Common Stock · 22,886 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 11,500 | $61.68 Strike: $0.00 | $709,320.00 |
DisclosureSEC source: 0000950127-03-001443 · a03-0679_ex.xml · derivative · entry 2 LASSONDE PIERRE · CIK 0001168059 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By 2008942 Ontario Inc. Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires not disclosed F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: The price is listed in Canadian dollars. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.