Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guidewire Software, Inc.GWRE · Entity 3313 | Chief Business Officer | October 16, 2017 | October 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guidewire Software, Inc.
Report date October 16, 2017 · Filed October 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 800 |
Ending reported balance
After 2017-10-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-10-16 · Exercise / conversion · Acquired 583 · Balance 1,383 Row 2 · 2017-10-16 · Exercise / conversion · Acquired 199 · Balance 1,582 Row 3 · 2017-10-16 · Sale · Disposed 782 · Balance 800 F1: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.80 · Expires 2023-12-05 | Direct | 199 |
Reported balance
After 2017-10-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-10-16 · Exercise / conversion · Disposed 198 · Balance 199 F2: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.80 · Expires 2023-12-05 | Direct | 583 |
Reported balance
After 2017-10-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-16 · Exercise / conversion · Disposed 583 · Balance 583 F2: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 500 |
Reported balance
Holding disclosure · report date 2017-10-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 500 |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.
F2: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2016 Filed Sep 15, 2016 20:34 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantRestricted Stock Unit · Derivative | 4,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000070 · edgardoc.xml · derivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 4,500 shares Expires 2026-09-13 F3 · derivative.exercise_date: Each Performance Restricted Stock Unit ("Performance RSU") represents a contingent right to receive, pursuant to the Issuer's 2011 Stock Plan and Long-Term Incentive Plan, one share of the Issuer's common stock. Between 0% to 200% of the reported target number of Performance RSUs may be earned, based on the Company's total shareholder return percentile ranking relative to the software companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2016 and ending July 31, 2019 (the "Performance Measurement Period"). All earned Performance RSUs will vest at the end of the Performance Measurement Period, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 20:34 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantRestricted Stock Unit · Derivative | 4,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000070 · edgardoc.xml · derivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 4,500 shares Expires 2026-09-13 F2 · derivative.exercise_date: The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2017 fiscal year. If the performance-based conditions for fiscal year 2017 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2017 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2016 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2017 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 20:34 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantRestricted Stock Unit · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000070 · edgardoc.xml · derivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2026-09-13 F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:27 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 93 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001635563-16-000031 · edgardoc.xml · derivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407 Underlying: Common Stock · 93 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:27 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 93 | $62.73 | $5,833.89 |
DisclosureSEC source: 0001635563-16-000031 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:27 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 93 | $45.27 | $4,210.11 |
DisclosureSEC source: 0001635563-16-000031 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.