Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guidewire Software, Inc.GWRE · Entity 3313 | Chief Business Officer | October 16, 2017 | October 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guidewire Software, Inc.
Report date October 16, 2017 · Filed October 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 800 |
Ending reported balance
After 2017-10-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-10-16 · Exercise / conversion · Acquired 583 · Balance 1,383 Row 2 · 2017-10-16 · Exercise / conversion · Acquired 199 · Balance 1,582 Row 3 · 2017-10-16 · Sale · Disposed 782 · Balance 800 F1: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.80 · Expires 2023-12-05 | Direct | 199 |
Reported balance
After 2017-10-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-10-16 · Exercise / conversion · Disposed 198 · Balance 199 F2: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.80 · Expires 2023-12-05 | Direct | 583 |
Reported balance
After 2017-10-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-16 · Exercise / conversion · Disposed 583 · Balance 583 F2: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 500 |
Reported balance
Holding disclosure · report date 2017-10-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 500 |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.
F2: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 94 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · derivative · entry 8 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Underlying: Common Stock · 94 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 182 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · derivative · entry 7 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,183 Underlying: Common Stock · 182 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 876 | $50.51 | $44,248.95 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 2,839 | $50.41 | $143,106.89 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,676 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 182 | $45.80 | $8,335.60 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 94 | $45.27 | $4,255.38 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 600 | $45.80 | $27,480.00 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 02:49 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 2,101 | $52.10 | $109,463.36 |
DisclosureSEC source: 0001593806-16-000081 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:35 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 8 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,438 Underlying: Common Stock · 562 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:35 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 7 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 625 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:35 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 281 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 6 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301 Underlying: Common Stock · 281 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:35 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,582 Underlying: Common Stock · 190 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:35 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,344 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 2,344 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:35 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 Underlying: Common Stock · 938 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:35 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 4,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001609633-16-000076 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:10 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 599 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-16-000080 · edgardoc.xml · derivative · entry 6 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,011 Underlying: Common Stock · 599 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:10 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 182 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-16-000080 · edgardoc.xml · derivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,365 Underlying: Common Stock · 182 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:10 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 781 | $56.16 | $43,860.96 |
DisclosureSEC source: 0001593806-16-000080 · edgardoc.xml · nonDerivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:10 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 599 | $45.80 | $27,434.20 |
DisclosureSEC source: 0001593806-16-000080 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:10 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 182 | $45.80 | $8,335.60 |
DisclosureSEC source: 0001593806-16-000080 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 00:20 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 94 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001593806-16-000078 · edgardoc.xml · derivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219 Underlying: Common Stock · 94 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 00:20 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 94 | $57.62 | $5,416.28 |
DisclosureSEC source: 0001593806-16-000078 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 00:20 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 94 | $45.27 | $4,255.38 |
DisclosureSEC source: 0001593806-16-000078 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 599 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001609633-16-000064 · edgardoc.xml · derivative · entry 6 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,610 Underlying: Common Stock · 599 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 182 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001609633-16-000064 · edgardoc.xml · derivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,547 Underlying: Common Stock · 182 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 781 | $58.33 | $45,555.73 |
DisclosureSEC source: 0001609633-16-000064 · edgardoc.xml · nonDerivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 182 | $45.80 | $8,335.60 |
DisclosureSEC source: 0001609633-16-000064 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 599 | $45.80 | $27,434.20 |
DisclosureSEC source: 0001609633-16-000064 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 21:17 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 94 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001593806-16-000076 · edgardoc.xml · derivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 Underlying: Common Stock · 94 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 21:17 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 94 | $60.32 | $5,670.08 |
DisclosureSEC source: 0001593806-16-000076 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 21:17 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 94 | $45.27 | $4,255.38 |
DisclosureSEC source: 0001593806-16-000076 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 100 | $59.27 | $5,927.00 |
DisclosureSEC source: 0001593806-16-000074 · edgardoc.xml · nonDerivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 4,739 | $58.42 | $276,873.23 |
DisclosureSEC source: 0001593806-16-000074 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $58.08 to $59.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:47 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 2,353 | $59.53 | $140,066.80 |
DisclosureSEC source: 0001593806-16-000074 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,639 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · derivative · entry 17 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 625 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · derivative · entry 16 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772 Underlying: Common Stock · 282 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · derivative · entry 15 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,054 Underlying: Common Stock · 191 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,344 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · derivative · entry 14 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Underlying: Common Stock · 2,344 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · derivative · entry 13 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,256 Underlying: Common Stock · 3,750 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · derivative · entry 12 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,209 Underlying: Common Stock · 600 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 182 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · derivative · entry 11 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729 Underlying: Common Stock · 182 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 182 | $61.04 | $11,109.28 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 9 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,992 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 182 | $45.80 | $8,335.60 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 8 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 600 | $61.04 | $36,624.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 7 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,992 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 600 | $45.80 | $27,480.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 6 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:08 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 2,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001593806-16-000072 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.