Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplify Energy Corp.MPO · Entity 6295 | EVP Operations | October 21, 2017 | October 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplify Energy Corp.
Report date October 21, 2017 · Filed October 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,999 |
Ending reported balance
After 2017-10-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-10-21 · Exercise / conversion · Acquired 16,929 · Balance 28,475 Row 2 · 2017-10-21 · Tax withholding · Disposed 5,476 · Balance 22,999 |
| Option (Employee Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.66 · Expires 2026-10-21 | Direct | 101,553 |
Reported balance
Holding disclosure · report date 2017-10-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 101,553 F1: In accordance with the Company's Chapter 11 Plan of Reorganization, the Reporting Person received an award of restricted stock units and stock options (Options) granted on October 21, 2016, 1/6 of which will vest on 4/21/2017, an additional 1/6 of which will vest on 10/21/2017, an additional 1/3 of which will vest on 10/21/2018 and the final 1/3 of which will vest on 10/21/2019. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the Company's Chapter 11 Plan of Reorganization, the Reporting Person received an award of restricted stock units and stock options (Options) granted on October 21, 2016, 1/6 of which will vest on 4/21/2017, an additional 1/6 of which will vest on 10/21/2017, an additional 1/3 of which will vest on 10/21/2018 and the final 1/3 of which will vest on 10/21/2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2017 Filed Oct 23, 2017 21:45 UTC | Amplify Energy Corp. MPO · Entity 6295 | Tax withholdingCommon Stock | 5,476 | $14.75 | $80,771.00 |
DisclosureSEC source: 0001593968-17-001155 · primary_01.xml · nonDerivative · entry 2 Elkins Mitchell G. · CIK 0001545493 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,999 Read SEC document |
| October 21, 2017 Filed Oct 23, 2017 21:45 UTC | Amplify Energy Corp. MPO · Entity 6295 | Exercise / conversionCommon Stock | 16,929 | $14.75 | $249,702.75 |
DisclosureSEC source: 0001593968-17-001155 · primary_01.xml · nonDerivative · entry 1 Elkins Mitchell G. · CIK 0001545493 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 17:59 UTC | Amplify Energy Corp. MPO · Entity 6295 | Tax withholdingCommon Stock | 5,473 | $18.75 | $102,618.75 |
DisclosureSEC source: 0001593968-17-000618 · primary_01.xml · nonDerivative · entry 2 Elkins Mitchell G. · CIK 0001545493 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,546 Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 17:59 UTC | Amplify Energy Corp. MPO · Entity 6295 | Exercise / conversionCommon Stock | 16,919 | $18.75 | $317,231.25 |
DisclosureSEC source: 0001593968-17-000618 · primary_01.xml · nonDerivative · entry 1 Elkins Mitchell G. · CIK 0001545493 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 18, 2016 22:08 UTC | Amplify Energy Corp. MPO · Entity 6295 | GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-158146 · a4.xml · nonDerivative · entry 1 Elkins Mitchell G. · CIK 0001545493 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,653 Read SEC document |
| October 21, 2016 Filed Oct 26, 2016 01:58 UTC | Amplify Energy Corp. MPO · Entity 6295 | GrantOption (Employee Right to Buy) · Derivative | 101,553 | $0.00 Strike: $19.66 | $0.00 |
DisclosureSEC source: 0001104659-16-152033 · a4.xml · derivative · entry 3 Elkins Mitchell G. · CIK 0001545493 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,553 Underlying: Common Stock · 101,553 shares Expires 2026-10-21 F3 · derivative.exercise_date: In accordance with the Plan, the Reporting Person received an award of stock options ("Options") granted on the Effective Date, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. The exercise price per share of the Options is equal to the per share value based on an Issuer equity value of $600.0 million. Read SEC document |
| October 21, 2016 Filed Oct 26, 2016 01:58 UTC | Amplify Energy Corp. MPO · Entity 6295 | GrantCommon Stock | 101,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-152033 · a4.xml · nonDerivative · entry 2 Elkins Mitchell G. · CIK 0001545493 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,553 F2 · kind: In accordance with the Plan, the Reporting Person received an award of restricted stock, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. F2 · shares: In accordance with the Plan, the Reporting Person received an award of restricted stock, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. F2 · price: In accordance with the Plan, the Reporting Person received an award of restricted stock, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. Read SEC document |
| October 21, 2016 Filed Oct 26, 2016 01:58 UTC | Amplify Energy Corp. MPO · Entity 6295 | OtherCommon Stock | 44,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-152033 · a4.xml · nonDerivative · entry 1 Elkins Mitchell G. · CIK 0001545493 · EVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Issuer's First Amended Joint Chapter 11 Plan of Reorganization (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas and became effective on October 21, 2016 (the "Effective Date"), the Issuer's common stock (MPOY) was cancelled on the Effective Date. F1 · shares: Pursuant to the Issuer's First Amended Joint Chapter 11 Plan of Reorganization (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas and became effective on October 21, 2016 (the "Effective Date"), the Issuer's common stock (MPOY) was cancelled on the Effective Date. F1 · price: Pursuant to the Issuer's First Amended Joint Chapter 11 Plan of Reorganization (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas and became effective on October 21, 2016 (the "Effective Date"), the Issuer's common stock (MPOY) was cancelled on the Effective Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.