Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Executive Vice President | November 02, 2007 | November 06, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date November 02, 2007 · Filed November 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 67,593 |
Reported balance
After 2007-11-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-11-02 · Exercise / conversion · Acquired 10,000 · Balance 67,593 |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 57,593 |
Reported balance
After 2007-11-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-11-02 · Sale · Disposed 10,000 · Balance 57,593 F1: The price per share ranged from $49.70 to $50.01.. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 57,593 |
Reported balance
After 2007-11-02 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2007-11-02 · Sale · Disposed 10,000 · Balance 57,593 F1: The price per share ranged from $49.70 to $50.01.. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 67,593 |
Reported balance
After 2007-11-02 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2007-11-02 · Exercise / conversion · Acquired 10,000 · Balance 67,593 |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 57,593 |
Reported balance
After 2007-11-02 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2007-11-02 · Sale · Disposed 10,000 · Balance 57,593 F1: The price per share ranged from $49.70 to $50.01.. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 67,593 |
Reported balance
After 2007-11-02 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2007-11-02 · Exercise / conversion · Acquired 10,000 · Balance 67,593 |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 57,593 |
Reported balance
After 2007-11-02 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2007-11-02 · Sale · Disposed 10,000 · Balance 57,593 F1: The price per share ranged from $49.70 to $50.01.. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 64,259 |
Reported balance
After 2007-11-02 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2007-11-02 · Exercise / conversion · Acquired 6,666 · Balance 64,259 |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 57,593 |
Reported balance
After 2007-11-02 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2007-11-02 · Sale · Disposed 6,666 · Balance 57,593 F1: The price per share ranged from $49.70 to $50.01.. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 51,893 |
Reported balance
After 2007-11-02 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2007-11-02 · Sale · Disposed 5,700 · Balance 51,893 F2: As of October 31, 2007 the reporting person held 1,486 shares of Newmont Mining Corporation common stock in his 401-K Plan. |
| Common Stock, $1,60 par valueSEC Table I · non-derivative | Direct | 67,593 |
Reported balance
After 2007-11-02 transaction · row 3
1 source rowRow 3 · 2007-11-02 · Exercise / conversion · Acquired 10,000 · Balance 67,593 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.56 · Expires 2012-05-14 | Direct | 0 |
Reported balance
After 2007-11-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2007-11-02 · Exercise / conversion · Disposed 10,000 · Balance 0 F3: The options vested in four equal annual installments beginning May 14, 2003, 2004, 2005 and 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.99 · Expires 2012-11-20 | Direct | 0 |
Reported balance
After 2007-11-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2007-11-02 · Exercise / conversion · Disposed 10,000 · Balance 0 F4: The options vested in four equal annual installments beginning November 20, 2003, 2004, 2005 and 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.11 · Expires 2013-05-06 | Direct | 0 |
Reported balance
After 2007-11-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2007-11-02 · Exercise / conversion · Disposed 10,000 · Balance 0 F5: The options vested in three equal annual installments beginning May 6, 2004, 2005 and 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.43 · Expires 2014-04-27 | Direct | 0 |
Reported balance
After 2007-11-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2007-11-02 · Exercise / conversion · Disposed 10,000 · Balance 0 F6: The options vested in three equal annual installments beginning April 27, 2005, 2006 and 2007. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.05 · Expires 2015-04-27 | Direct | 3,334 |
Reported balance
After 2007-11-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2007-11-02 · Exercise / conversion · Disposed 6,666 · Balance 3,334 F7: The options vests in three equal annual installments beginning April 27, 2006, 2007 and 2008. |
Filing footnotes · ownership attribution and instrument terms
F1: The price per share ranged from $49.70 to $50.01..
F2: As of October 31, 2007 the reporting person held 1,486 shares of Newmont Mining Corporation common stock in his 401-K Plan.
F3: The options vested in four equal annual installments beginning May 14, 2003, 2004, 2005 and 2006.
F4: The options vested in four equal annual installments beginning November 20, 2003, 2004, 2005 and 2006.
F5: The options vested in three equal annual installments beginning May 6, 2004, 2005 and 2006.
F6: The options vested in three equal annual installments beginning April 27, 2005, 2006 and 2007.
F7: The options vests in three equal annual installments beginning April 27, 2006, 2007 and 2008.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,666 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · derivative · entry 16 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 6,666 shares Expires 2015-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vests in three equal annual installments beginning April 27, 2006, 2007 and 2008. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $40.43 | $0.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · derivative · entry 15 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vested in three equal annual installments beginning April 27, 2005, 2006 and 2007. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · derivative · entry 14 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2013-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in three equal annual installments beginning May 6, 2004, 2005 and 2006. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $23.99 | $0.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · derivative · entry 13 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2012-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in four equal annual installments beginning November 20, 2003, 2004, 2005 and 2006. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.56 | $0.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · derivative · entry 12 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2012-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in four equal annual installments beginning May 14, 2003, 2004, 2005 and 2006. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,700 | $50.50 | $287,850.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 11 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,893 F2 · balance_after: As of October 31, 2007 the reporting person held 1,486 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 6,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 10 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,593 F1 · price: The price per share ranged from $49.70 to $50.01.. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 6,666 | $38.05 | $253,641.30 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 9 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 8 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,593 F1 · price: The price per share ranged from $49.70 to $50.01.. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,000 | $40.43 | $404,300.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 7 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 6 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,593 F1 · price: The price per share ranged from $49.70 to $50.01.. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,000 | $28.11 | $281,100.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 5 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 4 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,593 F1 · price: The price per share ranged from $49.70 to $50.01.. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1,60 par value | 10,000 | $23.99 | $239,900.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 3 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 2 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,593 F1 · price: The price per share ranged from $49.70 to $50.01.. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,000 | $28.56 | $285,600.00 |
DisclosureSEC source: 0001164727-07-000094 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2007 Filed May 2, 2007 21:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $42.06 | $0.00 |
DisclosureSEC source: 0001164727-07-000063 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2017-04-30 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 30, 2008. Read SEC document |
| February 26, 2007 Filed Feb 28, 2007 23:42 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 673 | $46.83 | $31,516.59 |
DisclosureSEC source: 0001164727-07-000031 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,593 Read SEC document |
| February 07, 2007 Filed Feb 9, 2007 20:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-07-000015 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,266 Read SEC document |
| February 05, 2007 Filed Feb 8, 2007 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 710 | $44.87 | $31,857.70 |
DisclosureSEC source: 0001164727-07-000010 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,368 F1 · balance_after: As of January 31, 2007 the reporting person held 1,226 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0001164727-06-000054 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2016-04-26 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 26, 2007. Read SEC document |
| February 24, 2006 Filed Feb 28, 2006 21:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-06-000035 · edgar.xml · nonDerivative · entry 2 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,078 Read SEC document |
| February 24, 2006 Filed Feb 28, 2006 21:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 404 | $57.52 | $23,238.08 |
DisclosureSEC source: 0001164727-06-000035 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,374 Read SEC document |
| February 03, 2006 Filed Feb 7, 2006 23:57 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 755 | $60.39 | $45,594.45 |
DisclosureSEC source: 0001164727-06-000003 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 F1 · balance_after: As of January 31, 2006 the reporting person held 980 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| February 03, 2006 Filed Feb 10, 2006 21:34 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 701 | $60.02 | $42,074.02 |
DisclosureSEC source: 0001164727-06-000020 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,778 F1 · balance_after: As of January 31, 2006 the reporting person held 980 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 20:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0001164727-05-000138 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2015-10-26 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 26, 2006. Read SEC document |
| April 27, 2005 Filed Apr 28, 2005 19:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001164727-05-000085 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2015-04-27 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 27, 2006. Read SEC document |
| March 18, 2005 Filed Mar 22, 2005 23:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 625 | $44.54 | $27,837.50 |
DisclosureSEC source: 0001164727-05-000065 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,479 F1 · balance_after: As of February 28, 2005 the reporting person held 710 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| February 24, 2005 Filed Mar 1, 2005 00:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-05-000044 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,104 Read SEC document |
| February 04, 2005 Filed Feb 8, 2005 21:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 759 | $41.12 | $31,210.08 |
DisclosureSEC source: 0001164727-05-000024 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,324 Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 22:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Disposition to issuerCommon Stock, $1.60 par value | 178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-05-000010 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,083 F1 · price: Forfeiture of restricted stock. F2 · balance_after: As of January 31, 2005 the reporting person held 675 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| December 15, 2004 Filed Dec 17, 2004 17:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 19,100 | $46.15 | $881,465.00 |
DisclosureSEC source: 0001164727-04-000169 · edgar.xml · nonDerivative · entry 3 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,261 F1 · balance_after: As of November 30, 2004 the reporting person holds 643 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| December 15, 2004 Filed Dec 17, 2004 17:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 30,000 | $46.18 | $1,385,400.00 |
DisclosureSEC source: 0001164727-04-000169 · edgar.xml · nonDerivative · entry 2 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,361 Read SEC document |
| December 15, 2004 Filed Dec 17, 2004 17:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 900 | $46.30 | $41,670.00 |
DisclosureSEC source: 0001164727-04-000169 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,361 Read SEC document |
| December 09, 2004 Filed Dec 9, 2004 18:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $45.74 | $0.00 |
DisclosureSEC source: 0001164727-04-000161 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2014-12-07 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning December 7, 2005. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 18:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $40.43 | $0.00 |
DisclosureSEC source: 0001164727-04-000060 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2014-04-27 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 27, 2005. Read SEC document |
| March 18, 2004 Filed Mar 22, 2004 20:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 567 | $44.38 | $25,163.46 |
DisclosureSEC source: 0001164727-04-000045 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,261 F1 · balance_after: As of February 29, 2004 the reporting person held 412 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 19:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000029 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,828 F1 · balance_after: As of January 30, 2004 the reporting person held 383 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| December 30, 2003 Filed Dec 31, 2003 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable shares · Derivative | 4,043 | $49.15 | $198,713.45 |
DisclosureSEC source: 0000950127-03-001506 · a03-0705_ex.xml · derivative · entry 4 HARQUAIL DAVID · CIK 0001174293 · Pres. of Newmont Capital Ltd. 10b5-1 filing: Not disclosed Ownership: Indirect · By retirement plan. Disclosed balance after: 0 Underlying: Common Stock · 4,043 shares Expires not disclosed F1 · derivative.exercise_price: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: Sales were conducted on the Toronto Stock Exchange. The price of the exchange was in Canadian dollars, $63.89 per share. The price reported is based on the noon buying rate of US/Canadian dollar of 1:1.30. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. Read SEC document |
| December 30, 2003 Filed Dec 31, 2003 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable shares · Derivative | 3,120 | $49.15 | $153,348.00 |
DisclosureSEC source: 0000950127-03-001506 · a03-0705_ex.xml · derivative · entry 3 HARQUAIL DAVID · CIK 0001174293 · Pres. of Newmont Capital Ltd. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse's retirement plan. Disclosed balance after: 0 Underlying: Common Stock · 3,120 shares Expires not disclosed F1 · derivative.exercise_price: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. F2 · price: Sales were conducted on the Toronto Stock Exchange. The price of the exchange was in Canadian dollars, $63.89 per share. The price reported is based on the noon buying rate of US/Canadian dollar of 1:1.30. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. Read SEC document |
| December 30, 2003 Filed Mar 11, 2004 22:09 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 4,043 | $49.15 | $198,713.45 |
DisclosureSEC source: 0001164727-04-000038 · edgar.xml · derivative · entry 4 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By retirement plan Disclosed balance after: 0 Underlying: Common Stock · 4,043 shares Expires not disclosed F1 · derivative.exercise_price: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada and wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of the Provisions. F2 · price: Sales were conducted on the Toronto Stock Exchange. The price of the exchange was in Canadian dollars, $63.89 per share. The price reported is based on the noon buying rate of US/Canadian dollar of 1:1.30. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada and wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of the Provisions. F4 · balance_after: This amendment is filed to correct a typographical error in the transaction date. Read SEC document |
| December 30, 2003 Filed Mar 11, 2004 22:09 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleExchangeable Shares · Derivative | 3,120 | $49.15 | $153,348.00 |
DisclosureSEC source: 0001164727-04-000038 · edgar.xml · derivative · entry 3 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse's retirement plan Disclosed balance after: 0 Underlying: Common Stock · 3,120 shares Expires not disclosed F1 · derivative.exercise_price: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada and wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of the Provisions. F2 · price: Sales were conducted on the Toronto Stock Exchange. The price of the exchange was in Canadian dollars, $63.89 per share. The price reported is based on the noon buying rate of US/Canadian dollar of 1:1.30. F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corp. of Canada Ltd., a corporation existing under the laws of Canada and wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corp. Limited & Newmont Gold Co. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of the Provisions. Read SEC document |
| December 30, 2003 Filed Mar 11, 2004 22:09 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 11,447 | $49.15 | $562,620.05 |
DisclosureSEC source: 0001164727-04-000038 · edgar.xml · nonDerivative · entry 2 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By retirement plan Disclosed balance after: 0 F3 · balance_after: The reporting person directly holds 94,574 shares of common stock of Newmont Mining Corporation Read SEC document |
| December 30, 2003 Filed Mar 11, 2004 22:09 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,300 | $49.15 | $506,245.00 |
DisclosureSEC source: 0001164727-04-000038 · edgar.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse's retirement plan Disclosed balance after: 0 Read SEC document |
| December 02, 2003 Filed Dec 4, 2003 17:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-03-000181 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-12-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004. Read SEC document |
| May 06, 2003 Filed May 9, 2003 19:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-03-000094 · edgar.xml · derivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · President, Newmont Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-05-06 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004. Read SEC document |
| December 30, 2002 Filed Dec 31, 2003 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 11,447 | $49.15 | $562,620.05 |
DisclosureSEC source: 0000950127-03-001506 · a03-0705_ex.xml · nonDerivative · entry 2 HARQUAIL DAVID · CIK 0001174293 · Pres. of Newmont Capital Ltd. 10b5-1 filing: Not disclosed Ownership: Indirect · By retirement plan. Disclosed balance after: 0 F3 · balance_after: The reporting person directly holds 94,574 shares of common stock of Newmont Mining Corporation. Read SEC document |
| December 30, 2002 Filed Dec 31, 2003 20:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,300 | $49.15 | $506,245.00 |
DisclosureSEC source: 0000950127-03-001506 · a03-0705_ex.xml · nonDerivative · entry 1 HARQUAIL DAVID · CIK 0001174293 · Pres. of Newmont Capital Ltd. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse's retirement plan. Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.