Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Pdt, Global Financial Services | November 13, 2007 | November 15, 2007 |
| NAVIENT CORPNAVI · Entity 5050 | Director | June 04, 2026 | June 05, 2026 |
| Real REMAX Group Inc.REAX · Entity 1576 | Director | August 24, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date November 13, 2007 · Filed November 15, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 4,781 |
Reported balance
After 2007-11-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2007-11-13 · Exercise / conversion · Acquired 957 · Balance 4,781 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 5,223 |
Reported balance
After 2007-11-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2007-11-13 · Exercise / conversion · Acquired 442 · Balance 5,223 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,824 |
Reported balance
After 2007-11-13 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2007-11-13 · Sale · Disposed 1,399 · Balance 3,824 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,809 |
Reported balance
After 2007-11-13 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2007-11-13 · Sale · Disposed 15 · Balance 3,809 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.07 · Expires 2011-12-12 | IndirectBy Spouse | 0 |
Reported balance
After 2007-11-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2007-11-13 · Exercise / conversion · Disposed 957 · Balance 0 F1: This option became exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.13 · Expires 2012-12-05 | IndirectBy Spouse | 0 |
Reported balance
After 2007-11-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2007-11-13 · Exercise / conversion · Disposed 442 · Balance 0 F2: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. |
| Common StockSEC Table I · non-derivative | Direct | 44,744 |
Reported balance
Holding disclosure · report date 2007-11-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 44,744 |
Filing footnotes · ownership attribution and instrument terms
F1: This option became exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.
F2: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.
NAVIENT CORP
Report date June 04, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 82,436.0625 |
Reported balance
After 2026-06-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 18,018.018 · Balance 82,436.0625 F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The Phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (June 4, 2026); 25% will vest on August 1, 2026; 25% will vest on November 1, 2026; and 25% will vest on February 1, 2027. F2: Dividend equivalent rights (4,205.7759 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The Phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (June 4, 2026); 25% will vest on August 1, 2026; 25% will vest on November 1, 2026; and 25% will vest on February 1, 2027.
F2: Dividend equivalent rights (4,205.7759 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.
Real REMAX Group Inc.
Report date August 24, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 26,496 |
Reported balance
Holding disclosure · report date 2026-08-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,496 F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F2: Pursuant to the Merger Agreement, each restricted share unit of Real ("Real RSU") was exchanged for a restricted share unit of the Issuer entitling the holder to receive the same number of shares of common stock of the Issuer (or cash equivalent) as the number of Real Common Shares (or cash equivalent) the holder was entitled to receive following the Share Consolidation (rounded down to the nearest whole share). F3: Includes (i) 14,191 shares of common stock of the Issuer and (ii) restricted share units of the Issuer which, subject to vesting, represents the right to receive, at settlement, 12,305 shares of common stock of the Issuer. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 270,489 |
Reported balance
Holding disclosure · report date 2026-08-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 270,489 F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F2: Pursuant to the Merger Agreement, each restricted share unit of Real ("Real RSU") was exchanged for a restricted share unit of the Issuer entitling the holder to receive the same number of shares of common stock of the Issuer (or cash equivalent) as the number of Real Common Shares (or cash equivalent) the holder was entitled to receive following the Share Consolidation (rounded down to the nearest whole share). F4: Reflects (i) 268,402 shares of common stock of the Issuer held by Poom Holdings LLC, a company beneficially owned by the Reporting Person and (ii) 2,087 shares of common stock of the Issuer held by The Klane 2012 Dynasty Trust. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.77 · Expires 2028-04-18 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F5: Fully vested. F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F6: Pursuant to the terms of the Merger Agreement, each option to purchase Real Common Shares ("Real Options") was exchanged for the option to acquire the same number of shares of common stock of the Issuer as the number of Real Common Shares the holder was entitled to acquire following the Share Consolidation (rounded down to the nearest whole share), with an exercise price per share equal to the exercise price per Real Common Share immediately following the Share Consolidation. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.13 · Expires 2031-01-27 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-24 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F5: Fully vested. F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F6: Pursuant to the terms of the Merger Agreement, each option to purchase Real Common Shares ("Real Options") was exchanged for the option to acquire the same number of shares of common stock of the Issuer as the number of Real Common Shares the holder was entitled to acquire following the Share Consolidation (rounded down to the nearest whole share), with an exercise price per share equal to the exercise price per Real Common Share immediately following the Share Consolidation. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement.
F2: Pursuant to the Merger Agreement, each restricted share unit of Real ("Real RSU") was exchanged for a restricted share unit of the Issuer entitling the holder to receive the same number of shares of common stock of the Issuer (or cash equivalent) as the number of Real Common Shares (or cash equivalent) the holder was entitled to receive following the Share Consolidation (rounded down to the nearest whole share).
F3: Includes (i) 14,191 shares of common stock of the Issuer and (ii) restricted share units of the Issuer which, subject to vesting, represents the right to receive, at settlement, 12,305 shares of common stock of the Issuer.
F4: Reflects (i) 268,402 shares of common stock of the Issuer held by Poom Holdings LLC, a company beneficially owned by the Reporting Person and (ii) 2,087 shares of common stock of the Issuer held by The Klane 2012 Dynasty Trust.
F5: Fully vested.
F6: Pursuant to the terms of the Merger Agreement, each option to purchase Real Common Shares ("Real Options") was exchanged for the option to acquire the same number of shares of common stock of the Issuer as the number of Real Common Shares the holder was entitled to acquire following the Share Consolidation (rounded down to the nearest whole share), with an exercise price per share equal to the exercise price per Real Common Share immediately following the Share Consolidation.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BOTTOMLINE TECHNOLOGIES INC
Report date May 13, 2022 · Filed May 17, 2022
Section 16 reporting ended · disclosed 2022-05-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-13 transaction · row 1
1 source rowRow 1 · 2022-05-13 · Disposition to issuer · Disposed 23,640 · Balance 0 F1: On May 13, 2022, Project RB Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), a Delaware limited liability company ("Parent"), completed its merger (the "Merger") with and into Bottomline Technologies, Inc., a Delaware corporation (the "Company"), pursuant to the terms of the Agreement and Plan of Merger, dated December 16, 2021, by and among Parent, Merger Sub and the Company. The Company was the surviving corporation in the Merger and, as a result, is now a wholly owned subsidiary of Parent. Parent and Merger Sub are affiliates of Thoma Bravo Fund XV, L.P., managed by Thoma Bravo, L.P. As of the effective time of the Merger, each share of common stock of the Company outstanding immediately prior to the effective time of the Merger was converted into the right to receive $57.00 in cash, subject to applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 13, 2022, Project RB Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), a Delaware limited liability company ("Parent"), completed its merger (the "Merger") with and into Bottomline Technologies, Inc., a Delaware corporation (the "Company"), pursuant to the terms of the Agreement and Plan of Merger, dated December 16, 2021, by and among Parent, Merger Sub and the Company. The Company was the surviving corporation in the Merger and, as a result, is now a wholly owned subsidiary of Parent. Parent and Merger Sub are affiliates of Thoma Bravo Fund XV, L.P., managed by Thoma Bravo, L.P. As of the effective time of the Merger, each share of common stock of the Company outstanding immediately prior to the effective time of the Merger was converted into the right to receive $57.00 in cash, subject to applicable withholding taxes.
VERIFONE SYSTEMS, INC.
Report date August 20, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-08-20 · Disposition to issuer · Disposed 9,650 · Balance 0 F1: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F2: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans.
F2: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2004 Filed Dec 7, 2004 01:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 58,334 | $48.54 Strike: $48.54 | $2,831,532.36 |
DisclosureSEC source: 0000927628-04-000005 · kla410.xml · derivative · entry 4 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,334 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on October 18, 2002 and annually thereafter. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 01:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 65,934 | $80.00 | $5,274,720.00 |
DisclosureSEC source: 0000927628-04-000005 · kla410.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,949 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 01:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 58,334 | $48.54 | $2,831,532.36 |
DisclosureSEC source: 0000927628-04-000005 · kla410.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 01:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 7,600 | $57.59 | $437,684.00 |
DisclosureSEC source: 0000927628-04-000005 · kla410.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,015 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001179230-04-000034 · kla361.xml · derivative · entry 3 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,016 Underlying: Common Stock · 26,015 shares Expires 2011-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 26,015 | $75.00 | $1,951,125.00 |
DisclosureSEC source: 0001179230-04-000034 · kla361.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,949 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 26,015 | $48.54 | $1,262,768.10 |
DisclosureSEC source: 0001179230-04-000034 · kla361.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,015 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000023 · kla323.xml · derivative · entry 3 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,031 Underlying: Common Stock · 26,015 shares Expires 2011-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 26,015 | $70.00 | $1,821,050.00 |
DisclosureSEC source: 0001242043-04-000023 · kla323.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,949 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 27, 2004 Filed Jun 1, 2004 22:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 26,015 | $48.54 | $1,262,768.10 |
DisclosureSEC source: 0001242043-04-000023 · kla323.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 20:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,600 | $0.00 Strike: $57.59 | $0.00 |
DisclosureSEC source: 0001242043-04-000015 · kla315.xml · derivative · entry 4 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 Underlying: Common Stock · 7,600 shares Expires 2010-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on December 14, 2001 and annually thereafter. Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 20:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,300 | $77.53 | $410,909.00 |
DisclosureSEC source: 0001242043-04-000015 · kla315.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,949 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 20:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,300 | $77.50 | $178,250.00 |
DisclosureSEC source: 0001242043-04-000015 · kla315.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,249 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 20:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 7,600 | $57.59 | $437,684.00 |
DisclosureSEC source: 0001242043-04-000015 · kla315.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 10, 2004 Filed Mar 12, 2004 21:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,600 | $0.00 Strike: $57.59 | $0.00 |
DisclosureSEC source: 0001242043-04-000014 · kla314.xml · derivative · entry 3 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 Underlying: Common Stock · 7,600 shares Expires 2010-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on December 14, 2001 and annually thereafter. Read SEC document |
| March 10, 2004 Filed Mar 12, 2004 21:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,600 | $75.00 | $570,000.00 |
DisclosureSEC source: 0001242043-04-000014 · kla314.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,949 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 10, 2004 Filed Mar 12, 2004 21:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 7,600 | $57.59 | $437,684.00 |
DisclosureSEC source: 0001242043-04-000014 · kla314.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 17, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 53,266 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · derivative · entry 33 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,634 Underlying: Common Stock · 53,266 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,868 | $0.00 Strike: $48.91 | $0.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · derivative · entry 32 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 Underlying: Common Stock · 43,868 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on June 12, 2001 and annually from that date thereafter. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 116,666 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · derivative · entry 31 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,334 Underlying: Common Stock · 116,666 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $71.60 | $7,160.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 30 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,849 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,200 | $71.70 | $301,140.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 29 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,949 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $71.75 | $358,750.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 28 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,149 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,000 | $71.85 | $359,250.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 27 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,149 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,400 | $72.05 | $1,469,820.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 26 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,149 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $72.15 | $144,300.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 25 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,549 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 800 | $72.19 | $57,752.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 24 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,549 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,000 | $72.20 | $288,800.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 23 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,349 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,800 | $72.25 | $130,050.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 22 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,349 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $72.41 | $28,964.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 21 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,149 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,200 | $72.42 | $376,584.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 20 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,549 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,400 | $72.75 | $101,850.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 19 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,749 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 200 | $72.78 | $14,556.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 18 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,149 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,400 | $72.79 | $101,906.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 17 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,349 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,100 | $72.80 | $444,080.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 16 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,749 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $72.81 | $7,281.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 15 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,849 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,700 | $72.82 | $123,794.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 14 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,949 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 700 | $72.85 | $50,995.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 13 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,649 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $72.86 | $21,858.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 12 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,349 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 600 | $72.87 | $43,722.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 11 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,649 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $72.99 | $29,196.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 10 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,249 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.00 | $7,300.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 9 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,649 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,500 | $73.05 | $401,775.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 8 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,749 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,600 | $73.09 | $190,034.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 7 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,249 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,700 | $73.10 | $197,370.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 6 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,849 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $73.11 | $29,244.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 5 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,549 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 800 | $73.15 | $58,520.00 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 4 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,949 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 53,266 | $49.07 | $2,613,762.62 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 116,666 | $48.54 | $5,662,967.64 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 43,868 | $48.91 | $2,145,583.88 |
DisclosureSEC source: 0001242043-04-000009 · kla309.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.