Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BIO-TECHNE CorpTECH · Entity 3479 | SVP Clinical Controls | October 26, 2017 | October 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BIO-TECHNE Corp
Report date October 26, 2017 · Filed October 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,949 |
Reported balance
After 2017-10-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-26 · Grant · Acquired 1,949 · Balance 1,949 F2: Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. F3: Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,111 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,111 F2: Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. F5: Vests in full or in part on 8/18/19 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $125.05 · Expires 2024-08-09 | Direct | 10,742 |
Reported balance
After 2017-10-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-26 · Grant · Acquired 10,742 · Balance 10,742 F3: Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $125.05 · Expires 2024-08-09 | Direct | 14,323 |
Reported balance
After 2017-10-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-10-26 · Grant · Acquired 14,323 · Balance 14,323 F4: Vests 3,580 shares on 8/9/2018 and 3,581 shares each on 8/9/2019, 8/9/2020, 8/9/2021. |
| Common StockSEC Table I · non-derivative | Direct | 1,355 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,355 F1: Includes 834 shares of restricted stock units that vest on 7/9/18. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $106.59 · Expires 2023-08-18 | Direct | 17,371 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 17,371 F6: Vests 4,343 shares on each of 8/18/17, 8/18/18 and 8/18/19, and 4,342 shares on 8/18/20. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $106.59 · Expires 2023-08-18 | Direct | 13,028 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 13,028 F5: Vests in full or in part on 8/18/19 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.23 · Expires 2022-07-09 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 50,000 F7: 50,000 common stock options vest if certain performance goals are achieved for the 12 months ending 05/31/18. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.23 · Expires 2022-07-09 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 15,000 F8: Vests as to 3,750 shares on each of 7/9/16, 7/9/17, 7/9/18 and 7/9/19. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.23 · Expires 2023-01-04 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 10,000 F9: Vests as to 2,500 shares on each of 01/04/17, 01/04/18, 01/04/19 and 01/04/20. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 834 shares of restricted stock units that vest on 7/9/18.
F2: Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock.
F3: Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator).
F4: Vests 3,580 shares on 8/9/2018 and 3,581 shares each on 8/9/2019, 8/9/2020, 8/9/2021.
F5: Vests in full or in part on 8/18/19 if certain performance goals are achieved (or such later date as performance is certified by the Administrator).
F6: Vests 4,343 shares on each of 8/18/17, 8/18/18 and 8/18/19, and 4,342 shares on 8/18/20.
F7: 50,000 common stock options vest if certain performance goals are achieved for the 12 months ending 05/31/18.
F8: Vests as to 3,750 shares on each of 7/9/16, 7/9/17, 7/9/18 and 7/9/19.
F9: Vests as to 2,500 shares on each of 01/04/17, 01/04/18, 01/04/19 and 01/04/20.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2017 Filed Oct 30, 2017 20:56 UTC | BIO-TECHNE Corp TECH · Entity 3479 | GrantStock Options (Right to buy) · Derivative | 14,323 | $0.00 Strike: $125.05 | $0.00 |
DisclosureSEC source: 0001562180-17-003380 · primarydocument.xml · derivative · entry 4 Gould Kevin S · CIK 0001662638 · SVP Clinical Controls 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,323 Underlying: Common Stock · 14,323 shares Expires 2024-08-09 F4 · derivative.exercise_date: Vests 3,580 shares on 8/9/2018 and 3,581 shares each on 8/9/2019, 8/9/2020, 8/9/2021. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:56 UTC | BIO-TECHNE Corp TECH · Entity 3479 | GrantStock Options (Right to buy) · Derivative | 10,742 | $0.00 Strike: $125.05 | $0.00 |
DisclosureSEC source: 0001562180-17-003380 · primarydocument.xml · derivative · entry 3 Gould Kevin S · CIK 0001662638 · SVP Clinical Controls 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,742 Underlying: Common Stock · 10,742 shares Expires 2024-08-09 F3 · derivative.exercise_date: Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:56 UTC | BIO-TECHNE Corp TECH · Entity 3479 | GrantRestricted Stock Units · Derivative | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003380 · primarydocument.xml · derivative · entry 2 Gould Kevin S · CIK 0001662638 · SVP Clinical Controls 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,949 Underlying: Common Stock · 1,949 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. F3 · derivative.exercise_date: Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). F3 · derivative.expiration_date: Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). Read SEC document |
| July 09, 2017 Filed Jul 11, 2017 21:30 UTC | BIO-TECHNE Corp TECH · Entity 3479 | Tax withholdingCommon Stock | 312 | $117.68 | $36,716.16 |
DisclosureSEC source: 0001562180-17-002466 · primarydocument.xml · nonDerivative · entry 1 Gould Kevin S · CIK 0001662638 · SVP Clinical Controls 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355 F1 · balance_after: Includes 834 shares of restricted stock units that vest on 7/9/18. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 21:27 UTC | BIO-TECHNE Corp TECH · Entity 3479 | SaleCommon Stock | 524 | $110.50 | $57,903.57 |
DisclosureSEC source: 0000914190-16-000832 · edgar.xml · nonDerivative · entry 1 Gould Kevin S · CIK 0001662638 · SVP Clinical Controls 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.4934 to $110.5402 inclusive. The reporting person undertakes to provide Bio-Techne Corporation, any security holder of Bio-Techne Corporation. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 833 shares of restricted stock units that vest on 7/9/17 and 834 shares of restricted stock units that vest on 7/9/18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.