Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SPARK NETWORKS INC
Report date November 02, 2017 · Filed November 06, 2017
Jointly reported with JACOBS IAN
Section 16 reporting ended · disclosed 2017-11-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ian V. Jacobs directly | 0 |
Reported balance
After 2017-11-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-02 · Disposition to issuer · Disposed 97,907 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Ian V. Jacobs directly | 12,587 |
Reported balance
After 2017-11-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-02 · Exercise / conversion · Acquired 12,587 · Balance 12,587 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. |
| Common StockSEC Table I · non-derivative | IndirectBy Ian V. Jacobs directly | 0 |
Reported balance
After 2017-11-02 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-11-02 · Disposition to issuer · Disposed 12,587 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy SCA Partners, LP | 0 |
Reported balance
After 2017-11-02 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-11-02 · Disposition to issuer · Disposed 1,079,797 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). F3: The filing of this Form 4 shall not be construed as an admission that Mr. Jacobs, the managing member of 402 Capital, LLC ("402 Capital") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), owned by 402 Fund, LP (the "Fund") or SCA. F4: As previously reported on the reporting persons' Form 3 and Form 4s with respect to the Issuer, (i) the Fund holds 1,215,950 shares of Common Stock, and 402 Capital and Mr. Jacobs report the shares held by the Fund because as the investment manager of the Fund, and the managing member of 402 Capital, respectively, they control the disposition and voting of the securities, and (ii) SCA holds 1,079,797 shares of Common Stock, and 402 Capital controls the voting and disposition of the Common Stock held by SCA, of which 402 Capital is the investment manager. An affiliate of 402 Capital, for which Mr. Jacobs is the managing member, serves as the general partner of SCA and receives an allocation of net profits from SCA. Mr. Jacobs reports the shares held indirectly by 402 Capital because, as the managing member of 402 Capital at the time of purchase, Mr. Jacobs controlled the disposition and voting of the securities. F5: Pursuant to Rule 16a-1, each of Mr. Jacobs and 402 Capital disclaims beneficial ownership except to the extent of their respective pecuniary interests. |
| Common StockSEC Table I · non-derivative | IndirectBy 402 Fund, LP | 0 |
Reported balance
After 2017-11-02 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-11-02 · Disposition to issuer · Disposed 1,215,950 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). F3: The filing of this Form 4 shall not be construed as an admission that Mr. Jacobs, the managing member of 402 Capital, LLC ("402 Capital") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), owned by 402 Fund, LP (the "Fund") or SCA. F4: As previously reported on the reporting persons' Form 3 and Form 4s with respect to the Issuer, (i) the Fund holds 1,215,950 shares of Common Stock, and 402 Capital and Mr. Jacobs report the shares held by the Fund because as the investment manager of the Fund, and the managing member of 402 Capital, respectively, they control the disposition and voting of the securities, and (ii) SCA holds 1,079,797 shares of Common Stock, and 402 Capital controls the voting and disposition of the Common Stock held by SCA, of which 402 Capital is the investment manager. An affiliate of 402 Capital, for which Mr. Jacobs is the managing member, serves as the general partner of SCA and receives an allocation of net profits from SCA. Mr. Jacobs reports the shares held indirectly by 402 Capital because, as the managing member of 402 Capital at the time of purchase, Mr. Jacobs controlled the disposition and voting of the securities. F5: Pursuant to Rule 16a-1, each of Mr. Jacobs and 402 Capital disclaims beneficial ownership except to the extent of their respective pecuniary interests. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | IndirectBy Ian V. Jacobs directly | 0 |
Reported balance
After 2017-11-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-11-02 · Exercise / conversion · Disposed 12,587 · Balance 0 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2024-03-21 | IndirectBy Ian V. Jacobs directly | 0 |
Reported balance
After 2017-11-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-11-02 · Disposition to issuer · Disposed 24,000 · Balance 0 F6: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2021-07-07 | IndirectBy Ian V. Jacobs directly | 0 |
Reported balance
After 2017-11-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-02 · Disposition to issuer · Disposed 50,000 · Balance 0 F7: The stock option was granted on July 7, 2014 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger.
F3: The filing of this Form 4 shall not be construed as an admission that Mr. Jacobs, the managing member of 402 Capital, LLC ("402 Capital") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), owned by 402 Fund, LP (the "Fund") or SCA.
F4: As previously reported on the reporting persons' Form 3 and Form 4s with respect to the Issuer, (i) the Fund holds 1,215,950 shares of Common Stock, and 402 Capital and Mr. Jacobs report the shares held by the Fund because as the investment manager of the Fund, and the managing member of 402 Capital, respectively, they control the disposition and voting of the securities, and (ii) SCA holds 1,079,797 shares of Common Stock, and 402 Capital controls the voting and disposition of the Common Stock held by SCA, of which 402 Capital is the investment manager. An affiliate of 402 Capital, for which Mr. Jacobs is the managing member, serves as the general partner of SCA and receives an allocation of net profits from SCA. Mr. Jacobs reports the shares held indirectly by 402 Capital because, as the managing member of 402 Capital at the time of purchase, Mr. Jacobs controlled the disposition and voting of the securities.
F5: Pursuant to Rule 16a-1, each of Mr. Jacobs and 402 Capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
F6: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1.
F7: The stock option was granted on July 7, 2014 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · derivative · entry 8 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-07-07 F7 · derivative.exercise_date: The stock option was granted on July 7, 2014 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · derivative · entry 7 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2024-03-21 F6 · derivative.exercise_date: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 12,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · derivative · entry 6 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 0 Underlying: Common Stock · 12,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerCommon Stock | 1,215,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · nonDerivative · entry 5 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 402 Fund, LP Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Mr. Jacobs, the managing member of 402 Capital, LLC ("402 Capital") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), owned by 402 Fund, LP (the "Fund") or SCA. F4 · ownership.nature: As previously reported on the reporting persons' Form 3 and Form 4s with respect to the Issuer, (i) the Fund holds 1,215,950 shares of Common Stock, and 402 Capital and Mr. Jacobs report the shares held by the Fund because as the investment manager of the Fund, and the managing member of 402 Capital, respectively, they control the disposition and voting of the securities, and (ii) SCA holds 1,079,797 shares of Common Stock, and 402 Capital controls the voting and disposition of the Common Stock held by SCA, of which 402 Capital is the investment manager. An affiliate of 402 Capital, for which Mr. Jacobs is the managing member, serves as the general partner of SCA and receives an allocation of net profits from SCA. Mr. Jacobs reports the shares held indirectly by 402 Capital because, as the managing member of 402 Capital at the time of purchase, Mr. Jacobs controlled the disposition and voting of the securities. F5 · ownership.nature: Pursuant to Rule 16a-1, each of Mr. Jacobs and 402 Capital disclaims beneficial ownership except to the extent of their respective pecuniary interests. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerCommon Stock | 1,079,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · nonDerivative · entry 4 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCA Partners, LP Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). F3 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Mr. Jacobs, the managing member of 402 Capital, LLC ("402 Capital") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), owned by 402 Fund, LP (the "Fund") or SCA. F4 · ownership.nature: As previously reported on the reporting persons' Form 3 and Form 4s with respect to the Issuer, (i) the Fund holds 1,215,950 shares of Common Stock, and 402 Capital and Mr. Jacobs report the shares held by the Fund because as the investment manager of the Fund, and the managing member of 402 Capital, respectively, they control the disposition and voting of the securities, and (ii) SCA holds 1,079,797 shares of Common Stock, and 402 Capital controls the voting and disposition of the Common Stock held by SCA, of which 402 Capital is the investment manager. An affiliate of 402 Capital, for which Mr. Jacobs is the managing member, serves as the general partner of SCA and receives an allocation of net profits from SCA. Mr. Jacobs reports the shares held indirectly by 402 Capital because, as the managing member of 402 Capital at the time of purchase, Mr. Jacobs controlled the disposition and voting of the securities. F5 · ownership.nature: Pursuant to Rule 16a-1, each of Mr. Jacobs and 402 Capital disclaims beneficial ownership except to the extent of their respective pecuniary interests. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerCommon Stock | 12,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · nonDerivative · entry 3 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 12,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · nonDerivative · entry 2 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 12,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:02 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerCommon Stock | 97,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059506 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:18 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 12,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055517 · doc4.xml · derivative · entry 4 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 12,587 Underlying: Common Stock · 12,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). F5 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:18 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 12,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-055517 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 97,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:26 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 12,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042612 · doc4.xml · derivative · entry 4 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 25,174 Underlying: Common Stock · 12,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). F5 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:26 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 12,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-042612 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 85,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:15 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 12,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025077 · doc4.xml · derivative · entry 4 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 37,761 Underlying: Common Stock · 12,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). F5 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:15 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 12,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-025077 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 72,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 18:07 UTC | SPARK NETWORKS INC LOV · Entity 172072 | GrantRestricted Stock Unit · Derivative | 50,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022628 · doc4.xml · derivative · entry 2 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 50,348 Underlying: Common Stock · 50,348 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). F3 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 18:07 UTC | SPARK NETWORKS INC LOV · Entity 172072 | GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022628 · doc4.xml · derivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2024-03-21 F1 · derivative.exercise_date: Twenty-five percent (25%) of the options vest in four equal installments at end of each fiscal quarter during 2017. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 20:45 UTC | SPARK NETWORKS INC LOV · Entity 172072 | OtherCommon Stock | 353,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003592 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCA Partners, LP Disclosed balance after: 1,079,797 F1 · kind: Represents in-kind distribution of shares by the Reporting Person to a limited partner of SCA Partners, LP ("SCA") over which there is no longer any beneficial ownership or pecuniary interest therein. F1 · price: Represents in-kind distribution of shares by the Reporting Person to a limited partner of SCA Partners, LP ("SCA") over which there is no longer any beneficial ownership or pecuniary interest therein. F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Mr. Jacobs, the managing member of 402 Capital, LLC ("402 Capital") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the shares of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"), owned by 402 Fund, LP (the "Fund") or SCA. F3 · ownership.nature: As previously reported on the reporting persons' Form 3 and Form 4s with respect to the Issuer, (i) the Fund holds 1,215,950 shares of Common Stock, and 402 Capital and Mr. Jacobs report the shares held by the Fund because as the investment manager of the Fund, and the managing member of 402 Capital, respectively, they control the disposition and voting of the securities, and (ii) SCA holds 1,079,797 shares of Common Stock, and 402 Capital controls the voting and disposition of the Common Stock held by SCA, of which 402 Capital is the investment manager. An affiliate of 402 Capital, for which Mr. Jacobs is the managing member, serves as the general partner of SCA and receives an allocation of net profits from SCA. Mr. Jacobs reports the shares held indirectly by 402 Capital because, as the managing member of 402 Capital at the time of purchase, Mr. Jacobs controlled the disposition and voting of the securities. F4 · ownership.nature: Pursuant to Rule 16a-1, each of Mr. Jacobs and 402 Capital disclaims beneficial ownership except to the extent of their respective pecuniary interests. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:42 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 5,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001013 · doc4.xml · derivative · entry 4 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 0 Underlying: Common Stock · 5,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). F5 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on July 25, 2016. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for the third and fourth quarters of 2016. Fifty percent (50%) of the restricted stock units subject to the award vest at the end of the third quarter on September 30, 2016, and the remaining fifty percent (50%) vest at the end of the fourth quarter on December 31, 2016, subject to the reporting person's continuous service as a director. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:42 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 5,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-001013 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 60,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 20:14 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 5,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150331 · doc4.xml · derivative · entry 4 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 0 Underlying: Common Stock · 5,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). F5 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units subject to the award vest on each three month anniversary of the grant, such that one hundred percent (100%) of the award shall be vested upon the one year anniversary of the grant. In addition, all of the restricted stock units subject to the award vest fully upon a change in control. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 20:14 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 5,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150331 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 54,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:39 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 5,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144311 · doc4.xml · derivative · entry 4 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 5,983 Underlying: Common Stock · 5,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). F5 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on July 25, 2016. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for the third and fourth quarters of 2016. Fifty percent (50%) of the restricted stock units subject to the award vest at the end of the third quarter on September 30, 2016, and the remaining fifty percent (50%) vest at the end of the fourth quarter on December 31, 2016, subject to the reporting person's continuous service as a director. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:39 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 5,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-144311 · doc4.xml · nonDerivative · entry 1 402 CAPITAL LLC · CIK 0001595563 · Director JACOBS IAN · CIK 0001595560 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ian V. Jacobs directly Disclosed balance after: 48,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s ("Issuer") common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.