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Second Universe Trust

Disclosed activity across 1 company

Tapewire entity
171949
SEC CIK
0001499583

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Hyatt Hotels Corp

Report date November 08, 2017 · Filed November 13, 2017

Section 16 reporting ended · disclosed 2017-11-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectBy LLC division0 Reported balance After 2017-11-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-11-08 · Sale · Disposed 393,308 · Balance 0

F1: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.

F2: On May 31, 2017, the Reporting Person contributed 393,308 shares to a division of Tao Invest LLC. However, prior to the sale of the shares reported herein the Reporting Person retained the pecuniary interest in such shares, while the voting and dispositive power for such shares were held by Paul A. Bible, as trustee of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.

F2: On May 31, 2017, the Reporting Person contributed 393,308 shares to a division of Tao Invest LLC. However, prior to the sale of the shares reported herein the Reporting Person retained the pecuniary interest in such shares, while the voting and dispositive power for such shares were held by Paul A. Bible, as trustee of the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2017 Filed Nov 13, 2017 16:00 UTC Hyatt Hotels Corp H · Entity 3345 SaleClass B Common Stock · Derivative 393,308 $68.65 $26,999,335.61
Disclosure

SEC source: 0000899243-17-026002 · doc4.xml · derivative · entry 1

Second Universe Trust · CIK 0001499583 · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC division

Disclosed balance after: 0

Underlying: Class A Common Stock · 393,308 shares

Expires not disclosed

F1 · derivative.exercise_price: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.exercise_date: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.expiration_date: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.

F2 · ownership.nature: On May 31, 2017, the Reporting Person contributed 393,308 shares to a division of Tao Invest LLC. However, prior to the sale of the shares reported herein the Reporting Person retained the pecuniary interest in such shares, while the voting and dispositive power for such shares were held by Paul A. Bible, as trustee of the Reporting Person.

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May 31, 2017 Filed Jun 5, 2017 19:24 UTC Hyatt Hotels Corp H · Entity 3345 SaleClass B Common Stock · Derivative 393,308 $57.65 $22,672,239.66
Disclosure

SEC source: 0000899243-17-015416 · doc4.xml · derivative · entry 1

Second Universe Trust · CIK 0001499583 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 393,308 shares

Expires not disclosed

F1 · derivative.exercise_price: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. This disposition of the shares of Class B Common Stock by the Reporting Person constitutes a "permitted transfer" as defined under the Issuer's Amended and Restated Certificate of Incorporation.

F2 · price: The Reporting Person contributed the shares to Tao Invest LLC in exchange for interests in Tao Invest LLC pursuant to a Contribution Agreement. The price shown is the average of the high and low price of the Class A Common Stock on the NYSE on May 31, 2017.

F1 · derivative.exercise_date: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. This disposition of the shares of Class B Common Stock by the Reporting Person constitutes a "permitted transfer" as defined under the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.expiration_date: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. This disposition of the shares of Class B Common Stock by the Reporting Person constitutes a "permitted transfer" as defined under the Issuer's Amended and Restated Certificate of Incorporation.

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May 31, 2017 Filed Aug 29, 2017 17:05 UTC Amendment Hyatt Hotels Corp H · Entity 3345 OtherClass B Common Stock · Derivative 393,308 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021185 · doc4a.xml · derivative · entry 1

Second Universe Trust · CIK 0001499583 · 10% group member

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC division

Disclosed balance after: 393,308

Underlying: Class A Common Stock · 393,308 shares

Expires not disclosed

F1 · derivative.exercise_price: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. This disposition of the shares of Class B Common Stock by the Reporting Person constitutes a "permitted transfer" as defined under the Issuer's Amended and Restated Certificate of Incorporation.

F2 · kind: The Form 4, as originally filed on June 5, 2017, characterized the transfer of shares by the Reporting Person to Tao Invest LLC as a sale to Tao Invest LLC. In fact, the shares were transferred to a division of Tao Invest LLC, and the Reporting Person retains a pecuniary interest in the shares as well as voting and dispositive powers with respect to the shares.

F1 · derivative.exercise_date: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. This disposition of the shares of Class B Common Stock by the Reporting Person constitutes a "permitted transfer" as defined under the Issuer's Amended and Restated Certificate of Incorporation.

F1 · derivative.expiration_date: As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. This disposition of the shares of Class B Common Stock by the Reporting Person constitutes a "permitted transfer" as defined under the Issuer's Amended and Restated Certificate of Incorporation.

F2 · ownership.nature: The Form 4, as originally filed on June 5, 2017, characterized the transfer of shares by the Reporting Person to Tao Invest LLC as a sale to Tao Invest LLC. In fact, the shares were transferred to a division of Tao Invest LLC, and the Reporting Person retains a pecuniary interest in the shares as well as voting and dispositive powers with respect to the shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.