Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CC Real Estate Income Fund-ADVNONE · Entity 158577 | Director · Chairman, CEO and President | May 31, 2017 | June 02, 2017 |
| CC Real Estate Income Fund-CNONE · Entity 158578 | Director · Chairman, CEO and President | November 16, 2017 | November 16, 2017 |
| NorthStar/Townsend Institutional Real Estate Fund Inc.NONE · Entity 171058 | Director | May 03, 2017 | May 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CC Real Estate Income Fund-ADV
Report date May 31, 2017 · Filed June 02, 2017
This filing explicitly reported no securities owned.
CC Real Estate Income Fund-C
Report date November 16, 2017 · Filed November 16, 2017
This filing explicitly reported no securities owned.
NorthStar/Townsend Institutional Real Estate Fund Inc.
Report date May 03, 2017 · Filed May 10, 2017
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DigitalBridge Group, Inc.
Report date January 10, 2017 · Filed January 12, 2017
Section 16 reporting ended · disclosed 2017-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,233,927 |
Reported balance
After 2017-01-10 transaction · row 1
1 source rowRow 1 · 2017-01-10 · Grant · Acquired 852,281 · Balance 2,233,927 F1: This Form 4 is being filed solely to reflect the merger steps occurring among NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Finance Corp. ("NRF") and their respective subsidiaries immediately prior to the merger with Colony Capital, Inc. ("Colony") on January 10, 2017. Upon completion of the mergers with Colony NorthStar, Inc. ("CLNS"), the reporting person ceased to be an officer of CLNS for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. F2: Represents shares of Class A Common Stock of CLNS acquired by the reporting person pursuant to the merger of New Sirius Inc. ("New NRF") with CLNS (the "NRF Merger"), which occurred shortly prior to the merger of Colony into CLNS, but after the merger of NSAM into CLNS in a redomestication merger and reorganization transactions involving NRF pursuant to which NRF became a wholly owned subsidiary of New NRF (the "NRF Reorganization"). F3: The shares of Class A Common Stock of CLNS were acquired pursuant to the NRF Merger in exchange for shares of common stock of New NRF at a ratio of 1.0996 shares of Class A Common Stock of CLNS for each share of New NRF common stock. The market value of the shares of New NRF common stock on the date of the NRF Merger was $16.13 per share based on the reported closing sale price of the NRF common stock on such date. Prior to the NRF Merger, all outstanding shares of NRF common stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed solely to reflect the merger steps occurring among NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Finance Corp. ("NRF") and their respective subsidiaries immediately prior to the merger with Colony Capital, Inc. ("Colony") on January 10, 2017. Upon completion of the mergers with Colony NorthStar, Inc. ("CLNS"), the reporting person ceased to be an officer of CLNS for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
F2: Represents shares of Class A Common Stock of CLNS acquired by the reporting person pursuant to the merger of New Sirius Inc. ("New NRF") with CLNS (the "NRF Merger"), which occurred shortly prior to the merger of Colony into CLNS, but after the merger of NSAM into CLNS in a redomestication merger and reorganization transactions involving NRF pursuant to which NRF became a wholly owned subsidiary of New NRF (the "NRF Reorganization").
F3: The shares of Class A Common Stock of CLNS were acquired pursuant to the NRF Merger in exchange for shares of common stock of New NRF at a ratio of 1.0996 shares of Class A Common Stock of CLNS for each share of New NRF common stock. The market value of the shares of New NRF common stock on the date of the NRF Merger was $16.13 per share based on the reported closing sale price of the NRF common stock on such date. Prior to the NRF Merger, all outstanding shares of NRF common stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization.
NORTHSTAR REALTY FINANCE CORP.
Report date December 31, 2016 · Filed February 14, 2017
Section 16 reporting ended · disclosed 2017-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 362,363 |
Reported balance
After 2016-12-28 transaction · row 1
1 source rowRow 1 · 2016-12-28 · Gift · Disposed 32,345 · Balance 362,363 |
NorthStar Asset Management Group Inc.
Report date January 10, 2017 · Filed January 12, 2017
Section 16 reporting ended · disclosed 2017-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Common StockSEC Table I · non-derivative | Direct | 383,813 |
Reported balance
After 2017-01-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-10 · Exercise / conversion · Disposed 204,971 · Balance 383,813 F1: Performance Common Stock is substantially identical to shares of the NorthStar Asset Management Group Inc.'s Common Stock, except that it is not entitled to share in distributions declared with respect to Common Stock and it does not entitle holders to vote, except with respect to limited matters impacting the rights of the Performance Common Stock. Upon vesting, shares of Performance Common Stock automatically convert into shares of Common Stock and the reporting person is entitled to receive the distributions that would have been paid with respect to a share of Common Stock (for each share of Performance Common Stock that vests) on or after the date the shares of Performance Common Stock were initially issued. F2: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award (each as defined below) that vested and was converted to shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger"). F3: The "2014 Performance-Based LT Bonus" consists of shares of Performance Common Stock granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return ("TSR") from January 1, 2014 through December 31, 2017. The "Absolute TSR Spin-Off Award" consists of shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to absolute TSR from April 3, 2014 through April 2, 2018. |
| Performance Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-01-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-01-10 · Disposition to issuer · Disposed 383,813 · Balance 0 F1: Performance Common Stock is substantially identical to shares of the NorthStar Asset Management Group Inc.'s Common Stock, except that it is not entitled to share in distributions declared with respect to Common Stock and it does not entitle holders to vote, except with respect to limited matters impacting the rights of the Performance Common Stock. Upon vesting, shares of Performance Common Stock automatically convert into shares of Common Stock and the reporting person is entitled to receive the distributions that would have been paid with respect to a share of Common Stock (for each share of Performance Common Stock that vests) on or after the date the shares of Performance Common Stock were initially issued. F4: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. |
| Common StockSEC Table I · non-derivative | Direct | 1,580,203 |
Reported balance
After 2017-01-10 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-01-10 · Exercise / conversion · Acquired 204,971 · Balance 1,580,203 F5: Represents shares of Common Stock issued upon vesting and automatic conversion of shares of Performance Common Stock that vested as described in footnote (2) above. |
| Common StockSEC Table I · non-derivative | Direct | 1,957,751 |
Reported balance
After 2017-01-10 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-01-10 · Grant · Acquired 377,548 · Balance 1,957,751 F6: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger relating to the following awards: (i) the long-term performance based incentive compensation awards pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2015 and 2016 (the "2015 Performance-Based LT Bonus" and "2016 Performance-Based LT Bonus," respectively) and (ii) the shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to TSR relative to the Russell 2000 Index from April 3, 2014 through April 2, 2018 (the "Relative TSR Spin-Off Award"). The remainder of each of the 2015 Performance-Based LT Bonus, 2016 Performance-Based LT Bonus and Relative TSR Spin-Off Award was forfeited. |
| Common StockSEC Table I · non-derivative | Direct | 1,381,646 |
Reported balance
After 2017-01-10 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2017-01-10 · Tax withholding · Disposed 576,105 · Balance 1,381,646 F7: Represents shares of Common Stock retained by NSAM in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person upon conversion of shares of Performance Common Stock as described in footnotes (4) and (6) above. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance Common Stock is substantially identical to shares of the NorthStar Asset Management Group Inc.'s Common Stock, except that it is not entitled to share in distributions declared with respect to Common Stock and it does not entitle holders to vote, except with respect to limited matters impacting the rights of the Performance Common Stock. Upon vesting, shares of Performance Common Stock automatically convert into shares of Common Stock and the reporting person is entitled to receive the distributions that would have been paid with respect to a share of Common Stock (for each share of Performance Common Stock that vests) on or after the date the shares of Performance Common Stock were initially issued.
F2: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award (each as defined below) that vested and was converted to shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger").
F3: The "2014 Performance-Based LT Bonus" consists of shares of Performance Common Stock granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return ("TSR") from January 1, 2014 through December 31, 2017. The "Absolute TSR Spin-Off Award" consists of shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to absolute TSR from April 3, 2014 through April 2, 2018.
F4: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger.
F5: Represents shares of Common Stock issued upon vesting and automatic conversion of shares of Performance Common Stock that vested as described in footnote (2) above.
F6: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger relating to the following awards: (i) the long-term performance based incentive compensation awards pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2015 and 2016 (the "2015 Performance-Based LT Bonus" and "2016 Performance-Based LT Bonus," respectively) and (ii) the shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to TSR relative to the Russell 2000 Index from April 3, 2014 through April 2, 2018 (the "Relative TSR Spin-Off Award"). The remainder of each of the 2015 Performance-Based LT Bonus, 2016 Performance-Based LT Bonus and Relative TSR Spin-Off Award was forfeited.
F7: Represents shares of Common Stock retained by NSAM in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person upon conversion of shares of Performance Common Stock as described in footnotes (4) and (6) above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2017 Filed Jan 12, 2017 21:40 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 46,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000354 · t1700104x3.xml · derivative · entry 6 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,943 shares Expires not disclosed F6 · security: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. F6 · derivative.exercise_price: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. F6 · derivative.exercise_date: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. F6 · derivative.expiration_date: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:40 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 27,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000354 · t1700104x3.xml · derivative · entry 5 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,943 Underlying: Common Stock · 27,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3 · derivative.exercise_price: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3 · derivative.exercise_date: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3 · derivative.expiration_date: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:40 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Disposition to issuerCommon Stock | 775,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000354 · t1700104x3.xml · nonDerivative · entry 4 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · security: Represents shares of common stock of New NRF that were disposed of pursuant to the merger of New NRF with and into CLNS in exchange for shares of CLNS common stock at a ratio of one share of New NRF common stock for 1.0996 shares of CLNS common stock having a market value of $15.84 per share on the effective date of the CLNS Merger based on the reported closing sale price on such date. Prior to the merger of New NRF with and into CLNS, all outstanding shares of Common Stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization. F5 · price: Represents shares of common stock of New NRF that were disposed of pursuant to the merger of New NRF with and into CLNS in exchange for shares of CLNS common stock at a ratio of one share of New NRF common stock for 1.0996 shares of CLNS common stock having a market value of $15.84 per share on the effective date of the CLNS Merger based on the reported closing sale price on such date. Prior to the merger of New NRF with and into CLNS, all outstanding shares of Common Stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:40 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Tax withholdingCommon Stock | 149,161 | $16.02 | $2,389,559.22 |
DisclosureSEC source: 0001571049-17-000354 · t1700104x3.xml · nonDerivative · entry 3 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,083 F4 · kind: Represents shares of Common Stock retained in order to satisfy tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnotes (1) and (3) above. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:40 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Exercise / conversionCommon Stock | 27,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000354 · t1700104x3.xml · nonDerivative · entry 2 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 924,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:40 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | GrantCommon Stock | 56,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000354 · t1700104x3.xml · nonDerivative · entry 1 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,363 F1 · security: Represents shares of common stock of NorthStar Realty Finance Corp. ("NRF"), par value $0.01 per share ("Common Stock"), that were issued or vested relating to the long-term performance based incentive compensation awards granted by NRF for 2015 and 2016 pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger (the "CLNS Merger") of New Sirius Inc. ("New NRF") into Colony NorthStar, Inc. ("CLNS") on January 10, 2017, which followed substantially concurrent reorganization transactions involving NRF (the "NRF Reorganization") pursuant to which NRF became a wholly owned subsidiary of New NRF, which had previously been a wholly owned subsidiary of NRF, and all of the outstanding shares of stock of NRF were converted into an equal number of shares of stock of New NRF. The remainder of these awards was forfeited. F1 · price: Represents shares of common stock of NorthStar Realty Finance Corp. ("NRF"), par value $0.01 per share ("Common Stock"), that were issued or vested relating to the long-term performance based incentive compensation awards granted by NRF for 2015 and 2016 pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger (the "CLNS Merger") of New Sirius Inc. ("New NRF") into Colony NorthStar, Inc. ("CLNS") on January 10, 2017, which followed substantially concurrent reorganization transactions involving NRF (the "NRF Reorganization") pursuant to which NRF became a wholly owned subsidiary of New NRF, which had previously been a wholly owned subsidiary of NRF, and all of the outstanding shares of stock of NRF were converted into an equal number of shares of stock of New NRF. The remainder of these awards was forfeited. F2 · balance_after: Includes 323,095 shares of Common Stock issued on January 10, 2017 in exchange for an equal number of LTIP Units of NorthStar Realty Finance Limited Partnership ("NRFLP"), when, as part of the NRF Reorganization, NRFLP merged with a wholly owned subsidiary of NRF, resulting in all outstanding LTIP Units in NRFLP becoming fully vested and converting into an equal number of shares of Common Stock. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:43 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 852,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000361 · t1700112_x2.xml · nonDerivative · entry 1 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,233,927 F1 · shares: This Form 4 is being filed solely to reflect the merger steps occurring among NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Finance Corp. ("NRF") and their respective subsidiaries immediately prior to the merger with Colony Capital, Inc. ("Colony") on January 10, 2017. Upon completion of the mergers with Colony NorthStar, Inc. ("CLNS"), the reporting person ceased to be an officer of CLNS for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. F2 · shares: Represents shares of Class A Common Stock of CLNS acquired by the reporting person pursuant to the merger of New Sirius Inc. ("New NRF") with CLNS (the "NRF Merger"), which occurred shortly prior to the merger of Colony into CLNS, but after the merger of NSAM into CLNS in a redomestication merger and reorganization transactions involving NRF pursuant to which NRF became a wholly owned subsidiary of New NRF (the "NRF Reorganization"). F2 · price: Represents shares of Class A Common Stock of CLNS acquired by the reporting person pursuant to the merger of New Sirius Inc. ("New NRF") with CLNS (the "NRF Merger"), which occurred shortly prior to the merger of Colony into CLNS, but after the merger of NSAM into CLNS in a redomestication merger and reorganization transactions involving NRF pursuant to which NRF became a wholly owned subsidiary of New NRF (the "NRF Reorganization"). F3 · price: The shares of Class A Common Stock of CLNS were acquired pursuant to the NRF Merger in exchange for shares of common stock of New NRF at a ratio of 1.0996 shares of Class A Common Stock of CLNS for each share of New NRF common stock. The market value of the shares of New NRF common stock on the date of the NRF Merger was $16.13 per share based on the reported closing sale price of the NRF common stock on such date. Prior to the NRF Merger, all outstanding shares of NRF common stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:34 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Tax withholdingCommon Stock | 576,105 | $15.69 | $9,039,087.45 |
DisclosureSEC source: 0001571049-17-000349 · t1700105x1.xml · nonDerivative · entry 5 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381,646 F7 · kind: Represents shares of Common Stock retained by NSAM in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person upon conversion of shares of Performance Common Stock as described in footnotes (4) and (6) above. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:34 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | GrantCommon Stock | 377,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000349 · t1700105x1.xml · nonDerivative · entry 4 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,957,751 F6 · security: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger relating to the following awards: (i) the long-term performance based incentive compensation awards pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2015 and 2016 (the "2015 Performance-Based LT Bonus" and "2016 Performance-Based LT Bonus," respectively) and (ii) the shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to TSR relative to the Russell 2000 Index from April 3, 2014 through April 2, 2018 (the "Relative TSR Spin-Off Award"). The remainder of each of the 2015 Performance-Based LT Bonus, 2016 Performance-Based LT Bonus and Relative TSR Spin-Off Award was forfeited. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:34 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Exercise / conversionCommon Stock | 204,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000349 · t1700105x1.xml · nonDerivative · entry 3 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents shares of Common Stock issued upon vesting and automatic conversion of shares of Performance Common Stock that vested as described in footnote (2) above. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:34 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Disposition to issuerPerformance Common Stock | 383,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000349 · t1700105x1.xml · nonDerivative · entry 2 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Performance Common Stock is substantially identical to shares of the NorthStar Asset Management Group Inc.'s Common Stock, except that it is not entitled to share in distributions declared with respect to Common Stock and it does not entitle holders to vote, except with respect to limited matters impacting the rights of the Performance Common Stock. Upon vesting, shares of Performance Common Stock automatically convert into shares of Common Stock and the reporting person is entitled to receive the distributions that would have been paid with respect to a share of Common Stock (for each share of Performance Common Stock that vests) on or after the date the shares of Performance Common Stock were initially issued. F4 · security: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:34 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Exercise / conversionPerformance Common Stock | 204,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000349 · t1700105x1.xml · nonDerivative · entry 1 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Performance Common Stock is substantially identical to shares of the NorthStar Asset Management Group Inc.'s Common Stock, except that it is not entitled to share in distributions declared with respect to Common Stock and it does not entitle holders to vote, except with respect to limited matters impacting the rights of the Performance Common Stock. Upon vesting, shares of Performance Common Stock automatically convert into shares of Common Stock and the reporting person is entitled to receive the distributions that would have been paid with respect to a share of Common Stock (for each share of Performance Common Stock that vests) on or after the date the shares of Performance Common Stock were initially issued. F2 · security: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award (each as defined below) that vested and was converted to shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger"). F3 · security: The "2014 Performance-Based LT Bonus" consists of shares of Performance Common Stock granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return ("TSR") from January 1, 2014 through December 31, 2017. The "Absolute TSR Spin-Off Award" consists of shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to absolute TSR from April 3, 2014 through April 2, 2018. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:19 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 65,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000143 · t1700018-x1.xml · derivative · entry 5 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · security: On January 4, 2017, 65,266 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. F2 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · derivative.exercise_price: On January 4, 2017, 65,266 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. F5 · shares: Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015. F1 · derivative.exercise_date: Represents shares of Common Stock retained by NorthStar Realty Finance Corp. ("NRF") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person. F2 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F1 · derivative.expiration_date: Represents shares of Common Stock retained by NorthStar Realty Finance Corp. ("NRF") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person. F2 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F5 · derivative.underlying_shares: Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:19 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Tax withholdingCommon Stock | 47,016 | $16.20 | $761,659.20 |
DisclosureSEC source: 0001571049-17-000143 · t1700018-x1.xml · nonDerivative · entry 4 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,578 F4 · kind: Represents shares of Common Stock retained by NRF in order to satisfy its tax withholding obligations arising from the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnote (2) above and relating to shares of Common Stock granted to the reporting person in connection with long-term bonus for 2016. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:19 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | GrantCommon Stock | 103,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000143 · t1700018-x1.xml · nonDerivative · entry 3 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,594 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:19 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Exercise / conversionCommon Stock | 65,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000143 · t1700018-x1.xml · nonDerivative · entry 2 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · price: On January 4, 2017, 65,266 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:10 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 65,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000129 · t1700010_x7.xml · derivative · entry 5 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 130,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · security: On January 4, 2017, 130,532 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. F2 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · derivative.exercise_price: On January 4, 2017, 130,532 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. F5 · shares: Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015. F2 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · derivative.exercise_date: On January 4, 2017, 130,532 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. F2 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · derivative.expiration_date: On January 4, 2017, 130,532 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:10 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Tax withholdingCommon Stock | 86,393 | $15.86 | $1,370,192.98 |
DisclosureSEC source: 0001571049-17-000129 · t1700010_x7.xml · nonDerivative · entry 4 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,232 F4 · kind: Represents shares of Common Stock retained by NSAM in order to satisfy its tax withholding obligations arising from the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnote (2) above and relating to shares of Common Stock granted to the reporting person in connection with long-term bonus for 2016. Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:10 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | GrantCommon Stock | 147,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000129 · t1700010_x7.xml · nonDerivative · entry 3 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,625 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 19:10 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Exercise / conversionCommon Stock | 130,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000129 · t1700010_x7.xml · nonDerivative · entry 2 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016. F3 · price: On January 4, 2017, 130,532 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:19 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Tax withholdingCommon Stock | 32,736 | $15.15 | $495,950.40 |
DisclosureSEC source: 0001571049-17-000143 · t1700018-x1.xml · nonDerivative · entry 1 Gilbert Daniel R · CIK 0001306762 · Chief Inv. & Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,708 F1 · kind: Represents shares of Common Stock retained by NorthStar Realty Finance Corp. ("NRF") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:10 UTC | NorthStar Asset Management Group Inc. NSAM · Entity 16244 | Tax withholdingCommon Stock | 162,508 | $14.92 | $2,424,619.36 |
DisclosureSEC source: 0001571049-17-000129 · t1700010_x7.xml · nonDerivative · entry 1 Gilbert Daniel R · CIK 0001306762 · Chief Inv. And Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,106 F1 · kind: Represents shares of Common Stock retained by NorthStar Asset Management Group Inc. ("NSAM") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person. Read SEC document |
| December 28, 2016 Filed Feb 14, 2017 17:01 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | GiftCommon Stock | 32,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-001367 · t1700401_x2nrfgilbert-f5.xml · nonDerivative · entry 1 Gilbert Daniel R · CIK 0001306762 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,363 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.