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person · Reporting owner

David Eric

Disclosed activity across 1 company

Tapewire entity
171854
SEC CIK
0001549671

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VivoSim Labs, INC.ONVO · Entity 8386CSO & EVP Pre-Clinical DevNovember 16, 2017November 17, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VivoSim Labs, INC.

Report date November 16, 2017 · Filed November 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect876,609 Reported balance After 2017-11-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-11-16 · Tax withholding · Disposed 5,625 · Balance 876,609

F1: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer.

F2: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David beneficially owns or has a right to acquire 1,946,609 shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer.

F2: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David beneficially owns or has a right to acquire 1,946,609 shares of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2017 Filed Nov 17, 2017 00:46 UTC VivoSim Labs, INC. ONVO · Entity 8386 Tax withholdingCommon Stock 5,625 $1.47 $8,269.88
Disclosure

SEC source: 0001209191-17-061324 · doc4.xml · nonDerivative · entry 1

David Eric · CIK 0001549671 · CSO & EVP Pre-Clinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,609

F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer.

F2 · balance_after: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David beneficially owns or has a right to acquire 1,946,609 shares of common stock.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 20:49 UTC VivoSim Labs, INC. ONVO · Entity 8386 Tax withholdingCommon Stock 8,469 $2.06 $17,446.14
Disclosure

SEC source: 0001209191-17-049422 · doc4.xml · nonDerivative · entry 1

David Eric · CIK 0001549671 · CSO & EVP Pre-Clinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,234

F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer.

F2 · balance_after: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David beneficially owns or has a right to acquire 1,952,234 shares of common stock.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 21:13 UTC VivoSim Labs, INC. ONVO · Entity 8386 GrantCommon Stock 190,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042350 · doc4.xml · nonDerivative · entry 1

David Eric · CIK 0001549671 · CSO & EVP Pre-Clinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,703

F1 · security: Annual long-term equity award approved by the Compensation Committee of the Issuer's Board of Directors.

F2 · shares: The shares represent a grant of Restricted Stock Units ("RSUs"). The RSUs represent a right to receive shares of the Issuer's common stock, at no additional conversion or exercise price. The RSUs vest and settle over 16 equal quarterly installments measured from May 15, 2017.

F3 · balance_after: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David beneficially owns or has a right to acquire 1,960,703 shares of common stock.

Read SEC document
May 16, 2017 Filed May 17, 2017 23:07 UTC VivoSim Labs, INC. ONVO · Entity 8386 Tax withholdingCommon Stock 1,263 $2.86 $3,614.83
Disclosure

SEC source: 0001209191-17-033415 · doc4.xml · nonDerivative · entry 1

David Eric · CIK 0001549671 · CSO & EVP Pre-Clinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,703

F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, pursuant to the Reporting Person's agreement with the Issuer.

F2 · balance_after: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David continues to beneficially own or have a right to acquire 1,770,703 shares of common stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:59 UTC VivoSim Labs, INC. ONVO · Entity 8386 Tax withholdingCommon Stock 1,390 $2.95 $4,100.50
Disclosure

SEC source: 0001209191-17-012847 · doc4.xml · nonDerivative · entry 1

David Eric · CIK 0001549671 · CSO & EVP Pre-Clinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,966

F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, pursuant to the Reporting Person's agreement with the Issuer.

F2 · balance_after: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David continues to beneficially own or have a right to acquire 1,771,966 shares of common stock.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 22:06 UTC VivoSim Labs, INC. ONVO · Entity 8386 Tax withholdingCommon Stock 1,745 $3.26 $5,687.65
Disclosure

SEC source: 0001209191-16-151268 · doc4.xml · nonDerivative · entry 1

David Eric · CIK 0001549671 · CSO & EVP Pre-Clinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,356

F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, pursuant to the Reporting Person's agreement with the Issuer.

F2 · balance_after: This number does not include 1,070,000 shares of common stock underlying outstanding options held by Dr. David; post-transaction Dr. David continues to beneficially own or have a right to acquire 1,773,356 shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.