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Schwertz Joseph S Jr

Disclosed activity across 1 company

Tapewire entity
171835
SEC CIK
0001405773

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HANCOCK WHITNEY CORPHBHC · Entity 3804EVP and Chief Risk OfficerNovember 15, 2017November 17, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HANCOCK WHITNEY CORP

Report date November 15, 2017 · Filed November 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,469 Reported balance After 2017-11-15 transaction · row 1
1 source row

Row 1 · 2017-11-15 · Grant · Acquired 1,411 · Balance 7,469

F1: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest incrementally over 3 years.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest incrementally over 3 years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2017 Filed Nov 17, 2017 22:18 UTC HANCOCK WHITNEY CORP HBHC · Entity 3804 GrantCommon Stock 1,411 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032702 · form4.xml · nonDerivative · entry 1

Schwertz Joseph S Jr · CIK 0001405773 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,469

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest incrementally over 3 years.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:06 UTC HANCOCK WHITNEY CORP HBHC · Entity 3804 Tax withholdingCommon Stock 379 $48.75 $18,476.25
Disclosure

SEC source: 0001127602-17-030947 · form4.xml · nonDerivative · entry 1

Schwertz Joseph S Jr · CIK 0001405773 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058

F1 · balance_after: Includes Restricted Stock Awards that were previously reported in Table II.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:17 UTC HANCOCK WHITNEY CORP HBHC · Entity 3804 GrantRestricted Stock Award · Derivative 1,657 $0.00 Strike: $39.10 $0.00
Disclosure

SEC source: 0001127602-16-067626 · form4.xml · derivative · entry 3

Schwertz Joseph S Jr · CIK 0001405773 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

Underlying: Restricted Stock Award · 1,657 shares

Expires 2021-11-15

F2 · security: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.

Read SEC document
November 13, 2016 Filed Nov 15, 2016 21:42 UTC HANCOCK WHITNEY CORP HBHC · Entity 3804 Exercise / conversionRestricted Stock Award · Derivative 695 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-16-067231 · form4.xml · derivative · entry 4

Schwertz Joseph S Jr · CIK 0001405773 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Restricted Stock Award · 695 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.

F2 · shares: Acquisition of shares upon vesting of a Restricted Stock Award granted on November 13, 2015.

Read SEC document
November 13, 2016 Filed Nov 15, 2016 21:42 UTC HANCOCK WHITNEY CORP HBHC · Entity 3804 Tax withholdingCommon Stock 211 $38.05 $8,028.55
Disclosure

SEC source: 0001127602-16-067231 · form4.xml · nonDerivative · entry 2

Schwertz Joseph S Jr · CIK 0001405773 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484

F3 · shares: Withholding of shares for payment of tax liability.

Read SEC document
November 13, 2016 Filed Nov 15, 2016 21:42 UTC HANCOCK WHITNEY CORP HBHC · Entity 3804 Exercise / conversionCommon Stock 695 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067231 · form4.xml · nonDerivative · entry 1

Schwertz Joseph S Jr · CIK 0001405773 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Award granted in accordance with the Company's 2014 Long Term Incentive Plan. These awards vest 1/3 per year over 3 years, with a 2 year post vest hold.

F2 · shares: Acquisition of shares upon vesting of a Restricted Stock Award granted on November 13, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.