Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB · Entity 5650 | SVP, Market Development | November 24, 2017 | November 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Report date November 24, 2017 · Filed November 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,174 |
Reported balance
After 2017-11-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-11-24 · Exercise / conversion · Acquired 256 · Balance 158,174 F1: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.96 · Expires 2017-11-26 | Direct | 0 |
Reported balance
After 2017-11-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-24 · Exercise / conversion · Disposed 256 · Balance 0 F2: The shares subject to the option were fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
F2: The shares subject to the option were fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2017 Filed Nov 28, 2017 19:08 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | Exercise / conversionStock Option (right to buy) · Derivative | 256 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001209191-17-062664 · doc4.xml · derivative · entry 2 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 256 shares Expires 2017-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option were fully vested and exercisable. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 19:08 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | Exercise / conversionCommon Stock | 256 | $1.96 | $501.76 |
DisclosureSEC source: 0001209191-17-062664 · doc4.xml · nonDerivative · entry 1 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 20:12 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | Exercise / conversionStock Option (right to buy) · Derivative | 28,061 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001209191-17-045937 · doc4.xml · derivative · entry 2 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256 Underlying: Common Stock · 28,061 shares Expires 2017-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 20:12 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | Exercise / conversionCommon Stock | 28,061 | $1.96 | $54,999.56 |
DisclosureSEC source: 0001209191-17-045937 · doc4.xml · nonDerivative · entry 1 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 20:05 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | Exercise / conversionStock Option (right to buy) · Derivative | 84,183 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001209191-17-040099 · doc4.xml · derivative · entry 2 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,317 Underlying: Common Stock · 84,183 shares Expires 2017-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 20:05 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | Exercise / conversionCommon Stock | 84,183 | $1.96 | $164,998.68 |
DisclosureSEC source: 0001209191-17-040099 · doc4.xml · nonDerivative · entry 1 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:04 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $5.27 | $0.00 |
DisclosureSEC source: 0001209191-17-011429 · doc4.xml · derivative · entry 1 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-02-15 F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over the next four years, provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| September 01, 2016 Filed Jan 27, 2017 21:12 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | PurchaseCommon Stock | 1,716 | $4.07 | $6,986.69 |
DisclosureSEC source: 0001209191-17-005854 · doc5.xml · nonDerivative · entry 2 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,455 F1 · shares: Shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 01, 2016 Filed Jan 27, 2017 21:12 UTC | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 | PurchaseCommon Stock | 3,503 | $4.07 | $14,262.46 |
DisclosureSEC source: 0001209191-17-005854 · doc5.xml · nonDerivative · entry 1 CORCORAN KEVIN P · CIK 0001240009 · SVP, Market Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,739 F1 · shares: Shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.