Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| M&T BANK CORPMTB · Entity 3122 | Director · Chairman of the Board and CEO | November 27, 2017 | November 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
M&T BANK CORP
Report date November 27, 2017 · Filed November 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,214,016 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,214,016 |
| Common StockSEC Table I · non-derivative | IndirectBy 401 (k) Plan | 57,439 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 57,439 F1: The information presented is as of September 30, 2017. |
| Common StockSEC Table I · non-derivative | Indirect1999 Family Trust | 0 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 F2: On November 27, 2017, the reporting person resigned as trustee of the Robert G. Wilmers 1999 Family Trust and the Robert G. Wilmers 2000 Family Trust and is no longer required to report transactions or holdings of shares owned by such trusts. |
| Common StockSEC Table I · non-derivative | Indirect2000 Family Trust | 0 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0 F2: On November 27, 2017, the reporting person resigned as trustee of the Robert G. Wilmers 1999 Family Trust and the Robert G. Wilmers 2000 Family Trust and is no longer required to report transactions or holdings of shares owned by such trusts. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 400,000 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 400,000 F3: The indicated shares are held by a limited liability company of which the reporting person is the sole member. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 390,809 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 390,809 F4: The indicated shares are held by Roche Foundation, Inc., a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is the sole director and president of Roche Foundation, Inc. and holds sole voting and dispositive power over the shares held by it. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 409,062 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 409,062 F5: The indicated shares are held by the Interlaken Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the Interlaken Foundation and holds voting and dispositive power over the shares held by it. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,654,816 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,654,816 F6: On March 3, 2017, 628,064 shares were distributed gratuitously by Mallarme Investments Limited ("Mallarme") to a limited liability company that the reporting person has no pecuniary interest in and does not hold any voting or dispositive power over the shares held by it, and as a result is not required to report transactions or holdings of shares owned by this limited liability company. F7: On May 31, 2017, Mallarme distributed gratuitously 2,654,816 shares to Voltaire Holdings, LLC, a limited liability company whose sole shareholder is Mallarme Trust, an English law trust that the reporting person is sole trustee of and the beneficiaries of which are the reporting person's sister and sister's descendants. The reporting person has no pecuniary interest in these shares and disclaims beneficial ownership thereof. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. |
| Phantom Common Stock UnitsSEC Table II · derivative / convertible security | IndirectSupplemental 401(k) Plan | 5,949 |
Reported balance
Holding disclosure · report date 2017-11-27 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 5,949 F8: The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. F1: The information presented is as of September 30, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The information presented is as of September 30, 2017.
F2: On November 27, 2017, the reporting person resigned as trustee of the Robert G. Wilmers 1999 Family Trust and the Robert G. Wilmers 2000 Family Trust and is no longer required to report transactions or holdings of shares owned by such trusts.
F3: The indicated shares are held by a limited liability company of which the reporting person is the sole member.
F4: The indicated shares are held by Roche Foundation, Inc., a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is the sole director and president of Roche Foundation, Inc. and holds sole voting and dispositive power over the shares held by it.
F5: The indicated shares are held by the Interlaken Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the Interlaken Foundation and holds voting and dispositive power over the shares held by it.
F6: On March 3, 2017, 628,064 shares were distributed gratuitously by Mallarme Investments Limited ("Mallarme") to a limited liability company that the reporting person has no pecuniary interest in and does not hold any voting or dispositive power over the shares held by it, and as a result is not required to report transactions or holdings of shares owned by this limited liability company.
F7: On May 31, 2017, Mallarme distributed gratuitously 2,654,816 shares to Voltaire Holdings, LLC, a limited liability company whose sole shareholder is Mallarme Trust, an English law trust that the reporting person is sole trustee of and the beneficiaries of which are the reporting person's sister and sister's descendants. The reporting person has no pecuniary interest in these shares and disclaims beneficial ownership thereof. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.
F8: The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 5, 2017 20:27 UTC | M&T BANK CORP MTB · Entity 3122 | Disposition to issuerCommon Stock | 7,857 | $160.22 | $1,258,868.18 |
DisclosureSEC source: 0001209191-17-030342 · doc4.xml · nonDerivative · entry 2 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214,016 F2 · price: This transaction was executed in multiple trades at prices ranging from $160.0001 to $160.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 04, 2017 Filed May 5, 2017 20:27 UTC | M&T BANK CORP MTB · Entity 3122 | Disposition to issuerCommon Stock | 192,143 | $159.13 | $30,576,464.95 |
DisclosureSEC source: 0001209191-17-030342 · doc4.xml · nonDerivative · entry 1 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221,873 F1 · price: This transaction was executed in multiple trades at prices ranging from $159.0000 to $159.9750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:18 UTC | M&T BANK CORP MTB · Entity 3122 | GrantCommon Stock | 5,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007201 · doc4.xml · nonDerivative · entry 1 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,414,016 F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 31, 2014, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 31, 2014, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 23:25 UTC | M&T BANK CORP MTB · Entity 3122 | GrantCommon Stock | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006477 · doc4.xml · nonDerivative · entry 3 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409,008 F4 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 30, 2015, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. F3 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. F4 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 30, 2015, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 23:25 UTC | M&T BANK CORP MTB · Entity 3122 | GrantCommon Stock | 5,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006477 · doc4.xml · nonDerivative · entry 2 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404,074 F2 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. F3 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. F2 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. Read SEC document |
| December 28, 2016 Filed Jan 31, 2017 23:25 UTC | M&T BANK CORP MTB · Entity 3122 | GiftCommon Stock | 15,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006477 · doc4.xml · nonDerivative · entry 9 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 409,062 F8 · price: The reported transaction involves a transfer of securities by gift for which no consideration was paid. F10 · ownership.nature: The indicated shares are held by the Interlaken Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the Interlaken Foundation and holds voting and dispositive power over the shares held by it. Read SEC document |
| December 28, 2016 Filed Jan 31, 2017 23:25 UTC | M&T BANK CORP MTB · Entity 3122 | GiftCommon Stock | 15,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006477 · doc4.xml · nonDerivative · entry 8 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 390,809 F8 · price: The reported transaction involves a transfer of securities by gift for which no consideration was paid. F9 · ownership.nature: The indicated shares are held by Roche Foundation, Inc., a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is the sole director and president of Roche Foundation, Inc. and holds sole voting and dispositive power over the shares held by it. Read SEC document |
| December 28, 2016 Filed Jan 31, 2017 23:25 UTC | M&T BANK CORP MTB · Entity 3122 | GiftCommon Stock | 31,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006477 · doc4.xml · nonDerivative · entry 1 WILMERS ROBERT G · CIK 0001164543 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399,007 F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.