Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TYSON FOODS, INC.TSN · Entity 3273 | Chief Financial Officer | November 29, 2017 | December 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TYSON FOODS, INC.
Report date November 29, 2017 · Filed December 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 152,411.644 |
Last balance in matching sequence
After 2017-11-30 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rowsRow 1 · 2017-11-29 · Exercise / conversion · Acquired 10,508 · Balance 162,919.644 F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Row 2 · 2017-11-29 · Sale · Disposed 10,508 · Balance 152,411.644 F2: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.91 to $82.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Row 3 · 2017-11-29 · Exercise / conversion · Acquired 12,254 · Balance 164,665.644 F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Row 4 · 2017-11-29 · Sale · Disposed 12,254 · Balance 152,411.644 F3: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.92 to $82.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Row 5 · 2017-11-29 · Exercise / conversion · Acquired 80,278 · Balance 232,689.644 F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Row 6 · 2017-11-29 · Sale · Disposed 80,278 · Balance 152,411.644 F4: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.92 to $82.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Row 8 · 2017-11-30 · Exercise / conversion · Acquired 12,253 · Balance 164,664.644 F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Row 9 · 2017-11-30 · Sale · Disposed 12,253 · Balance 152,411.644 F6: This is a weighted average price. These shares were sold in multiple transactions on November 30, 2017 at prices ranging from $81.76 to $82.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. |
| Class A Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 1,811.2893 |
Reported balance
After 2017-11-30 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2017-11-30 · Other · Acquired 41.0649 · Balance 1,811.2893 F5: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.34 · Expires 2026-11-28 | Direct | 21,014 |
Reported balance
After 2017-11-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-11-29 · Exercise / conversion · Disposed 10,508 · Balance 21,014 |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.00 · Expires 2025-11-30 | Direct | 24,505 |
Reported balance
After 2017-11-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-11-29 · Exercise / conversion · Disposed 12,254 · Balance 24,505 |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.26 · Expires 2024-11-21 | Direct | 0 |
Reported balance
After 2017-11-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-11-29 · Exercise / conversion · Disposed 80,278 · Balance 0 |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.00 · Expires 2025-11-30 | Direct | 12,252 |
Reported balance
After 2017-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-11-30 · Exercise / conversion · Disposed 12,253 · Balance 12,252 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
F2: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.91 to $82.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.92 to $82.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.92 to $82.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
F6: This is a weighted average price. These shares were sold in multiple transactions on November 30, 2017 at prices ranging from $81.76 to $82.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 12,253 | $50.00 Strike: $50.00 | $612,650.00 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · derivative · entry 13 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,252 Underlying: Class A Common Stock · 12,253 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 12,253 | $82.25 | $1,007,772.49 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 9 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,411.644 F6 · price: This is a weighted average price. These shares were sold in multiple transactions on November 30, 2017 at prices ranging from $81.76 to $82.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 12,253 | $50.00 | $612,650.00 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 8 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,664.644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 41.0649 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 7 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,811.2893 F5 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 80,278 | $42.26 Strike: $42.26 | $3,392,548.28 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · derivative · entry 12 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 80,278 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 12,254 | $50.00 Strike: $50.00 | $612,700.00 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · derivative · entry 11 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,505 Underlying: Class A Common Stock · 12,254 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 10,508 | $58.34 Strike: $58.34 | $613,036.72 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · derivative · entry 10 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,014 Underlying: Class A Common Stock · 10,508 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 80,278 | $82.07 | $6,588,656.29 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 6 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,411.644 F4 · price: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.92 to $82.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 80,278 | $42.26 | $3,392,548.28 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 5 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,689.644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 12,254 | $82.06 | $1,005,538.73 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 4 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,411.644 F3 · price: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.92 to $82.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 12,254 | $50.00 | $612,700.00 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 3 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,665.644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 10,508 | $82.06 | $862,244.45 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 2 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,411.644 F2 · price: This is a weighted average price. These shares were sold in multiple transactions on November 29, 2017 at prices ranging from $81.91 to $82.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 18:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 10,508 | $58.34 | $613,036.72 |
DisclosureSEC source: 0000100493-17-000179 · wf-form4_151215395849908.xml · nonDerivative · entry 1 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,919.644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:43 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000155 · wf-form4_151130061879650.xml · derivative · entry 6 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 21, 2014 the Reporting Person received a grant of 23,662 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,106.374 shares vested and are reported herein as acquired non-derivatives securities and 2,555.626 shares expired F4 · derivative.exercise_date: On November 21, 2014 the Reporting Person received a grant of 23,662 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,106.374 shares vested and are reported herein as acquired non-derivatives securities and 2,555.626 shares expired F4 · derivative.expiration_date: On November 21, 2014 the Reporting Person received a grant of 23,662 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,106.374 shares vested and are reported herein as acquired non-derivatives securities and 2,555.626 shares expired Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:43 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 3,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000155 · wf-form4_151130061879650.xml · nonDerivative · entry 5 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,411.644 F6 · kind: On November 17, 2017, 7,646.474 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 3,736 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations. F2 · balance_after: Includes 7,646.474 shares of Class A Common Stock which vested as described in footnote 6; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 17, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:43 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 10,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000155 · wf-form4_151130061879650.xml · nonDerivative · entry 4 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,147.644 F5 · kind: Pursuant to an election made by the Reporting Person, 10,311 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations related to the vesting described in footnote 4. F2 · balance_after: Includes 7,646.474 shares of Class A Common Stock which vested as described in footnote 6; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 17, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:43 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 21,106.374 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000155 · wf-form4_151130061879650.xml · nonDerivative · entry 3 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,458.644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 21, 2014 the Reporting Person received a grant of 23,662 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,106.374 shares vested and are reported herein as acquired non-derivatives securities and 2,555.626 shares expired F2 · balance_after: Includes 7,646.474 shares of Class A Common Stock which vested as described in footnote 6; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 17, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 21:43 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 344.0628 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000155 · wf-form4_151130061879650.xml · nonDerivative · entry 2 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,770.2244 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 19, 2017 Filed Nov 21, 2017 21:43 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 79.285 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000155 · wf-form4_151130061879650.xml · nonDerivative · entry 1 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,352.27 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,646.474 shares of Class A Common Stock which vested as described in footnote 6; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 17, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 74,500 | $31.82 Strike: $31.82 | $2,370,590.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · derivative · entry 12 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 74,500 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 70,600 | $19.36 Strike: $19.36 | $1,366,816.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · derivative · entry 11 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 70,600 shares Expires 2022-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 74,500 | $65.96 | $4,913,722.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 10 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,272.985 F6 · price: This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 74,500 | $31.82 | $2,370,590.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 9 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,772.985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 70,600 | $65.99 | $4,658,752.80 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 8 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,272.985 F5 · price: This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 70,600 | $19.36 | $1,366,816.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 7 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,872.985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| August 10, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 1,050.926 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 6 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,426.1616 F4 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| June 19, 2017 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 252.87 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 5 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,272.985 F3 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| December 21, 2016 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GiftClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 4 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,020.115 F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| December 21, 2016 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GiftClass A Common Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 3 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,020.115 F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| December 21, 2016 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 5,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 2 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,020.115 F1 · kind: The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct. F2 · balance_after: Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| December 21, 2016 Filed Aug 15, 2017 20:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 5,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000108 · wf-form4_150282944417837.xml · nonDerivative · entry 1 LEATHERBY DENNIS · CIK 0001019048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 375.2356 F1 · kind: The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 31,522 | $58.34 Strike: $1.00 | $1,838,993.48 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · derivative · entry 10 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,522 Underlying: Class A Common Stock · 31,522 shares Expires 2026-11-28 F11 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 29,003.6 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · derivative · entry 9 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,167.6 Underlying: Class A Common Stock · 29,003.6 shares Expires not disclosed F10 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F10 · kind: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F10 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F10 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 29,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · derivative · entry 8 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. F4 · derivative.exercise_date: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. F4 · derivative.expiration_date: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 7,250.9 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · nonDerivative · entry 7 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,243.115 F8 · kind: Award of Class A Common Stock which vests on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. The performance metric is achievement of a three year (fiscal 2017-2019) cumulative EBIT target as set forth in the Stock Incentive Agreement. If the performance metric is not achieved, the award expires. F9 · balance_after: Includes 7,539.016 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,250.9 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · nonDerivative · entry 6 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,992.215 F6 · kind: On November 28, 2016, 9,368.014 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 4,577 shares were sold by the Reporting Person to the Issuer on November 28, 2016, to satisfy tax withholding obligations. F7 · balance_after: Includes 7,539.016 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and includes 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 10,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · nonDerivative · entry 5 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,569.215 F5 · kind: Pursuant to an election made by the Reporting Person, 10,976 shares were sold by the Reporting Person to the Issuer on November 28, 2016, to satisfy tax withholding obligations related to the vesting described in footnote 4. F1 · balance_after: Includes 9,368.014 shares of Class A Common Stock which vested as described in footnote 6; 7,539.016 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 22,465.576 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · nonDerivative · entry 4 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,545.215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. F1 · balance_after: Includes 9,368.014 shares of Class A Common Stock which vested as described in footnote 6; 7,539.016 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 28, 2016 Filed Dec 1, 2016 21:40 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 31,522 | $0.00 Strike: $58.34 | $0.00 |
DisclosureSEC source: 0000100493-16-000315 · wf-form4a_148062844565322.xml · derivative · entry 1 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,522 Underlying: Class A Common Stock · 31,522 shares Expires 2026-11-28 F1 · derivative.exercise_price: The exercise price was incorrectly filed as being $1.00 on the Form 4 filed on November 30, 2016. It is being corrected to the exercise price of $58.34. F2 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 17, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 319.5693 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · nonDerivative · entry 3 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 6,152.2356 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 15, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 51.764 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · nonDerivative · entry 2 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,079.639 F2 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F1 · balance_after: Includes 9,368.014 shares of Class A Common Stock which vested as described in footnote 6; 7,539.016 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| August 23, 2016 Filed Nov 30, 2016 21:51 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GiftClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000307 · wf-form4_148054269381729.xml · nonDerivative · entry 1 LEATHERBY DENNIS · CIK 0001019048 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,027.875 F1 · balance_after: Includes 9,368.014 shares of Class A Common Stock which vested as described in footnote 6; 7,539.016 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.