person · Reporting owner
Carter William Harrison
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCE AUTO PARTS INCAAP · Entity 4323 | SVP, Independent Business | December 04, 2017 | December 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCE AUTO PARTS INC
Report date December 04, 2017 · Filed December 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,818 |
Reported balance
After 2017-12-04 transaction · row 1
1 source rowRow 1 · 2017-12-04 · Tax withholding · Disposed 8 · Balance 9,818 F1: Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Dec 4, 2017 21:24 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Tax withholdingCommon Stock | 8 | $99.28 | $794.24 |
DisclosureSEC source: 0001158449-17-000188 · wf-form4_151242267393475.xml · nonDerivative · entry 1 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,818 F1 · shares: Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Exercise / conversionStock Appreciation Rights · Derivative | 204 | $0.00 Strike: $123.32 | $0.00 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · derivative · entry 8 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 204 shares Expires 2021-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Exercise / conversionStock Appreciation Rights · Derivative | 598 | $0.00 Strike: $107.93 | $0.00 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · derivative · entry 7 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 598 shares Expires 2020-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Exercise / conversionStock Appreciation Right · Derivative | 7,329 | $0.00 Strike: $73.17 | $0.00 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · derivative · entry 6 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,329 shares Expires 2019-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These shares became exercisable in three equal annual installments beginning on December 3, 2013. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | SaleCommon Stock | 2,690 | $152.83 | $411,112.70 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · nonDerivative · entry 5 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,826 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.80 to $152.83. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Tax withholdingCommon Stock | 5,441 | $152.75 | $831,112.75 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · nonDerivative · entry 4 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,516 F1 · shares: Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights. F2 · price: The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $152.72 to $152.75. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Exercise / conversionCommon Stock | 204 | $123.32 | $25,157.28 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · nonDerivative · entry 3 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Exercise / conversionCommon Stock | 598 | $107.93 | $64,542.14 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · nonDerivative · entry 2 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Exercise / conversionCommon Stock | 7,329 | $73.17 | $536,262.93 |
DisclosureSEC source: 0001158449-17-000071 · wf-form4_149012698048194.xml · nonDerivative · entry 1 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:01 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantStock Appreciation Rights · Derivative | 204 | $0.00 Strike: $123.32 | $0.00 |
DisclosureSEC source: 0001158449-17-000051 · wf-form4_148858565055196.xml · derivative · entry 3 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204 Underlying: Common Stock · 204 shares Expires 2021-02-10 F3 · shares: As previously reported, on February 10, 2014, the reporting person received an equity award, a portion of which was subject to the registrant achieving certain predetermined financial performance targets, subject to certification by the registrant's Compensation Committee. Effective March 1, 2017 it was determined that these performance conditions had been achieved for a payout of 17.5% of the performance award. The reported amount of stock appreciation rights (SARs) are fully vested and collectively represent the final vesting under this award. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:01 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantStock Appreciation Rights · Derivative | 598 | $0.00 Strike: $107.93 | $0.00 |
DisclosureSEC source: 0001158449-17-000051 · wf-form4_148858565055196.xml · derivative · entry 2 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598 Underlying: Common Stock · 598 shares Expires 2020-12-12 F2 · shares: As previously reported, on December 12, 2013, the reporting person received an equity award, a portion of which was subject to the registrant achieving certain predetermined financial performance targets, subject to certification by the registrant's Compensation Committee. Effective March 1, 2017 it was determined that these performance conditions had been achieved for a payout of 17.5% of the performance award. The reported amount of stock appreciation rights (SARs) are fully vested and collectively represent the final vesting under this award. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:01 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 671 | $156.68 | $105,132.28 |
DisclosureSEC source: 0001158449-17-000051 · wf-form4_148858565055196.xml · nonDerivative · entry 1 Carter William Harrison · CIK 0001518981 · SVP, Independent Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,826 F1 · shares: The reported amount of time-based restricted stock units (RSUs) along with performance-based RSUs not reported on this Form 4, collectively, represent 30% and 70% portions, respectively, of a target equity award. The time-based RSUs are subject to time vesting in three approximately equal annual installments beginning one year from the grant date. The performance-based RSUs may vest on the third anniversary of the grant date, if the registrant achieves certain pre-determined financial performance targets, subject to certification by the registrant's Compensation Committee. In addition, if the registrant's financial performance exceeds the target levels, the reporting person may receive additional performance-based RSUs up to a maximum of an additional 200% of the target level grant of performance-based RSUs. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 00:02 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Tax withholdingCommon Stock | 70 | $164.05 | $11,483.50 |
DisclosureSEC source: 0001158449-17-000024 · wf-form4_148711693126703.xml · nonDerivative · entry 1 Carter William Harrison · CIK 0001518981 · SVP, Operations & Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,155 F1 · shares: Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Tax withholdingCommon Stock | 248 | $173.00 | $42,904.00 |
DisclosureSEC source: 0001158449-16-000532 · wf-form4_148166335004493.xml · nonDerivative · entry 2 Carter William Harrison · CIK 0001518981 · SVP, Operations & Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,225 F1 · shares: Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:09 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Tax withholdingCommon Stock | 247 | $175.58 | $43,368.26 |
DisclosureSEC source: 0001158449-16-000532 · wf-form4_148166335004493.xml · nonDerivative · entry 1 Carter William Harrison · CIK 0001518981 · SVP, Operations & Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,473 F1 · shares: Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:37 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | Tax withholdingCommon Stock | 255 | $170.76 | $43,543.80 |
DisclosureSEC source: 0001158449-16-000520 · wf-form4_148071463444136.xml · nonDerivative · entry 1 Carter William Harrison · CIK 0001518981 · SVP, Operations & Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,720 F1 · shares: Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.